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HORIZON FINANCIAL SERVICES, LLC — 13F Holdings & Portfolio

CIK 1674020 · latest 13F-HR filed 2026-11-04

Backtest portfolio

HORIZON FINANCIAL SERVICES, LLC manages $265.5M in 13F-reported U.S. long-equity assets across 692 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPYG (8.81%), SPYV (7.82%), SPSB (7.68%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 126 new positions and exited 80; 140 existing positions rose in reported value and 280 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$265.5M

Long-equity book

Holdings
692

Distinct positions

Period
2026-09-30

Filed 2026-11-04

Q/Q Activity
+126 / −80 / ↑140 / ↓280

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SPYG8.8% · +3%SPYV7.8% · +2%SPSB7.7% · +4%XLK5.9% · +13%SPDW5.5% · +3%SCHM4.9% · -5%SPHY4.5% · +4%VGSH4.0% · -1%SRLN3.9% · -0%SCHA3.6% · +5%XLF3.0% · +36%SPEM2.2% · +4%SCHP1.8% · +4%ICVT1.8% · +1%SPMB1.7% · +1%VCLT1.6% · +4%VSS1.5% · +3%XLRE1.3% · +5%XLV1.2% · -7%SPTL1.2% · +5%VWOB1.2% · +2%GLDM1.1% · newXLY1.1% · +25%XLC1.1% · +50%XLP1.1% · +14%MLPX1.0% · +3%XLI1.0% · -12%FPE1.0% · +4%MSFT0.9% · +11%AAPL0.8% · +2%NVDA0.6% · +8%SJNK0.6% · -10%LLY0.6% · -2%VCIT0.6% · -4%FLRN0.5% · -17%XLB0.5% · +13%XLU0.5% · +85%XLE0.4% · +12%GOOGL0.4% · +161%DUK0.4% · -5%JPST0.3% · -11%QQQ0.3% · -2%HD0.3% · -1%VTIP0.3% · -20%META0.2% · +33%JPM0.2% · +16%VOE0.2% · +10%AVGO0.2% · +5%SCHR0.2% · -17%AMZN0.2% · -5%VUG0.2% · +4%VOT0.2% · +10%APH0.2% · +102%CW0.2% · 0%UNH0.2% · -10%PGHY0.2% · newINTC0.1% · +24%JNJ0.1% · -13%GE0.1% · -10%T0.1% · +19%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 56.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 31, 2026.

Assets Under Management
$510.2M
Discretionary
$510.2M
Employees
9
Accounts
1,585
Address
5582 W. HENRIETTA RD.
WEST HENRIETTA, NY 14586
Phone
(585) 334-3600
Website
Name Title / Status Ownership Type
BLAZICK, KENNETH, STEPHEN ControlCHIEF INVESTMENT OFFICER
since Aug 2019
Less than 5%Individual
CONGDON, MARK, ALAN ControlPRESIDENT, OWNER
since Aug 2019
50–75%Individual
Congdon, Michael, R. ControlCHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, OWNER
since Aug 2019
10–25%Individual
Congdon, SusanOWNER
since Dec 2024
10–25%Individual
Ownership & leadership changes · 2 filings with changes since Aug 15, 2019

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 26, 2025 filing
  • AddedCongdon, Susan · OWNER · 10–25%
  • ChangedCONGDON, MARK, ALAN · title PRESIDENT → PRESIDENT, OWNER; ownership 75% or more → 50–75%
  • ChangedCongdon, Michael, R. · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, OWNER; ownership Less than 5% → 10–25%
Feb 18, 2022 filing
  • No longer listedSIGLER, CARRIE, BETH · CHIEF OPERATIONS OFFICER · Less than 5% · control person · listed since Aug 2019
Aug 15, 2019 filing (earliest on record)
  • ListedBLAZICK, KENNETH, STEPHEN · CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • ListedCONGDON, MARK, ALAN · PRESIDENT · 75% or more · control person
  • ListedCongdon, Michael, R. · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedSIGLER, CARRIE, BETH · CHIEF OPERATIONS OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 140 →

Top Trims

  • SCHM-$1.8M -12.2%
  • XLI-$698.7K -20.9%
  • CAT-$576.7K -68.9%
  • SCHA-$516.9K -5.1%
  • IVW-$395.2K -97.8%
Show all 280 →

New Positions

Show all 126 →

Exited Positions

Show all 80 →

HORIZON FINANCIAL SERVICES, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPYG SPYG 78464A409 $23.4M 8.81% 190,141 SH
2 SPYV SPYV 78464A508 $20.8M 7.82% 339,548 SH
3 SPSB SPSB 78464A474 $20.4M 7.68% 689,104 SH
4 XLK XLK 81369Y803 $15.7M 5.93% 80,429 SH
5 SPDW SPDW 78463X889 $14.6M 5.50% 291,057 SH
6 SCHM SCHM 808524508 $13.1M 4.94% 385,882 SH
7 SPHY SPHY 78468R606 $12.0M 4.50% 529,293 SH
8 VGSH VGSH 92206C102 $10.6M 3.98% 183,503 SH
9 SRLN SRLN 78467V608 $10.4M 3.93% 258,164 SH
10 SCHA SCHA 808524607 $9.6M 3.63% 295,217 SH
11 XLF XLF 81369Y605 $7.9M 2.96% 147,134 SH
12 SPEM SPEM 78463X509 $5.8M 2.19% 112,405 SH
13 SCHP SCHP 808524870 $4.9M 1.84% 194,607 SH
14 ICVT ICVT 46435G102 $4.8M 1.80% 42,370 SH
15 SPMB SPMB 78464A383 $4.5M 1.69% 211,828 SH
16 VCLT VCLT 92206C813 $4.3M 1.63% 63,335 SH
17 VSS VSS 922042718 $4.1M 1.55% 26,444 SH
18 XLRE XLRE 81369Y860 $3.3M 1.25% 81,275 SH
19 XLV XLV 81369Y209 $3.3M 1.24% 19,482 SH
20 SPTL SPTL 78464A664 $3.2M 1.22% 135,770 SH
21 VWOB VWOB 921946885 $3.2M 1.20% 50,475 SH
22 GLDM GLDM 98149E204 $3.0M 1.15% 37,108 SH
23 XLY XLY 81369Y407 $3.0M 1.14% 27,846 SH
24 XLC XLC 81369Y852 $3.0M 1.14% 27,216 SH
25 XLP XLP 81369Y308 $3.0M 1.14% 37,436 SH
26 MLPX MLPX 37954Y293 $2.7M 1.03% 39,187 SH
27 XLI XLI 81369Y704 $2.6M 1.00% 15,845 SH
28 FPE FPE 33739E108 $2.6M 0.98% 152,754 SH
29 MSFT MSFT 594918104 $2.5M 0.94% 4,853 SH
30 AAPL AAPL 037833100 $2.1M 0.81% 6,455 SH
31 NVDA NVDA 67066G104 $1.6M 0.61% 7,073 SH
32 SJNK SJNK 78468R408 $1.6M 0.61% 66,379 SH
33 LLY LLY 532457108 $1.5M 0.58% 1,326 SH
34 VCIT VCIT 92206C870 $1.5M 0.55% 18,759 SH
35 FLRN FLRN 78468R200 $1.4M 0.54% 46,368 SH
36 XLB XLB 81369Y100 $1.3M 0.51% 27,682 SH
37 XLU XLU 81369Y886 $1.3M 0.49% 32,926 SH
38 XLE XLE 81369Y506 $1.0M 0.39% 16,793 SH
39 GOOGL GOOGL 02079K305 $975.8K 0.37% 2,836 SH
40 DUK DUK 26441C204 $963.4K 0.36% 8,450 SH
41 JPST JPST 46641Q837 $857.9K 0.32% 17,031 SH
42 QQQ QQQ 73935A104 $835.2K 0.31% 1,129 SH
43 HD HD 437076102 $722.3K 0.27% 2,539 SH
44 VTIP VTIP 922020805 $679.8K 0.26% 13,811 SH
45 META META 30303M102 $646.9K 0.24% 892 SH
46 JPM JPM 46625H100 $645.3K 0.24% 1,951 SH
47 VOE VOE 922908512 $643.5K 0.24% 3,291 SH
48 AVGO AVGO Y09827109 $619.5K 0.23% 1,764 SH
49 SCHR SCHR 808524854 $586.4K 0.22% 24,743 SH
50 AMZN AMZN 023135106 $554.4K 0.21% 2,225 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-11-04 $265.5M 692 0001674020-26-000005
2026-06-30 2026-07-20 $260.8M 646 0001674020-26-000003
2026-03-31 2026-04-15 $226.2M 425 0001674020-26-000002
2025-12-31 2026-01-12 $219.8M 404 0001674020-26-000001
Filer Information
Address
3880 VEST MILL RD, STE 100
WINSTON SALEM, NC 27103
Phone
(336) 659-7060
Filing Manager
HORIZON FINANCIAL SERVICES, LLC
WINSTON SALEM, NC
Signatory
JOHN BRAIS
CCO