Krilogy Financial LLC — 13F Holdings & Portfolio
CIK 1659047 · latest 13F-HR filed 2026-10-13
Krilogy Financial LLC manages $3.66B in 13F-reported U.S. long-equity assets across 1,093 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SCHG (3.58%), SPCX (3.57%), XLK (2.89%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 123 new positions and exited 113; 394 existing positions rose in reported value and 341 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$3.66B
Long-equity book
Holdings
1,093
Distinct positions
Period
2026-09-30
Filed 2026-10-13
Q/Q Activity
+123 / −113 / ↑394 / ↓341
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26SCHG3.6% · -4%SPCX3.6% · +12995%XLK2.9% · +8%SCHV2.7% · -1%PYLD2.5% · -9%MINT2.5% · +14%VFLO2.4% · -2%AAPL2.3% · +3%DFAU2.0% · -17%AVUV1.9% · +2%SCHE1.8% · +1%NVDA1.8% · +2%VOE1.7% · +2%IBTM1.5% · -3%IWP1.2% · +3%XLV1.2% · +5%AMZN1.2% · +7%MU1.1% · +4%MSFT1.0% · +2%XLF1.0% · +6%SLYG1.0% · -3%IBGM1.0% · newAVDV1.0% · +8%SCHF0.8% · -2%VUG0.8% · +0%XLY0.8% · +12%JSCP0.8% · +5732%GOOGL0.8% · +2%AVDE0.8% · +0%IBTO0.8% · +3%XLC0.8% · +12%DFIC0.7% · -11%IBGC0.6% · +423%XLI0.6% · +9%META0.6% · +7%XLP0.6% · +11%IBTG0.6% · -10%GOOG0.6% · +0%BRIE0.5% · +10%DFCF0.5% · -25%DFSV0.5% · -17%AVGO0.5% · +12%JPST0.5% · +31%IBTL0.4% · +8%AVLV0.4% · -5%WMT0.4% · -10%VTV0.4% · -5%VTI0.4% · +3%IBTI0.4% · -8%IBTH0.4% · -7%IVV0.3% · +5%SCHH0.3% · +2%SPY0.3% · +2%BTAL0.3% · +15%JPIE0.3% · +3%PPTA0.3% · -8%XLE0.3% · +6%DISV0.3% · -16%DFEM0.3% · -12%LRCX0.3% · +26%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 26.4%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 31, 2026.
Assets Under Management
$5.20B
Discretionary
$4.68B
Employees
103
Accounts
11,114
Address
275 N. LINDBERGH
STE. 20
ST. LOUIS, MO 63141
STE. 20
ST. LOUIS, MO 63141
Phone
(314) 884-2800
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| Fernandez, Brian, Joseph Control | PRESIDENT since Apr 2025 | Less than 5% | Individual |
| KRILOGY, LLC Control | SOLE MEMBER since Dec 2008 | 75% or more | Domestic Entity |
| LEWIS, MARK, BRINLEY Control | CHIEF FINANCIAL OFFICER since Aug 2023 | Less than 5% | Individual |
| LEWIS, THOMAS, JOSEPH Control | LEGAL COUNSEL & CHIEF COMPLIANCE OFFICER since Apr 2016 | Less than 5% | Individual |
| MCARTHUR, JOHN, MICHAEL Control | SENIOR PARTNER & CHIEF INVESTMENT OFFICER since Feb 2012 | Less than 5% | Individual |
| SKORNIA, KENT, SCOTT Control | CHIEF EXECUTIVE OFFICER since Dec 2008 | Less than 5% | Individual |
| CB RISE AGGREGATOR, L.P. Control Indirect owner via RISE GROWTH PARTNERS, LLC | OWNER since Oct 2025 | 75% or more | Domestic Entity |
| DURAN, JOSEPH, JOHN Control Indirect owner via KRILOGY, LLC | MANAGER since Oct 2025 | General partner, trustee or manager | Individual |
| Fernandez, Brian, Joseph Control Indirect owner via KRILOGY, LLC | MANAGER since Oct 2025 | General partner, trustee or manager | Individual |
| HOLTON, RICHARD, C. Control Indirect owner via KRILOGY, LLC | MANAGER since Apr 2025 | General partner, trustee or manager | Individual |
| RGP-KRILOGY, LLC Control Indirect owner via KRILOGY, LLC | OWNER since Oct 2025 | General partner, trustee or manager | Domestic Entity |
| RISE GROWTH PARTNERS, LLC Control Indirect owner via RGP-KRILOGY, LLC | OWNER since Oct 2025 | 75% or more | Domestic Entity |
| SUNSET CREW, LLC Control Indirect owner via KRILOGY, LLC | OWNER since Oct 2025 | 50–75% | Domestic Entity |
Ownership & leadership changes · 6 filings with changes since Mar 9, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Nov 7, 2025 filing
- AddedCB RISE AGGREGATOR, L.P. · OWNER · 75% or more · indirect via RISE GROWTH PARTNERS, LLC · control person
- AddedDURAN, JOSEPH, JOHN · MANAGER · General partner, trustee or manager · indirect via KRILOGY, LLC · control person
- AddedFernandez, Brian, Joseph · PRESIDENT · Less than 5% · control person
- AddedFernandez, Brian, Joseph · MANAGER · General partner, trustee or manager · indirect via KRILOGY, LLC · control person
- AddedHOLTON, RICHARD, C. · MANAGER · General partner, trustee or manager · indirect via KRILOGY, LLC · control person
- AddedKRILOGY, LLC · SOLE MEMBER · 75% or more · control person
- AddedRGP-KRILOGY, LLC · OWNER · General partner, trustee or manager · indirect via KRILOGY, LLC · control person
- AddedRISE GROWTH PARTNERS, LLC · OWNER · 75% or more · indirect via RGP-KRILOGY, LLC · control person
- AddedSUNSET CREW, LLC · OWNER · 50–75% · indirect via KRILOGY, LLC · control person
- ChangedLEWIS, THOMAS, JOSEPH · title CHIEF COMPLIANCE OFFICER → LEGAL COUNSEL & CHIEF COMPLIANCE OFFICER; now a control person
- ChangedMCARTHUR, JOHN, MICHAEL · ownership 10–25% → Less than 5%; now a control person
- ChangedSKORNIA, KENT, SCOTT · title MANAGING MEMBER / PRESIDENT/ CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER; ownership 75% or more → Less than 5%
Mar 30, 2024 filing
- AddedLEWIS, MARK, BRINLEY · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ChangedMCARTHUR, JOHN, MICHAEL · title SENIOR PARTNER → SENIOR PARTNER & CHIEF INVESTMENT OFFICER
- ChangedSKORNIA, KENT, SCOTT · title MANAGING MEMBER / PRESIDENT → MANAGING MEMBER / PRESIDENT/ CHIEF EXECUTIVE OFFICER
Apr 28, 2016 filing
- No longer listedSHENBERG, ANDREW, MICHAEL · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Nov 2012
- AddedLEWIS, THOMAS, JOSEPH · CHIEF COMPLIANCE OFFICER · Less than 5%
Jul 3, 2013 filing
- No longer listedHERCULES, JEFFREY, ALBERT · SENIOR PARTNER · 10–25% · listed since Feb 2011
Dec 18, 2012 filing
- No longer listedULASZEK, MARCI, L · CHIEF COMPLIANCE OFFICER / PORTFOLIO STRATEGIST · Less than 5% · listed since Jul 2009
- AddedSHENBERG, ANDREW, MICHAEL · CHIEF COMPLIANCE OFFICER · Less than 5%
- Listed againMCARTHUR, JOHN, MICHAEL · SENIOR PARTNER · 10–25%
Jun 14, 2012 filing
- No longer listedMCARTHUR, JOHN, MICHAEL · SENIOR PARTNER · Less than 5% · listed since Feb 2012
- ChangedHERCULES, JEFFREY, ALBERT · ownership Less than 5% → 10–25%
- ChangedSKORNIA, KENT, SCOTT · title MANAGING MEMBER/CHIEF COMPLIANCE OFFICER → MANAGING MEMBER / PRESIDENT
- ChangedULASZEK, MARCI, L · title INVESTMENT SPECIALIST → CHIEF COMPLIANCE OFFICER / PORTFOLIO STRATEGIST
Mar 9, 2012 filing (earliest on record)
- ListedHERCULES, JEFFREY, ALBERT · SENIOR PARTNER · Less than 5%
- ListedMCARTHUR, JOHN, MICHAEL · SENIOR PARTNER · Less than 5%
- ListedSKORNIA, KENT, SCOTT · MANAGING MEMBER/CHIEF COMPLIANCE OFFICER · 75% or more · control person
- ListedULASZEK, MARCI, L · INVESTMENT SPECIALIST · Less than 5%
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SPACE EXPLORATION TECHN CORP$129.9M +12423.8%
- J P MORGAN EXCHANGE TRADED F$29.6M +5590.0%
- ISHARES TR$18.8M +377.3%
- APPLE INC$15.1M +21.6%
- MICROSOFT CORP$12.5M +48.4%
Top Trims
- ISHARES TR-$33.3M -88.2%
- PIMCO ETF TR-$14.1M -86.7%
- PIMCO ETF TR-$13.6M -12.7%
- DIMENSIONAL ETF TRUST-$12.6M -14.6%
- SPDR SERIES TRUST-$11.1M -88.2%
New Positions
- ISHARES TR$35.8M
- DFA INVT DIMENSIONS GROUP IN$17.8M
- ABRDN PLATINUM ETF TRUST$10.2M
- INVESCO EXCH TRADED FD TR II$9.5M
- EXXONMOBIL HOLDINGS CORP$8.0M
Exited Positions
- DIMENSIONAL ETF TRUST$21.8M
- VANECK ETF TRUST$9.3M
- ISHARES TR$8.4M
- EXXON MOBIL CORP$6.1M
- AON PLC$1.5M
Krilogy Financial LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $131.2M | 3.58% | 3,586,495 | SH |
| 2 | SPACE EXPLORATION TECHN CORP | SPCX | 84615Q103 | $130.9M | 3.57% | 800,999 | SH |
| 3 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $105.7M | 2.89% | 538,484 | SH |
| 4 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $97.1M | 2.65% | 2,852,950 | SH |
| 5 | PIMCO ETF TR | PYLD | 72201R585 | $93.1M | 2.54% | 3,667,575 | SH |
| 6 | PIMCO ETF TR | MINT | 72201R833 | $90.0M | 2.46% | 896,728 | SH |
| 7 | VICTORY PORTFOLIOS II | VFLO | 92647X830 | $88.4M | 2.41% | 1,670,612 | SH |
| 8 | APPLE INC | AAPL | 037833100 | $85.3M | 2.33% | 250,081 | SH |
| 9 | DIMENSIONAL ETF TRUST | DFAU | 25434V104 | $73.4M | 2.00% | 1,374,950 | SH |
| 10 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $70.1M | 1.91% | 584,456 | SH |
| 11 | SCHWAB STRATEGIC TR | SCHE | 808524706 | $64.4M | 1.76% | 1,753,085 | SH |
| 12 | NVIDIA CORPORATION | NVDA | 67066G104 | $64.2M | 1.75% | 283,467 | SH |
| 13 | VANGUARD INDEX FDS | VOE | 922908512 | $63.5M | 1.73% | 312,692 | SH |
| 14 | ISHARES TR | IBTM | 46436E296 | $55.5M | 1.51% | 2,550,327 | SH |
| 15 | ISHARES TR | IWP | 464287481 | $45.4M | 1.24% | 321,821 | SH |
| 16 | SELECT SECTOR SPDR TR | XLV | 81369Y209 | $44.0M | 1.20% | 255,996 | SH |
| 17 | AMAZON COM INC | AMZN | 023135106 | $43.7M | 1.19% | 168,340 | SH |
| 18 | MICRON TECHNOLOGY INC | MU | 595112103 | $38.5M | 1.05% | 38,897 | SH |
| 19 | MICROSOFT CORP | MSFT | 594918104 | $38.4M | 1.05% | 70,899 | SH |
| 20 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $37.5M | 1.02% | 680,361 | SH |
| 21 | SPDR SERIES TRUST | SLYG | 78464A201 | $37.2M | 1.01% | 343,061 | SH |
| 22 | ISHARES TR | IBGM | 46438G133 | $35.8M | 0.98% | 1,586,275 | SH |
| 23 | AMERICAN CENTY ETF TR | AVDV | 025072802 | $35.3M | 0.96% | 326,662 | SH |
| 24 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $31.1M | 0.85% | 1,145,352 | SH |
| 25 | VANGUARD INDEX FDS | VUG | 922908736 | $30.7M | 0.84% | 334,752 | SH |
| 26 | SELECT SECTOR SPDR TR | XLY | 81369Y407 | $30.2M | 0.82% | 268,738 | SH |
| 27 | J P MORGAN EXCHANGE TRADED F | JSCP | 46641Q274 | $30.1M | 0.82% | 654,714 | SH |
| 28 | ALPHABET INC | GOOGL | 02079K305 | $29.9M | 0.82% | 84,718 | SH |
| 29 | AMERICAN CENTY ETF TR | AVDE | 025072703 | $29.6M | 0.81% | 330,236 | SH |
| 30 | ISHARES TR | IBTO | 46436E148 | $28.7M | 0.78% | 1,246,338 | SH |
| 31 | SELECT SECTOR SPDR TR | XLC | 81369Y852 | $28.1M | 0.77% | 252,435 | SH |
| 32 | DIMENSIONAL ETF TRUST | DFIC | 25434V799 | $27.2M | 0.74% | 726,875 | SH |
| 33 | ISHARES TR | IBGC | 46438G141 | $23.8M | 0.65% | 1,040,347 | SH |
| 34 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $23.8M | 0.65% | 140,420 | SH |
| 35 | META PLATFORMS INC | META | 30303M102 | $22.4M | 0.61% | 30,194 | SH |
| 36 | SELECT SECTOR SPDR TR | XLP | 81369Y308 | $21.8M | 0.60% | 258,372 | SH |
| 37 | ISHARES TR | IBTG | 46436E858 | $20.4M | 0.56% | 894,474 | SH |
| 38 | ALPHABET INC | GOOG | 02079K107 | $20.3M | 0.55% | 58,052 | SH |
| 39 | MFS ACTIVE EXCHANGE TRADED F | BRIE | 55286W801 | $19.5M | 0.53% | 649,102 | SH |
| 40 | DIMENSIONAL ETF TRUST | DFCF | 25434V872 | $19.5M | 0.53% | 483,531 | SH |
| 41 | DFA INVT DIMENSIONS GROUP IN | DFSV | 25239Y170 | $17.8M | 0.49% | 468,484 | SH |
| 42 | BROADCOM INC | AVGO | 11135F101 | $17.6M | 0.48% | 49,676 | SH |
| 43 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $17.4M | 0.48% | 345,990 | SH |
| 44 | ISHARES TR | IBTL | 46436E460 | $15.9M | 0.43% | 814,934 | SH |
| 45 | AMERICAN CENTY ETF TR | AVLV | 025072349 | $15.1M | 0.41% | 162,529 | SH |
| 46 | WALMART INC | WMT | 931142103 | $14.6M | 0.40% | 129,215 | SH |
| 47 | VANGUARD INDEX FDS | VTV | 922908744 | $14.0M | 0.38% | 63,425 | SH |
| 48 | VANGUARD INDEX FDS | VTI | 922908769 | $13.7M | 0.38% | 35,999 | SH |
| 49 | ISHARES TR | IBTI | 46436E833 | $13.0M | 0.35% | 593,101 | SH |
| 50 | ISHARES TR | IBTH | 46436E841 | $13.0M | 0.35% | 582,136 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-13 | $3.66B | 1,093 | 0001659047-26-000008 |
| 2026-06-30 | 2026-07-27 | $3.38B | 1,080 | 0001659047-26-000005 |
| 2026-03-31 | 2026-04-17 | $3.11B | 990 | 0001659047-26-000004 |
| 2025-12-31 | 2026-01-27 | $2.94B | 920 | 0001659047-26-000002 |
Filer Information
Address
275 N. LINDBERGH BLVDSUITE 20
ST. LOUIS, MO 63141
Phone
(314) 884-2800
Filing Manager
Krilogy Financial LLC
ST. LOUIS, MO
Signatory
Tom Lewis
CCO