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SWS Partners — 13F Holdings & Portfolio

CIK 1731731 · latest 13F-HR filed 2026-08-03

Backtest portfolio

SWS Partners manages $463.0M in 13F-reported U.S. long-equity assets across 108 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (8.80%), SCHR (3.92%), NVDA (3.61%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions and exited 7; 56 existing positions rose in reported value and 15 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$463.0M

Long-equity book

Holdings
108

Distinct positions

Period
2026-06-30

Filed 2026-08-03

Q/Q Activity
+3 / −7 / ↑56 / ↓15

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IVV8.8% · -10%SCHR3.9% · +2%NVDA3.6% · +14%IJH3.5% · -9%IDUB3.2% · -2%MU2.6% · +3%PCT2.5% · +39%AMBA2.4% · +44%GH2.4% · -6%GOOGL2.2% · -21%SPYD2.1% · -14%OSCV2.1% · +0%MRVL1.9% · -48%VMBS1.8% · +0%OKTA1.8% · -17%NTRA1.8% · +3%SCHX1.8% · -0%SNOW1.6% · +3%XYZ1.5% · +3%CIEN1.4% · -9%LLY1.4% · +128%TER1.4% · +3%VWO1.3% · -1%GLW1.2% · -49%DRSK1.2% · -0%SCHF1.2% · -1%PFFD1.1% · -11%PM1.1% · -3%META1.1% · +34%MP1.1% · +3%JPM1.0% · -1%NET0.9% · +3%HDEF0.9% · +2%MELI0.9% · +3%ANET0.9% · +3%SCHH0.8% · -0%XLE0.8% · -3%IGIB0.8% · +4%USHY0.8% · +3%WFC0.8% · -3%MPC0.8% · -4%ETN0.8% · -7%UBER0.7% · +2%ABBV0.7% · -89%AMZN0.7% · +3%PSX0.7% · +1%WMT0.7% · -2%UNH0.7% · +36%GD0.7% · +6%MET0.7% · -1%SW0.7% · -2%CSCO0.7% · -3%ED0.7% · +35%DUK0.7% · +34%RH0.6% · -22%APH0.6% · -31%PINS0.6% · -27%DXCM0.6% · -25%BRK.B0.6% · +37%BLK0.6% · -5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 35.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 14, 2026.

Assets Under Management
$442.6M
Discretionary
$442.6M
Employees
6
Accounts
519
Address
230 WEST STREET
SUITE 500
COLUMBUS, OH 43215
Phone
(614) 670-5733
Website
Name Title / Status Ownership Type
KESSLER WEALTH ADVISORS LLC ControlMANAGING MEMBER
since Jan 2021
75% or moreDomestic Entity
KESSLER, PHILIP, EUGENE ControlMANAGING PARTNER
since Nov 2015
Less than 5%Individual
PARKER, JAMES, FRANKLIN ControlMANAGING PARTNER
since Nov 2015
Less than 5%Individual
PRIEUR, KRISTIN, LYNNECHIEF COMPLIANCE OFFICER
since Apr 2024
Less than 5%Individual
KESSLER, PHILIP, EUGENE Control
Indirect owner via KESSLER WEALTH ADVISORS LLC
MANAGING PARTNER
since Jan 2021
50–75%Individual
PARKER, JAMES, FRANKLIN Control
Indirect owner via KESSLER WEALTH ADVISORS LLC
MANAGING PARTNER
since Jan 2021
50–75%Individual
Ownership & leadership changes · 9 filings with changes since Feb 2, 2016

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 26, 2024 filing
  • No longer listedPAYNE, CHRISTOPHER, LEE · INTERIM CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Nov 2023
  • AddedPRIEUR, KRISTIN, LYNNE · CHIEF COMPLIANCE OFFICER · Less than 5%
Nov 10, 2023 filing
  • No longer listedSolomon, Fatina · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Sep 2023
  • Listed againPAYNE, CHRISTOPHER, LEE · INTERIM CHIEF COMPLIANCE OFFICER · Less than 5%
Sep 26, 2023 filing
  • No longer listedPAYNE, CHRISTOPHER, LEE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Nov 2021
  • AddedSolomon, Fatina · CHIEF COMPLIANCE OFFICER · Less than 5%
Nov 2, 2021 filing
  • No longer listedSADZEWICZ, GERY, JOSEPH · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Oct 2015
  • AddedPAYNE, CHRISTOPHER, LEE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jan 26, 2021 filing
  • AddedKESSLER WEALTH ADVISORS LLC · MANAGING MEMBER · 75% or more · control person
  • AddedKESSLER, PHILIP, EUGENE · MANAGING PARTNER · 50–75% · indirect via KESSLER WEALTH ADVISORS LLC · control person
  • AddedPARKER, JAMES, FRANKLIN · MANAGING PARTNER · 50–75% · indirect via KESSLER WEALTH ADVISORS LLC · control person
  • ChangedKESSLER, PHILIP, EUGENE · title MEMBER → MANAGING PARTNER; ownership 50–75% → Less than 5%
  • ChangedPARKER, JAMES, FRANKLIN · title MEMBER → MANAGING PARTNER; ownership 50–75% → Less than 5%
Mar 24, 2020 filing
  • ChangedKESSLER, PHILIP, EUGENE · ownership 25–50% → 50–75%
  • ChangedPARKER, JAMES, FRANKLIN · ownership 25–50% → 50–75%
Jul 29, 2019 filing
  • No longer listedSTAFFORD, MICHAEL, BRENNAN · MEMBER · 10–25% · control person · listed since Nov 2015
Sep 30, 2016 filing
  • No longer listedCAVICCHIA, CRAIG · MEMBER · 10–25% · control person · listed since Nov 2015
Feb 12, 2016 filing
  • No longer listedKESSLER, PHILIP, EUGENE · MEMBER · 25–50% · indirect via SWS PARTNERS, LLC · control person · listed since Nov 2015
Feb 2, 2016 filing (earliest on record)
  • ListedCAVICCHIA, CRAIG · MEMBER · 10–25% · control person
  • ListedKESSLER, PHILIP, EUGENE · MEMBER · 25–50% · control person
  • ListedKESSLER, PHILIP, EUGENE · MEMBER · 25–50% · indirect via SWS PARTNERS, LLC · control person
  • ListedPARKER, JAMES, FRANKLIN · MEMBER · 25–50% · control person
  • ListedSADZEWICZ, GERY, JOSEPH · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedSTAFFORD, MICHAEL, BRENNAN · MEMBER · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 56 →

Top Trims

Show all 15 →

New Positions

Show all 3 →

Exited Positions

Show all 7 →

SWS Partners Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $40.7M 8.80% 54,398 SH
2 SCHWAB STRATEGIC TR SCHR 808524854 $18.2M 3.92% 736,384 SH
3 NVIDIA CORPORATION NVDA 67066G104 $16.7M 3.61% 83,644 SH
4 ISHARES TR IJH 464287507 $16.3M 3.53% 211,840 SH
5 ETF SER SOLUTIONS IDUB 26922B709 $14.7M 3.18% 535,902 SH
6 MICRON TECHNOLOGY INC MU 595112103 $12.1M 2.60% 10,444 SH
7 PURECYCLE TECHNOLOGIES INC PCT 74623V103 $11.6M 2.51% 1,434,924 SH
8 AMBARELLA INC AMBA G037AX101 $11.3M 2.45% 132,050 SH
9 GUARDANT HEALTH INC GH 40131M109 $11.2M 2.42% 74,582 SH
10 ALPHABET INC GOOGL 02079K305 $10.1M 2.17% 28,144 SH
11 SPDR SERIES TRUST SPYD 78468R788 $9.9M 2.14% 207,359 SH
12 ETF SER SOLUTIONS OSCV 26922A446 $9.8M 2.12% 232,209 SH
13 MARVELL TECHNOLOGY INC MRVL 573874104 $8.7M 1.87% 29,129 SH
14 VANGUARD SCOTTSDALE FDS VMBS 92206C771 $8.5M 1.83% 181,005 SH
15 OKTA INC OKTA 679295105 $8.2M 1.77% 60,161 SH
16 NATERA INC NTRA 632307104 $8.2M 1.77% 30,215 SH
17 SCHWAB STRATEGIC TR SCHX 808524201 $8.2M 1.76% 277,440 SH
18 SNOWFLAKE INC SNOW 833445109 $7.2M 1.56% 28,316 SH
19 BLOCK INC XYZ 852234103 $6.8M 1.48% 89,958 SH
20 CIENA CORP CIEN 171779309 $6.7M 1.44% 13,590 SH
21 ELI LILLY & CO LLY 532457108 $6.3M 1.36% 5,247 SH
22 TERADYNE INC TER 880770102 $6.2M 1.35% 12,915 SH
23 VANGUARD INTL EQUITY INDEX F VWO 922042858 $6.1M 1.31% 101,985 SH
24 CORNING INC GLW 219350105 $5.5M 1.20% 21,692 SH
25 ETF SER SOLUTIONS DRSK 26922A388 $5.5M 1.18% 190,686 SH
26 SCHWAB STRATEGIC TR SCHF 808524805 $5.4M 1.17% 195,610 SH
27 GLOBAL X FDS PFFD 37954Y657 $5.2M 1.13% 278,848 SH
28 PHILIP MORRIS INTL INC PM 718172109 $5.1M 1.10% 27,880 SH
29 META PLATFORMS INC META 30303M102 $5.0M 1.09% 8,938 SH
30 MP MATERIALS CORP MP 553368101 $5.0M 1.08% 89,386 SH
31 JPMORGAN CHASE & CO JPM 46625H100 $4.6M 0.99% 14,026 SH
32 CLOUDFLARE INC NET 18915M107 $4.3M 0.92% 17,357 SH
33 DBX ETF TR HDEF 233051630 $4.0M 0.87% 125,266 SH
34 MERCADOLIBRE INC MELI 58733R102 $4.0M 0.86% 2,336 SH
35 ARISTA NETWORKS INC ANET 040413205 $4.0M 0.86% 23,314 SH
36 SCHWAB STRATEGIC TR SCHH 808524847 $3.9M 0.84% 164,597 SH
37 SELECT SECTOR SPDR TR XLE 81369Y506 $3.9M 0.84% 73,240 SH
38 ISHARES TR IGIB 464288638 $3.7M 0.80% 69,976 SH
39 ISHARES TR USHY 46435U853 $3.7M 0.80% 99,938 SH
40 WELLS FARGO & CO WFC 949746101 $3.6M 0.78% 43,645 SH
41 MARATHON PETE CORP MPC 56585A102 $3.6M 0.77% 13,912 SH
42 EATON CORP PLC ETN G29183103 $3.5M 0.75% 8,148 SH
43 UBER TECHNOLOGIES INC UBER 90353T100 $3.4M 0.73% 46,749 SH
44 ABBVIE INC ABBV 00287Y109 $3.4M 0.73% 13,364 SH
45 AMAZON COM INC AMZN 023135106 $3.3M 0.71% 13,801 SH
46 PHILLIPS 66 PSX 718546104 $3.3M 0.71% 19,349 SH
47 WALMART INC WMT 931142103 $3.2M 0.70% 28,525 SH
48 UNITEDHEALTH GROUP INC UNH 91324P102 $3.2M 0.69% 7,714 SH
49 GENERAL DYNAMICS CORP GD 369550108 $3.2M 0.68% 8,919 SH
50 METLIFE INC MET 59156R108 $3.1M 0.68% 37,176 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-03 $463.0M 108 0001731731-26-000004
2026-03-31 2026-04-21 $405.4M 112 0001731731-26-000002
2025-12-31 2026-01-16 $414.3M 115 0001731731-26-000001
Filer Information
Address
230 WEST STREET
SUITE 500
COLUMBUS, OH 43201
Phone
(614) 670-5733
Filing Manager
SWS Partners
COLUMBUS, OH
Signatory
Kaleb Williams
Consultant