LifePlan Financial, LLC — 13F Holdings & Portfolio

CIK 1739485 · latest 13F-HR filed 2026-10-13

LifePlan Financial, LLC manages $141.3M in 13F-reported U.S. long-equity assets across 91 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPYG (7.85%), IAU (7.23%), XLP (6.74%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 7 new positions and exited 5; 20 existing positions rose in reported value and 36 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$141.3M

Long-equity book

Holdings

Distinct positions

Period

2026-09-30

Filed 2026-10-13

Q/Q Activity

+7 / −5 / ↑20 / ↓36

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26

SPYG7.9% · -2%IAU7.2% · +0%XLP6.7% · +1%XLB5.2% · -0%SWAN3.3% · -1%VGIT3.2% · +2%MSFT2.9% · +22%XLE2.1% · -1%IBDT2.1% · +2%IBDU2.1% · +2%IBDS2.0% · -1%IBDV2.0% · +2%IBDW2.0% · +31%AMD1.9% · -5%VMBS1.6% · +2%GNMA1.6% · +2%GOOGL1.5% · -8%USB1.5% · -3%PANW1.5% · -20%DHR1.5% · +46%NXPI1.5% · -0%AMZN1.3% · +1%CVS1.3% · -9%NVDA1.2% · +94%PYPL1.2% · -24%MGK1.2% · -2%CRM1.1% · -28%AOM1.0% · -14%DUK1.0% · +1%SLB0.9% · -6%VZ0.9% · +1%MDT0.9% · -31%MSI0.9% · +66%GD0.8% · -2%AMT0.8% · +5%SPGI0.8% · -27%XOM0.8% · -2%VO0.8% · +4%MDLZ0.7% · -27%CMCSA0.7% · -24%SCHO0.7% · +2%VCSH0.7% · +2%NOW0.7% · -3%ADSK0.7% · -26%PEP0.7% · +102%SCHX0.6% · +4%SCHA0.6% · +3%DGRO0.6% · +4%C0.6% · -7%ANET0.6% · +8%CAT0.6% · -48%ICE0.5% · new MRK0.5% · -22%CL0.5% · -8%GILD0.5% · -10%SCHD0.5% · -11%ABNB0.5% · -1%MAS0.5% · -2%NKE0.5% · -27%META0.5% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 42.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 26, 2020.

Assets Under Management

$367.8M

Discretionary

$340.6M

Employees

Accounts

1,880

Address

10050 INNOVATION DRIVE
SUITE 140
MIAMISBURG, OH 45342

Phone

(937) 438-8000

Website

WWW.LIFEPLANFG.COM
WWW.FACEBOOK.COM/LIFEPLAN-FINANCIAL-GROUP-INC-70269273517
WWW.LINKEDIN.COM/COMPANY/2560658

Name	Title / Status	Ownership	Type
BUCK, CHRISTOPHER, JAY Control	VICE PRESIDENT since Jul 2007	Less than 5%	Individual
HYPES, DANA, LEE Control	CHIEF EXECUTIVE OFFICER since Jan 2006	50–75%	Individual
PHILLIPPI, TYRONE, CONWAY Control	PRESIDENT/ CHIEF COMPLIANCE OFFICER since Jan 2006	25–50%	Individual

Ownership & leadership changes · 1 filing with changes since Feb 1, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 28, 2019 filing

ChangedHYPES, DANA, LEE · ownership 75% or more → 50–75%

Feb 1, 2012 filing (earliest on record)

ListedBUCK, CHRISTOPHER, JAY · VICE PRESIDENT · Less than 5% · control person
ListedHYPES, DANA, LEE · CHIEF EXECUTIVE OFFICER · 75% or more · control person
ListedPHILLIPPI, TYRONE, CONWAY · PRESIDENT/ CHIEF COMPLIANCE OFFICER · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

MICROSOFT CORP$1.7M +70.9%
NVIDIA CORPORATION$943.9K +123.5%
DANAHER CORP DEL$845.1K +66.5%
ISHARES TR$590.2K +26.4%
MOTOROLA SOLUTIONS INC$549.7K +78.2%

Show all 20 →

Top Trims

TERADYNE INC-$1.7M -80.2%
CORTEVA INC-$1.2M -84.1%
CATERPILLAR INC-$1.2M -61.2%
CVS HEALTH CORP-$546.4K -23.0%
COMCAST CORP NEW-$526.8K -34.5%

Show all 36 →

New Positions

Show all 7 →

Exited Positions

EXXON MOBIL CORP$906.2K
ISHARES TR$650.3K
CORNING INC$252.4K
INTEL CORP$207.8K
VENTAS INC$201.7K

Loading…

#	Issuer	Symbol	CUSIP	Value	Δ

LifePlan Financial, LLC Holdings (2026-09-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	SPDR SERIES TRUST	SPYG	78464A409	$11.1M	7.85%	88,923	SH
2	ISHARES GOLD TR	IAU	464285204	$10.2M	7.23%	131,468	SH
3	SELECT SECTOR SPDR TR	XLP	81369Y308	$9.5M	6.74%	114,209	SH
4	SELECT SECTOR SPDR TR	XLB	81369Y100	$7.3M	5.20%	149,034	SH
5	AMPLIFY ETF TR	SWAN	032108888	$4.7M	3.32%	145,428	SH
6	VANGUARD SCOTTSDALE FDS	VGIT	92206C706	$4.5M	3.21%	79,946	SH
7	MICROSOFT CORP	MSFT	594918104	$4.1M	2.94%	7,938	SH
8	SELECT SECTOR SPDR TR	XLE	81369Y506	$3.0M	2.13%	46,065	SH
9	ISHARES TR	IBDT	46435U515	$2.9M	2.07%	117,247	SH
10	ISHARES TR	IBDU	46436E205	$2.9M	2.05%	127,762	SH
11	ISHARES TR	IBDS	46435UAA9	$2.9M	2.03%	119,295	SH
12	ISHARES TR	IBDV	46436E726	$2.9M	2.03%	135,523	SH
13	ISHARES TR	IBDW	46436E486	$2.8M	2.00%	140,559	SH
14	ADVANCED MICRO DEVICES INC	AMD	007903107	$2.7M	1.91%	4,351	SH
15	VANGUARD SCOTTSDALE FDS	VMBS	92206C771	$2.2M	1.58%	50,353	SH
16	ISHARES TR	GNMA	46429B333	$2.2M	1.57%	53,154	SH
17	ALPHABET INC	GOOGL	02079K305	$2.1M	1.52%	6,169	SH
18	US BANCORP	USB	902973304	$2.1M	1.50%	37,264	SH
19	PALO ALTO NETWORKS INC	PANW	697435105	$2.1M	1.50%	5,313	SH
20	DANAHER CORP DEL	DHR	235851102	$2.1M	1.50%	9,735	SH
21	NXP SEMICONDUCTORS N V	NXPI	N6596X109	$2.1M	1.47%	8,968	SH
22	AMAZON COM INC	AMZN	023135106	$1.9M	1.33%	7,395	SH
23	CVS HEALTH CORP	CVS	126650100	$1.8M	1.30%	20,891	SH
24	NVIDIA CORPORATION	NVDA	67066G104	$1.7M	1.21%	7,411	SH
25	PAYPAL HLDGS INC	PYPL	70450Y103	$1.7M	1.21%	30,960	SH
26	VANGUARD WORLD FD	MGK	921910816	$1.7M	1.19%	17,934	SH
27	SALESFORCE INC	CRM	79466L302	$1.6M	1.11%	6,889	SH
28	ISHARES TR	AOM	464289875	$1.5M	1.04%	30,111	SH
29	DUKE ENERGY CORP NEW	DUK	26441C204	$1.4M	0.98%	11,889	SH
30	SLB LIMITED	SLB	806857108	$1.3M	0.92%	26,420	SH
31	VERIZON COMMUNICATIONS INC	VZ	92343V104	$1.3M	0.91%	27,654	SH
32	MEDTRONIC PLC	MDT	G5960L103	$1.3M	0.90%	14,451	SH
33	MOTOROLA SOLUTIONS INC	MSI	620076307	$1.3M	0.89%	2,801	SH
34	GENERAL DYNAMICS CORP	GD	369550108	$1.2M	0.84%	3,618	SH
35	AMERICAN TOWER CORP	AMT	03027X100	$1.2M	0.83%	7,041	SH
36	S&P GLOBAL INC	SPGI	78409V104	$1.1M	0.81%	2,849	SH
37	EXXONMOBIL HOLDINGS CORP	XOM	30233Q108	$1.1M	0.77%	6,473	SH
38	VANGUARD INDEX FDS	VO	922908629	$1.1M	0.77%	13,565	SH
39	MONDELEZ INTL INC	MDLZ	609207105	$1.1M	0.75%	17,365	SH
40	COMCAST CORP NEW	CMCSA	20030N101	$998.9K	0.71%	47,094	SH
41	SCHWAB STRATEGIC TR	SCHO	808524862	$972.8K	0.69%	40,753	SH
42	VANGUARD SCOTTSDALE FDS	VCSH	92206C409	$961.6K	0.68%	12,433	SH
43	SERVICENOW INC	NOW	81762P102	$954.8K	0.68%	6,832	SH
44	AUTODESK INC	ADSK	052769106	$934.6K	0.66%	4,001	SH
45	PEPSICO INC	PEP	713448108	$917.8K	0.65%	7,151	SH
46	SCHWAB STRATEGIC TR	SCHX	808524201	$869.9K	0.62%	28,550	SH
47	SCHWAB STRATEGIC TR	SCHA	808524607	$831.0K	0.59%	25,445	SH
48	ISHARES TR	DGRO	46434V621	$809.8K	0.57%	10,533	SH
49	CITIGROUP INC	C	172967424	$797.9K	0.56%	6,230	SH
50	ARISTA NETWORKS INC	ANET	040413205	$792.6K	0.56%	3,757	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-09-30	2026-10-13	$141.3M	91	0001739485-26-000006
2026-06-30	2026-07-21	$142.8M	89	0001739485-26-000004
2026-03-31	2026-04-14	$135.3M	83	0001739485-26-000002
2025-12-31	2026-01-20	$130.4M	86	0001739485-26-000001

Filer Information

Address

226 NORTH BROAD STREET
MANKATO, MN 56001

Phone

(507) 625-3507

Filing Manager

LifePlan Financial, LLC

MANKATO, MN

Signatory

Shannon Hemphill

Compliance Consultant