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Principle Wealth Partners LLC — 13F Holdings & Portfolio

CIK 1743413 · latest 13F-HR filed 2026-08-07

Backtest portfolio

Principle Wealth Partners LLC manages $2.03B in 13F-reported U.S. long-equity assets across 398 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are XLG (7.84%), BKDV (6.72%), JPM (5.78%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 29 new positions and exited 11; 220 existing positions rose in reported value and 65 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$2.03B

Long-equity book

Holdings
398

Distinct positions

Period
2026-06-30

Filed 2026-08-07

Q/Q Activity
+29 / −11 / ↑220 / ↓65

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
XLG7.8% · +2%BKDV6.7% · +2%JPM5.8% · 0%AAPL5.2% · -1%VUG3.1% · +496%NVDA2.8% · +1%VIG2.6% · -0%MSFT2.1% · +2%VOOG2.1% · +720%SMH2.0% · +10%AMZN2.0% · +0%GOOGL1.6% · +1%GOOG1.6% · -0%VTI1.6% · +0%JNJ1.4% · -0%CSCO1.1% · -1%CAT1.1% · -3%RTX1.0% · -6%IDVO1.0% · +12%SCHD1.0% · -6%MCD0.9% · +1%PWRD0.9% · +84%GS0.9% · -1%VYM0.9% · -2%IBM0.8% · -0%SMTH0.8% · -5%VGT0.8% · +695%JMST0.7% · +30%HD0.7% · -2%LLY0.7% · -2%TCAF0.7% · -2%SPY0.7% · +7%BRK.B0.7% · -2%META0.7% · +6%V0.7% · +0%XOM0.6% · -3%AMGN0.6% · 0%UNH0.5% · -1%PG0.5% · +1%CMI0.5% · -5%FMHI0.5% · -1%XMMO0.5% · +37%MRK0.5% · -0%IGV0.5% · +5%TSLA0.5% · -5%SO0.5% · +1%JEPQ0.5% · +3%VO0.5% · +286%QQQ0.5% · -0%PANW0.5% · -3%KO0.4% · +1%GD0.4% · -5%ORCL0.4% · -0%CVX0.4% · -2%SBND0.4% · +520%ABBV0.4% · -2%ASML0.4% · +1%MMM0.4% · -2%BAC0.4% · +3%ITA0.3% · +6%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 40.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 7, 2026.

Assets Under Management
$3.20B
Discretionary
$3.20B
Employees
28
Accounts
4,120
Address
48 WALL STREET
MADISON, CT 06443
Phone
(203) 318-8892
Website
Mailing Address
PO BOX 1007, MADISON, CT, 06443
Name Title / Status Ownership Type
CASTIELLO, MICHAEL, JOSEPH ControlCHIEF COMPLIANCE OFFICER
since Oct 2017
Less than 5%Individual
PAOLUCCI, ROBERT, SANTINO ControlCHIEF EXECUTIVE OFFICER, MANAGING MEMBER
since Oct 2017
Less than 5%Individual
PRINCIPLE WEALTH HOLDINGS LLC ControlOWNER
since Dec 2024
75% or moreDomestic Entity
PAOLUCCI, ROBERT, SANTINO Control
Indirect owner via PRINCIPLE WEALTH HOLDINGS LLC
OWNER
since Dec 2024
75% or moreIndividual
Ownership & leadership changes · 5 filings with changes since Sep 22, 2017

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jan 10, 2025 filing
  • No longer listedOGILVIE, JULINA, LEE · DIRECTOR/ BUSINESS DEVELOPMENT · 5–10% · listed since Jul 2020
  • AddedPAOLUCCI, ROBERT, SANTINO · OWNER · 75% or more · indirect via PRINCIPLE WEALTH HOLDINGS LLC · control person
  • AddedPRINCIPLE WEALTH HOLDINGS LLC · OWNER · 75% or more · control person
  • ChangedCASTIELLO, MICHAEL, JOSEPH · ownership 5–10% → Less than 5%
  • ChangedPAOLUCCI, ROBERT, SANTINO · ownership 75% or more → Less than 5%
Mar 26, 2021 filing
  • ChangedCASTIELLO, MICHAEL, JOSEPH · ownership Less than 5% → 5–10%
Jul 13, 2020 filing
  • AddedOGILVIE, JULINA, LEE · DIRECTOR/ BUSINESS DEVELOPMENT · 5–10%
Oct 28, 2019 filing
  • No longer listedBRADY, PATRICIA, LYNN · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Feb 2019
Mar 19, 2019 filing
  • AddedBRADY, PATRICIA, LYNN · CHIEF OPERATING OFFICER · Less than 5% · control person
  • ChangedCASTIELLO, MICHAEL, JOSEPH · title CHIEF COMPLIANCE OFFICER AND PORTFOLIO MANAGER → CHIEF COMPLIANCE OFFICER
  • ChangedPAOLUCCI, ROBERT, SANTINO · title MANAGER, MEMBER, AND PORTFOLIO MANAGER → CHIEF EXECUTIVE OFFICER, MANAGING MEMBER
Sep 22, 2017 filing (earliest on record)
  • ListedCASTIELLO, MICHAEL, JOSEPH · CHIEF COMPLIANCE OFFICER AND PORTFOLIO MANAGER · Less than 5% · control person
  • ListedPAOLUCCI, ROBERT, SANTINO · MANAGER, MEMBER, AND PORTFOLIO MANAGER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Principle Wealth Partners LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INVESCO EXCHANGE TRADED FD T XLG 46137V233 $158.8M 7.84% 2,592,959 SH
2 BNY MELLON ETF TRUST II BKDV 05613H100 $136.2M 6.72% 4,065,430 SH
3 JPMORGAN CHASE & CO JPM 46625H100 $117.2M 5.78% 357,917 SH
4 APPLE INC AAPL 037833100 $104.7M 5.17% 361,967 SH
5 VANGUARD INDEX FDS VUG 922908736 $63.1M 3.11% 732,355 SH
6 NVIDIA CORPORATION NVDA 67066G104 $57.2M 2.82% 285,774 SH
7 VANGUARD SPECIALIZED FUNDS VIG 921908844 $53.7M 2.65% 226,788 SH
8 MICROSOFT CORP MSFT 594918104 $43.6M 2.15% 116,758 SH
9 VANGUARD ADMIRAL FDS INC VOOG 921932505 $42.6M 2.10% 515,413 SH
10 VANECK ETF TRUST SMH 92189F676 $41.2M 2.03% 62,788 SH
11 AMAZON COM INC AMZN 023135106 $40.1M 1.98% 168,332 SH
12 ALPHABET INC GOOGL 02079K305 $33.4M 1.65% 93,329 SH
13 ALPHABET INC GOOG 02079K107 $33.2M 1.64% 93,995 SH
14 VANGUARD INDEX FDS VTI 922908769 $31.6M 1.56% 85,269 SH
15 JOHNSON & JOHNSON JNJ 478160104 $28.6M 1.41% 112,674 SH
16 CISCO SYS INC CSCO 17275R102 $22.3M 1.10% 190,130 SH
17 CATERPILLAR INC CAT 149123101 $21.7M 1.07% 20,342 SH
18 RTX CORPORATION RTX 75513E101 $21.1M 1.04% 111,340 SH
19 AMPLIFY ETF TR IDVO 032108722 $19.8M 0.98% 472,356 SH
20 SCHWAB STRATEGIC TR SCHD 808524797 $19.3M 0.95% 609,404 SH
21 MCDONALDS CORP MCD 580135101 $18.8M 0.93% 69,482 SH
22 TCW ETF TRUST PWRD 29287L205 $18.8M 0.93% 152,553 SH
23 GOLDMAN SACHS GROUP INC GS 38141G104 $18.4M 0.91% 18,213 SH
24 VANGUARD WHITEHALL FDS VYM 921946406 $17.7M 0.87% 111,870 SH
25 INTERNATIONAL BUSINESS MACHS IBM 459200101 $16.6M 0.82% 58,883 SH
26 ALPS ETF TR SMTH 00162Q346 $16.5M 0.82% 642,470 SH
27 VANGUARD WORLD FD VGT 92204A702 $16.5M 0.82% 138,294 SH
28 J P MORGAN EXCHANGE TRADED F JMST 46641Q654 $14.9M 0.73% 291,500 SH
29 HOME DEPOT INC HD 437076102 $14.6M 0.72% 41,298 SH
30 ELI LILLY & CO LLY 532457108 $14.3M 0.71% 11,921 SH
31 T ROWE PRICE EXCHANGE-TRADED TCAF 87283Q867 $14.2M 0.70% 345,953 SH
32 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $14.0M 0.69% 18,688 SH
33 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $13.5M 0.67% 26,919 SH
34 META PLATFORMS INC META 30303M102 $13.2M 0.65% 23,496 SH
35 VISA INC V 92826C839 $13.2M 0.65% 38,387 SH
36 EXXON MOBIL CORP XOM 30231G102 $12.9M 0.64% 94,098 SH
37 AMGEN INC AMGN 031162100 $11.4M 0.56% 31,526 SH
38 UNITEDHEALTH GROUP INC UNH 91324P102 $11.1M 0.55% 26,657 SH
39 PROCTER & GAMBLE CO PG 742718109 $11.0M 0.54% 74,709 SH
40 CUMMINS INC CMI 231021106 $10.9M 0.54% 15,260 SH
41 FIRST TR EXCH TRADED FD III FMHI 33739P301 $10.8M 0.53% 222,961 SH
42 INVESCO EXCHANGE TRADED FD T XMMO 46137V464 $10.3M 0.51% 60,388 SH
43 MERCK & CO INC MRK 58933Y105 $10.3M 0.51% 79,812 SH
44 ISHARES TR IGV 464287515 $9.9M 0.49% 109,340 SH
45 TESLA INC TSLA 88160R101 $9.7M 0.48% 23,012 SH
46 SOUTHERN CO SO 842587107 $9.6M 0.48% 100,553 SH
47 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $9.6M 0.47% 156,531 SH
48 VANGUARD INDEX FDS VO 922908629 $9.4M 0.46% 116,717 SH
49 INVESCO QQQ TR QQQ 46090E103 $9.3M 0.46% 12,611 SH
50 PALO ALTO NETWORKS INC PANW 697435105 $9.2M 0.46% 27,047 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-07 $2.03B 398 0001951757-26-001184
2026-03-31 2026-05-07 $1.75B 380 0001951757-26-000791
2025-12-31 2026-02-06 $1.78B 372 0001951757-26-000397
Filer Information
Address
48 WALL STREET
MADISON, CT 06443
Phone
(203) 318-8892
Filing Manager
Principle Wealth Partners LLC
MADISON, CT
Signatory
Michael Castiello
Chief Compliance Officer