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Cooper Financial Group — 13F Holdings & Portfolio

CIK 1751581 · latest 13F-HR filed 2026-10-07

Backtest portfolio

Cooper Financial Group manages $1.26B in 13F-reported U.S. long-equity assets across 450 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SCHV (6.26%), QQQ (4.79%), NVDA (4.56%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 33 new positions and exited 34; 127 existing positions rose in reported value and 157 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.26B

Long-equity book

Holdings
450

Distinct positions

Period
2026-09-30

Filed 2026-10-07

Q/Q Activity
+33 / −34 / ↑127 / ↓157

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SCHV6.3% · +4%QQQ4.8% · +3%NVDA4.6% · +5%AAPL4.1% · -4%BOND3.2% · +8%MSFT2.6% · +9%AMZN2.5% · +10%PAVE2.5% · +3%STOX2.3% · +3%JIVE2.2% · +14%CGXU2.0% · +13%AVGO1.9% · +4%AIQ1.8% · +3%AVEM1.8% · +6%GOOGL1.7% · 0%BUFR1.6% · +6%PVAL1.4% · +2%JEPI1.4% · -16%JPST1.4% · -4%GBIL1.2% · newTSLA1.0% · -5%JHML1.0% · -1%FTGC0.9% · -3%FENI0.9% · +5%BRK.B0.8% · -1%VOOG0.8% · -2%HGER0.8% · +11%GOOG0.7% · -0%MU0.7% · +6%META0.7% · -17%QQQM0.7% · +1%AMD0.7% · +28%FBND0.6% · +2%DBEF0.6% · -8%AVUV0.6% · +3%GTO0.5% · -24%FTHI0.5% · +10%IVV0.5% · -0%LLY0.5% · +10%XSMO0.5% · +3%JBND0.5% · -10%SCHG0.5% · +8%IWY0.5% · +42%DEI0.5% · 0%CGGR0.5% · +0%SCHF0.5% · +6%JIRE0.4% · -6%FLRT0.4% · newV0.4% · +14%CRWD0.4% · +342%DVYE0.4% · -18%JPM0.4% · +37%CGDV0.4% · +33%HELO0.3% · -0%SPY0.3% · +1%UPS0.3% · -1%CAT0.3% · +9%JNJ0.3% · +30%COST0.3% · -3%PANW0.3% · +33%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 35.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 28, 2026.

Assets Under Management
$2.85B
Discretionary
$2.85B
Employees
53
Accounts
7,111
Address
9870 RESEARCH DRIVE
IRVINE, CA 92618
Phone
(800) 516-5333
Website
Name Title / Status Ownership Type
COOPER, ARTHUR, YOUNG ControlMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER
since Sep 1999
75% or moreIndividual
Ownership & leadership changes · 1 filing with changes since Feb 14, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 16, 2018 filing
  • No longer listedMCMANUS, DAVID, SCOTT · VICE PRESIDENT · 25–50% · listed since Jul 2001
  • ChangedCOOPER, ARTHUR, YOUNG · title PRESIDENT/CHIEF COMPLIANCE OFFICER → MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER; ownership 50–75% → 75% or more
Feb 14, 2012 filing (earliest on record)
  • ListedCOOPER, ARTHUR, YOUNG · PRESIDENT/CHIEF COMPLIANCE OFFICER · 50–75% · control person
  • ListedMCMANUS, DAVID, SCOTT · VICE PRESIDENT · 25–50%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Cooper Financial Group Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SCHWAB STRATEGIC TR SCHV 808524409 $78.6M 6.26% 2,360,396 SH
2 INVESCO QQQ TR QQQ 46090E103 $60.2M 4.79% 81,366 SH
3 NVIDIA CORPORATION NVDA 67066G104 $57.2M 4.56% 250,622 SH
4 APPLE INC AAPL 037833100 $51.9M 4.14% 155,949 SH
5 PIMCO ETF TR BOND 72201R775 $40.5M 3.22% 465,447 SH
6 MICROSOFT CORP MSFT 594918104 $33.2M 2.64% 64,731 SH
7 AMAZON COM INC AMZN 023135106 $31.3M 2.49% 125,710 SH
8 GLOBAL X FDS PAVE 37954Y673 $31.1M 2.47% 591,786 SH
9 HORIZON FDS STOX 44053A556 $28.9M 2.30% 904,387 SH
10 J P MORGAN EXCHANGE TRADED F JIVE 46654Q757 $27.4M 2.18% 287,417 SH
11 CAPITAL GROUP INTL FOCUS EQT CGXU 14019W109 $25.7M 2.04% 748,860 SH
12 BROADCOM INC AVGO 11135F101 $23.3M 1.86% 66,368 SH
13 GLOBAL X FDS AIQ 37954Y632 $23.1M 1.84% 355,143 SH
14 AMERICAN CENTY ETF TR AVEM 025072604 $22.6M 1.80% 240,721 SH
15 ALPHABET INC GOOGL 02079K305 $21.9M 1.75% 63,730 SH
16 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $20.7M 1.65% 552,335 SH
17 PUTNAM ETF TRUST PVAL 746729300 $17.7M 1.41% 336,735 SH
18 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $17.2M 1.37% 305,779 SH
19 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $17.1M 1.36% 339,962 SH
20 GOLDMAN SACHS ETF TR GBIL 381430529 $15.2M 1.21% 151,770 SH
21 TESLA INC TSLA 88160R101 $12.7M 1.01% 35,654 SH
22 JOHN HANCOCK EXCHANGE TRADED JHML 47804J107 $12.3M 0.98% 138,558 SH
23 FIRST TR EXCHANGE TRAD FD VI FTGC 33739H101 $11.5M 0.92% 375,766 SH
24 FIDELITY COVINGTON TRUST FENI 31609A404 $10.7M 0.85% 268,083 SH
25 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $10.2M 0.81% 20,471 SH
26 VANGUARD ADMIRAL FDS INC VOOG 921932505 $10.0M 0.80% 116,895 SH
27 HARBOR ETF TRUST HGER 41151J505 $9.6M 0.76% 270,878 SH
28 ALPHABET INC GOOG 02079K107 $9.1M 0.73% 26,816 SH
29 MICRON TECHNOLOGY INC MU 595112103 $9.0M 0.71% 8,407 SH
30 META PLATFORMS INC META 30303M102 $8.7M 0.69% 12,009 SH
31 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $8.5M 0.68% 27,994 SH
32 ADVANCED MICRO DEVICES INC AMD 007903107 $8.5M 0.67% 13,842 SH
33 FIDELITY MERRIMACK STR TR FBND 316188309 $7.3M 0.58% 169,041 SH
34 DBX ETF TR DBEF 233051200 $6.9M 0.55% 126,005 SH
35 AMERICAN CENTY ETF TR AVUV 025072877 $6.9M 0.55% 58,534 SH
36 INVESCO ACTIVELY MANAGED EXC GTO 46090A804 $6.8M 0.54% 152,767 SH
37 FIRST TR EXCHANGE TRADED FD FTHI 33738R308 $6.7M 0.53% 283,433 SH
38 ISHARES TR IVV 464287200 $6.7M 0.53% 8,729 SH
39 ELI LILLY & CO LLY 532457108 $6.7M 0.53% 5,776 SH
40 INVESCO EXCHANGE TRADED FD T XSMO 46137V498 $6.6M 0.52% 80,381 SH
41 J P MORGAN EXCHANGE TRADED F JBND 46654Q716 $6.4M 0.51% 124,516 SH
42 SCHWAB STRATEGIC TR SCHG 808524300 $6.2M 0.50% 173,321 SH
43 ISHARES TR IWY 464289438 $6.1M 0.49% 20,836 SH
44 DOUGLAS EMMETT INC DEI 25960P109 $5.9M 0.47% 615,097 SH
45 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $5.8M 0.46% 123,057 SH
46 SCHWAB STRATEGIC TR SCHF 808524805 $5.8M 0.46% 209,409 SH
47 J P MORGAN EXCHANGE TRADED F JIRE 46641Q134 $5.6M 0.44% 67,578 SH
48 PACER FDS TR FLRT 69374H428 $5.3M 0.42% 113,868 SH
49 VISA INC V 92826C839 $5.2M 0.42% 14,543 SH
50 CROWDSTRIKE HLDGS INC CRWD 22788C105 $5.2M 0.41% 19,479 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-07 $1.26B 450 0001214659-26-012638
2026-06-30 2026-07-08 $1.21B 451 0001214659-26-008330
2026-03-31 2026-04-07 $989.5M 425 0001214659-26-004376
2025-12-31 2026-01-08 $939.8M 380 0001214659-26-000245
Filer Information
Address
9870 RESEARCH DR.
IRVINE, CA 92618
Phone
(800) 516-5333
Filing Manager
Cooper Financial Group
IRVINE, CA
Signatory
Arthur Cooper
Managing Director