Rosalind Advisors, Inc. — 13F Holdings & Portfolio

CIK 1622627 · latest 13F-HR filed 2026-05-14

Rosalind Advisors, Inc. manages $248.9M in 13F-reported U.S. long-equity assets across 38 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are DCTH (12.31%), XERS (7.53%), FENC (7.19%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 11 new positions, exited 8, added to 5, and trimmed 16.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$248.9M

Long-equity book

Holdings

38

Distinct positions

Period

2026-03-31

Filed 2026-05-14

Q/Q Activity

+11 / −8 / ↑5 / ↓16

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • X4 PHARMACEUTICALS INC$2.9M +27.4%
  • XERIS BIOPHARMA HOLDINGS INC$2.2M +13.1%
  • EYEPOINT PHARMACEUTICALS INC$757.2K +6.0%
  • NEURAXIS INC$654.7K +63.0%
  • BIOFRONTERA INC$291.4K +44.8%
Show all 5

Top Trims

  • VIRIDIAN THERAPEUTICS INC-$9.1M -65.0%
  • CYBIN INC-$6.2M -45.8%
  • CG ONCOLOGY INC-$5.7M -45.7%
  • PROFOUND MEDICAL CORP-$3.0M -36.2%
  • SAVARA INC-$3.0M -14.8%
Show all 16

New Positions

  • VAXCYTE INC$16.9M
  • VOR BIOPHARMA INC$12.5M
  • CELLDEX THERAPEUTICS INC$10.5M
  • BIOCRYST PHARMACEUTICALS INC$8.8M
  • ATEA PHARMACEUTICALS INC$6.3M
Show all 11

Exited Positions

  • REPLIMUNE GROUP INC$13.7M
  • ASTRIA THERAPEUTICS INC$13.6M
  • CYTOKINETICS INC$12.4M
  • MIND MEDICINE MINDMED INC$10.0M
  • Ocular Therapeutix, Inc$4.9M
Show all 8
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DELCATH SYSTEMS, INC. DCTH 24661P807 $30.6M 12.31% 3,300,389 SH
2 XERIS BIOPHARMA HOLDINGS INC XERS 98422E103 $18.7M 7.53% 3,231,700 SH
3 FENNEC PHARMACEUTICALS INC FENC 31447P100 $17.9M 7.19% 2,908,201 SH
4 SAVARA INC SVRA 805111101 $17.5M 7.03% 3,203,721 SH
5 VAXCYTE INC PCVX 92243G108 $16.9M 6.77% 290,000 SH
6 EYEPOINT PHARMACEUTICALS INC EYPT 30233G209 $13.4M 5.37% 1,036,737 SH
7 X4 PHARMACEUTICALS INC XFOR 98420X202 $13.3M 5.33% 3,214,766 SH
8 VOR BIOPHARMA INC VOR 929033207 $12.5M 5.02% 700,000 SH
9 MEDIWOUND LTD MDWD M68830112 $12.1M 4.85% 749,054 SH
10 VERASTEM INC VSTM 92337C203 $11.3M 4.55% 2,138,475 SH
11 CELLDEX THERAPEUTICS INC CLDX 15117B202 $10.5M 4.21% 330,000 SH
12 BIOCRYST PHARMACEUTICALS INC BCRX 09058V103 $8.8M 3.53% 923,057 SH
13 CYBIN INC HELP 23256X407 $7.4M 2.95% 1,531,814 SH
14 CG ONCOLOGY INC CGON 156944100 $6.8M 2.72% 100,000 SH
15 INSPIREMD INC NSPR 45779A846 $6.4M 2.56% 3,905,743 SH
16 ATEA PHARMACEUTICALS INC AVIR 04683R106 $6.3M 2.53% 1,171,855 SH
17 PROFOUND MEDICAL CORP PROF 74319B502 $5.4M 2.16% 828,118 SH
18 VIRIDIAN THERAPEUTICS INC VRDN 92790C104 $4.9M 1.97% 250,401 SH
19 REPLIMUNE GROUP INC Call REPL 76029N906 $2.7M 1.10% 1,275,600 SH
20 POLYPID LTD PYPD M8001Q126 $2.6M 1.05% 597,926 SH
21 MYOMO INC MYO 62857J201 $2.6M 1.04% 3,847,272 SH
22 TALPHERA INC TLPH 00444T209 $2.5M 1.01% 3,353,916 SH
23 OVID THERAPEUTICS INC OVID 690469101 $2.5M 0.99% 1,107,994 SH
24 DEFINIUM THERAPEUTICS INC DFTX 24477V105 $2.4M 0.95% 125,000 SH
25 ONKURE THERAPEUTICS INC OKUR 68277Q105 $1.8M 0.74% 443,763 SH
26 LIPOCINE INC LPCN 53630X203 $1.8M 0.71% 221,616 SH
27 NEURAXIS INC NRXS 64134X201 $1.7M 0.68% 286,138 SH
28 AVALO THERAPEUTICS INC AVTX 05338F306 $1.1M 0.45% 75,000 SH
29 ANNEXON INC ANNX 03589W102 $1.1M 0.45% 200,000 SH
30 INVESCO QQQ TR Put QQQ 46090E953 $1.1M 0.42% 250,000 SH
31 AQUESTIVE THERAPEUTICS INC AQST 03843E104 $1.0M 0.42% 250,000 SH
32 SPDR S&P 500 ETF TR Put XCNY 78462F953 $958.5K 0.39% 125,000 SH
33 BIOFRONTERA INC BFRI 09077D209 $941.6K 0.38% 1,163,962 SH
34 KURA ONCOLOGY INC KURA 50127T109 $813.0K 0.33% 100,000 SH
35 REGENTIS BIOMATERIALS LTD RGNT M8211G108 $768.4K 0.31% 251,510 SH
36 VIRIDIAN THERAPEUTICS INC Put VRDN 92790C954 $52.7K 0.02% 263,600 SH
37 ARRIVENT BIOPHARMA INC Call AVBP 04272N902 $0 0.00% 108,900 SH
38 UNIQURE NV Call N90064901 $0 0.00% 295,800 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-14 $248.9M 38 0001622627-26-000015
2025-12-31 2026-02-12 $284.5M 42 0001622627-26-000011
2025-09-30 2025-11-13 $292.6M 39 0001622627-25-000038