Top Institutional Investors

Rockefeller Capital Management L.P. — 13F Holdings & Portfolio

CIK 1739439 · latest 13F-HR filed 2026-08-13

Backtest portfolio

Rockefeller Capital Management L.P. manages $65.22B in 13F-reported U.S. long-equity assets across 11,392 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPY (2.88%), AAPL (2.66%), NVDA (2.45%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 243 new positions, exited 195, added to 2,467, and trimmed 1,314.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
45 ROCKEFELLER PLAZA, 5TH FLOOR
NEW YORK, NY 10111
Phone
(212) 549-5100
Filing Manager
Rockefeller Capital Management L.P.
NEW YORK, NY
Signatory
Rizwan Mirza
Chief Compliance Officer
Loading holdings…
AUM

$65.22B

Long-equity book

Holdings

11,392

Distinct positions

Period

2026-06-30

Filed 2026-08-13

Q/Q Activity

+243 / −195 / ↑2467 / ↓1314

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • APPLE INC$352.0M +20.8%
  • MICRON TECHNOLOGY INC$309.0M +287.4%
  • ADVANCED MICRO DEVICES INC$288.8M +161.7%
  • ALPHABET INC$284.1M +23.0%
  • NVIDIA CORPORATION$278.9M +17.7%
Show all 2467 →

Top Trims

  • SALESFORCE INC-$107.4M -60.9%
  • EXXON MOBIL CORP-$66.9M -19.3%
  • CHEVRON CORPORATION-$61.6M -19.1%
  • ABBOTT LABORATORIES-$52.7M -33.4%
  • HALEON PLC-$49.9M -97.8%
Show all 1314 →

New Positions

  • HONEYWELL INTL INC$44.8M
  • HONEYWELL AEROSPACE INC$43.1M
  • MORGAN STANLEY ETF TRUST$12.3M
  • SPACE EXPLORATION TECHN CORP$8.5M
  • TOUCHSTONE ETF TRUST$6.9M
Show all 243 →

Exited Positions

  • HONEYWELL INTL INC$90.8M
  • CARNIVAL CORP$12.6M
  • COTERRA ENERGY INC$7.5M
  • KENNEDY-WILSON HOLDINGS INC$6.2M
  • DUPONT DE NEMOURS INC$3.2M
Show all 195 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $1.88B 2.88% 2,512,096 SH
2 APPLE INC AAPL 037833100 $1.74B 2.66% 5,996,764 SH
3 NVIDIA CORPORATION NVDA 67066G104 $1.60B 2.45% 7,983,617 SH
4 ALPHABET INC GOOGL 02079K305 $1.17B 1.79% 3,269,902 SH
5 AMAZON COM INC AMZN 023135106 $1.16B 1.78% 4,881,344 SH
6 MICROSOFT CORP MSFT 594918104 $1.02B 1.57% 2,743,733 SH
7 BROADCOM INC AVGO 11135F101 $958.5M 1.47% 2,537,379 SH
8 INVESCO QQQ TR QQQ 46090E103 $788.8M 1.21% 1,071,155 SH
9 ISHARES TR IVV 464287200 $747.9M 1.15% 998,668 SH
10 ALPHABET INC GOOG 02079K107 $677.1M 1.04% 1,916,365 SH
11 JPMORGAN CHASE & CO JPM 46625H100 $653.0M 1.00% 1,994,912 SH
12 VANGUARD INDEX FDS VOO 922908363 $650.2M 1.00% 946,722 SH
13 ISHARES TR IWF 464287614 $539.5M 0.83% 4,344,820 SH
14 ELI LILLY & CO LLY 532457108 $507.2M 0.78% 422,862 SH
15 META PLATFORMS INC META 30303M102 $457.8M 0.70% 812,644 SH
16 VANGUARD INDEX FDS VTI 922908769 $385.5M 0.59% 1,041,743 SH
17 CROWDSTRIKE HLDGS INC CRWD 22788C105 $378.4M 0.58% 495,828 SH
18 COSTCO WHOLESALE CORPORATION COST 22160K105 $378.0M 0.58% 404,084 SH
19 TIDAL TRUST III RSMC 45259A803 $377.5M 0.58% 13,051,775 SH
20 MICROSOFT CORP MSFT 594918104 $371.3M 0.57% 995,259 SH
21 VISA INC V 92826C839 $361.7M 0.55% 1,054,313 SH
22 ISHARES TR IWD 464287598 $356.0M 0.55% 1,468,616 SH
23 SELECT SECTOR SPDR TR XLK 81369Y803 $354.7M 0.54% 1,861,532 SH
24 GE VERNOVA INC GEV 36828A101 $342.4M 0.53% 291,460 SH
25 TIDAL TRUST III RGEF 45259A886 $331.5M 0.51% 9,473,945 SH
26 HOME DEPOT INC HD 437076102 $325.2M 0.50% 922,188 SH
27 MICRON TECHNOLOGY INC MU 595112103 $324.2M 0.50% 280,842 SH
28 VANGUARD INDEX FDS VTV 922908744 $320.0M 0.49% 1,468,574 SH
29 TIDAL TRUST III RGEF 45259A886 $312.9M 0.48% 8,941,823 SH
30 PALO ALTO NETWORKS INC PANW 697435105 $310.9M 0.48% 911,550 SH
31 VANGUARD INDEX FDS VUG 922908736 $308.1M 0.47% 3,576,789 SH
32 VANGUARD INDEX FDS VOO 922908363 $305.2M 0.47% 444,360 SH
33 SPDR GOLD TR GLD 78463V107 $290.0M 0.44% 787,244 SH
34 ALPHABET INC GOOGL 02079K305 $286.5M 0.44% 801,566 SH
35 VANGUARD WORLD FD VGT 92204A702 $278.0M 0.43% 2,325,898 SH
36 ISHARES TR EFA 464287465 $275.3M 0.42% 2,650,496 SH
37 CATERPILLAR INC CAT 149123101 $271.8M 0.42% 255,263 SH
38 ISHARES TR IJR 464287804 $263.8M 0.40% 1,778,662 SH
39 ISHARES TR IEFA 46432F842 $260.8M 0.40% 2,700,274 SH
40 ISHARES TR IJH 464287507 $254.4M 0.39% 3,299,353 SH
41 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $254.2M 0.39% 508,014 SH
42 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $249.6M 0.38% 1,173,322 SH
43 APPLE INC AAPL 037833100 $242.1M 0.37% 836,573 SH
44 AMAZON COM INC AMZN 023135106 $241.6M 0.37% 1,013,522 SH
45 JOHNSON & JOHNSON JNJ 478160104 $240.7M 0.37% 947,779 SH
46 ADVANCED MICRO DEVICES INC AMD 007903107 $238.7M 0.37% 410,908 SH
47 VANGUARD INDEX FDS VO 922908629 $237.9M 0.36% 2,952,358 SH
48 TIDAL TRUST III RMOP 45259A878 $230.4M 0.35% 9,022,807 SH
49 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $230.1M 0.35% 481,915 SH
50 COCA COLA CO KO 191216100 $228.2M 0.35% 2,807,443 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-13 $65.22B 11,392 0001739439-26-000006
2026-03-31 2026-05-14 $56.40B 11,499 0001739439-26-000005
2025-12-31 2026-03-17 $55.53B 7,364 0001739439-26-000003
2025-12-31 2026-02-17 $55.55B 7,371 0001739439-26-000002