Rockefeller Capital Management L.P. — 13F Holdings & Portfolio
CIK 1739439 · latest 13F-HR filed 2026-05-14
Rockefeller Capital Management L.P. manages $56.40B in 13F-reported U.S. long-equity assets across 11,499 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are SPY (3.03%), AAPL (2.52%), NVDA (2.38%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 269 new positions, exited 255, added to 2,232, and trimmed 1,348.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$56.40B
Long-equity book
11,499
Distinct positions
2026-03-31
Filed 2026-05-14
+269 / −255 / ↑2232 / ↓1348
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- EXXON MOBIL CORP$115.2M +49.7%
- GE VERNOVA INC$100.5M +43.0%
- CHEVRON CORPORATION$100.2M +45.2%
- EQT CORP$95.1M +573.8%
- ISHARES TR$95.0M +46.4%
Top Trims
- MICROSOFT CORP-$416.7M -21.8%
- ALPHABET INC-$97.1M -7.3%
- SHOPIFY INC-$91.5M -57.3%
- META PLATFORMS INC-$77.6M -11.4%
- VISA INC-$76.5M -15.7%
New Positions
- ASTRAZENECA PLC$93.2M
- MORGAN STANLEY ETF TRUST$17.2M
- CECO ENVIRONMENTAL CORP$15.2M
- AMCOR PLC$12.0M
- VERSANT MEDIA GROUP INC$8.7M
Exited Positions
- ASTRAZENECA PLC$60.2M
- AMCOR PLC$10.9M
- CYBERARK SOFTWARE LTD$7.7M
- LISTED FDS TR$4.2M
- BLACKROCK N Y MUN INCOME TRU$1.8M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.71B | 3.03% | 2,624,536 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $1.42B | 2.52% | 5,598,564 | SH |
| 3 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.34B | 2.38% | 7,703,362 | SH |
| 4 | AMAZON COM INC | AMZN | 023135106 | $979.6M | 1.74% | 4,703,559 | SH |
| 5 | MICROSOFT CORP | MSFT | 594918104 | $974.2M | 1.73% | 2,631,750 | SH |
| 6 | ALPHABET INC | GOOGL | 02079K305 | $938.7M | 1.66% | 3,264,347 | SH |
| 7 | BROADCOM INC | AVGO | 11135F101 | $771.0M | 1.37% | 2,491,099 | SH |
| 8 | ISHARES TR | IVV | 464287200 | $620.2M | 1.10% | 949,398 | SH |
| 9 | INVESCO QQQ TR | QQQ | 46090E103 | $605.0M | 1.07% | 1,048,142 | SH |
| 10 | JPMORGAN CHASE & CO | JPM | 46625H100 | $572.2M | 1.01% | 1,945,071 | SH |
| 11 | VANGUARD INDEX FDS | VOO | 922908363 | $542.3M | 0.96% | 907,522 | SH |
| 12 | ALPHABET INC | GOOG | 02079K107 | $535.5M | 0.95% | 1,866,597 | SH |
| 13 | ISHARES TR | IWF | 464287614 | $456.8M | 0.81% | 1,071,344 | SH |
| 14 | META PLATFORMS INC | META | 30303M102 | $455.0M | 0.81% | 795,188 | SH |
| 15 | MICROSOFT CORP | MSFT | 594918104 | $444.4M | 0.79% | 1,200,455 | SH |
| 16 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $393.6M | 0.70% | 395,008 | SH |
| 17 | ELI LILLY & CO | LLY | 532457108 | $342.2M | 0.61% | 372,089 | SH |
| 18 | TIDAL TRUST III | RSMC | 45259A803 | $328.7M | 0.58% | 13,234,489 | SH |
| 19 | SPDR GOLD TR | GLD | 78463V107 | $327.1M | 0.58% | 760,231 | SH |
| 20 | VANGUARD INDEX FDS | VTI | 922908769 | $314.7M | 0.56% | 980,919 | SH |
| 21 | ISHARES TR | IWD | 464287598 | $314.5M | 0.56% | 1,472,033 | SH |
| 22 | VISA INC | V | 92826C839 | $307.7M | 0.55% | 1,018,176 | SH |
| 23 | TIDAL TRUST III | RGEF | 45259A886 | $290.4M | 0.51% | 9,662,001 | SH |
| 24 | HOME DEPOT INC | HD | 437076102 | $285.8M | 0.51% | 868,842 | SH |
| 25 | VANGUARD INDEX FDS | VTV | 922908744 | $282.5M | 0.50% | 1,440,106 | SH |
| 26 | TIDAL TRUST III | RGEF | 45259A886 | $272.9M | 0.48% | 9,079,373 | SH |
| 27 | VANGUARD INDEX FDS | VUG | 922908736 | $261.7M | 0.46% | 599,048 | SH |
| 28 | EXXON MOBIL CORP | XOM | 30231G102 | $260.9M | 0.46% | 1,537,561 | SH |
| 29 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $257.8M | 0.46% | 1,940,109 | SH |
| 30 | VANGUARD INDEX FDS | VOO | 922908363 | $255.3M | 0.45% | 427,269 | SH |
| 31 | ALPHABET INC | GOOGL | 02079K305 | $244.4M | 0.43% | 849,881 | SH |
| 32 | ISHARES TR | EFA | 464287465 | $243.8M | 0.43% | 2,510,083 | SH |
| 33 | CHEVRON CORPORATION | CVX | 166764100 | $231.8M | 0.41% | 1,120,119 | SH |
| 34 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $227.5M | 0.40% | 474,659 | SH |
| 35 | GE VERNOVA INC | GEV | 36828A101 | $222.0M | 0.39% | 254,356 | SH |
| 36 | ISHARES TR | IEFA | 46432F842 | $222.0M | 0.39% | 2,452,214 | SH |
| 37 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $217.0M | 0.38% | 1,130,857 | SH |
| 38 | JOHNSON & JOHNSON | JNJ | 478160104 | $214.0M | 0.38% | 875,409 | SH |
| 39 | APPLE INC | AAPL | 037833100 | $213.2M | 0.38% | 840,128 | SH |
| 40 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $210.4M | 0.37% | 538,868 | SH |
| 41 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $209.5M | 0.37% | 2,912,171 | SH |
| 42 | ISHARES TR | IJR | 464287804 | $208.0M | 0.37% | 1,673,198 | SH |
| 43 | AMGEN INC | AMGN | 031162100 | $206.9M | 0.37% | 588,059 | SH |
| 44 | AMAZON COM INC | AMZN | 023135106 | $205.8M | 0.36% | 988,331 | SH |
| 45 | TJX COS INC NEW | TJX | 872540109 | $204.7M | 0.36% | 1,281,982 | SH |
| 46 | VANGUARD WORLD FD | VGT | 92204A702 | $204.6M | 0.36% | 293,185 | SH |
| 47 | VANGUARD INDEX FDS | VO | 922908629 | $204.0M | 0.36% | 710,391 | SH |
| 48 | COCA COLA CO | KO | 191216100 | $203.7M | 0.36% | 2,679,093 | SH |
| 49 | MCDONALDS CORP | MCD | 580135101 | $202.3M | 0.36% | 651,068 | SH |
| 50 | BLACKROCK INC | BLK | 09290D101 | $200.8M | 0.36% | 208,786 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-14 | $56.40B | 11,499 | 0001739439-26-000005 |
| 2025-12-31 | 2026-03-17 | $55.53B | 7,364 | 0001739439-26-000003 |
| 2025-12-31 | 2026-02-17 | $55.55B | 7,371 | 0001739439-26-000002 |