Cooper Financial Group — 13F Holdings & Portfolio
CIK 1751581 · latest 13F-HR filed 2026-04-07
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$989.5M
Long-equity book
Holdings
425
Distinct positions
Period
2026-03-31
Filed 2026-04-07
Q/Q Activity
+73 / −28 / ↑139 / ↓128
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- PIMCO ETF TR$33.6M +1109.3%
- SCHWAB STRATEGIC TR$4.1M +6.7%
- GLOBAL X FDS$2.5M +9.9%
- EXXON MOBIL CORP$2.5M +64.5%
- ISHARES TR$1.3M +27.8%
Top Trims
- VANGUARD BD INDEX FDS-$38.2M -93.5%
- MICROSOFT CORP-$7.5M -25.1%
- J P MORGAN EXCHANGE TRADED F-$5.5M -22.3%
- PUTNAM ETF TRUST-$3.9M -20.1%
- AMAZON COM INC-$2.9M -11.0%
New Positions
- HORIZON FDS$23.5M
- FIRST TR EXCHANGE TRADED FD$6.8M
- ISHARES INC$6.0M
- SCHWAB STRATEGIC TR$4.8M
- WISDOMTREE TR$4.3M
Exited Positions
- VANECK ETF TRUST$3.5M
- ASTRAZENECA PLC$1.5M
- AMERICAN INTL GROUP INC$1.1M
- BOSTON SCIENTIFIC CORP$1.0M
- BECTON DICKINSON & CO$793.2K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $65.1M | 6.58% | 2,135,974 | SH |
| 2 | INVESCO QQQ TR | QQQ | 46090E103 | $43.3M | 4.37% | 74,968 | SH |
| 3 | NVIDIA CORPORATION | NVDA | 67066G104 | $41.5M | 4.19% | 237,840 | SH |
| 4 | APPLE INC | AAPL | 037833100 | $40.4M | 4.09% | 159,310 | SH |
| 5 | PIMCO ETF TR | BOND | 72201R775 | $36.6M | 3.70% | 396,395 | SH |
| 6 | GLOBAL X FDS | PAVE | 37954Y673 | $28.0M | 2.83% | 551,407 | SH |
| 7 | AMAZON COM INC | AMZN | 023135106 | $23.8M | 2.40% | 114,099 | SH |
| 8 | HORIZON FDS | STOX | 44053A556 | $23.5M | 2.38% | 869,916 | SH |
| 9 | MICROSOFT CORP | MSFT | 594918104 | $22.4M | 2.26% | 60,432 | SH |
| 10 | BROADCOM INC | AVGO | 11135F101 | $20.0M | 2.02% | 64,593 | SH |
| 11 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $19.4M | 1.96% | 341,419 | SH |
| 12 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $18.6M | 1.88% | 367,853 | SH |
| 13 | ALPHABET INC | GOOGL | 02079K305 | $18.4M | 1.86% | 63,884 | SH |
| 14 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $17.2M | 1.74% | 508,888 | SH |
| 15 | PUTNAM ETF TRUST | PVAL | 746729300 | $15.6M | 1.57% | 335,527 | SH |
| 16 | GLOBAL X FDS | AIQ | 37954Y632 | $15.3M | 1.55% | 328,349 | SH |
| 17 | TESLA INC | TSLA | 88160R101 | $13.7M | 1.38% | 36,762 | SH |
| 18 | JOHN HANCOCK EXCHANGE TRADED | JHML | 47804J107 | $11.1M | 1.12% | 141,443 | SH |
| 19 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $10.0M | 1.01% | 20,818 | SH |
| 20 | INVESCO ACTIVELY MANAGED EXC | GTO | 46090A804 | $9.2M | 0.93% | 196,095 | SH |
| 21 | META PLATFORMS INC | META | 30303M102 | $9.0M | 0.91% | 15,809 | SH |
| 22 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $8.8M | 0.89% | 79,738 | SH |
| 23 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $8.5M | 0.86% | 186,094 | SH |
| 24 | ALPHABET INC | GOOG | 02079K107 | $8.5M | 0.86% | 29,561 | SH |
| 25 | AMERICAN CENTY ETF TR | AVEM | 025072604 | $8.4M | 0.85% | 104,351 | SH |
| 26 | VANGUARD ADMIRAL FDS INC | VOOG | 921932505 | $8.1M | 0.81% | 19,771 | SH |
| 27 | INVESCO EXCHANGE TRADED FD T | XSMO | 46137V498 | $7.6M | 0.76% | 99,429 | SH |
| 28 | J P MORGAN EXCHANGE TRADED F | JBND | 46654Q716 | $7.1M | 0.72% | 132,964 | SH |
| 29 | FIRST TR EXCHANGE TRADED FD | FTHI | 33738R308 | $6.8M | 0.69% | 297,955 | SH |
| 30 | DBX ETF TR | DBEF | 233051200 | $6.8M | 0.69% | 137,462 | SH |
| 31 | EXXON MOBIL CORP | XOM | 30231G102 | $6.3M | 0.64% | 37,398 | SH |
| 32 | ISHARES INC | DVYE | 464286319 | $6.0M | 0.61% | 174,614 | SH |
| 33 | J P MORGAN EXCHANGE TRADED F | HELO | 46654Q724 | $5.9M | 0.59% | 91,608 | SH |
| 34 | ISHARES TR | IVV | 464287200 | $5.8M | 0.59% | 8,896 | SH |
| 35 | DOUGLAS EMMETT INC | DEI | 25960P109 | $5.8M | 0.59% | 614,972 | SH |
| 36 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $4.8M | 0.49% | 120,322 | SH |
| 37 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $4.8M | 0.49% | 194,366 | SH |
| 38 | SPDR SERIES TRUST | SPYV | 78464A508 | $4.8M | 0.48% | 84,048 | SH |
| 39 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $4.6M | 0.46% | 157,027 | SH |
| 40 | FIDELITY COVINGTON TRUST | FENI | 31609A404 | $4.5M | 0.46% | 121,484 | SH |
| 41 | UNITED PARCEL SVCS INC | UPS | 911312106 | $4.4M | 0.45% | 44,818 | SH |
| 42 | ELI LILLY & CO | LLY | 532457108 | $4.3M | 0.44% | 4,710 | SH |
| 43 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $4.3M | 0.44% | 4,347 | SH |
| 44 | INVESCO EXCHANGE TRADED FD T | RSPC | 46137V480 | $4.3M | 0.44% | 71,681 | SH |
| 45 | WALMART INC | WMT | 931142103 | $4.3M | 0.43% | 34,452 | SH |
| 46 | WISDOMTREE TR | DTH | 97717W802 | $4.3M | 0.43% | 78,851 | SH |
| 47 | SPDR SERIES TRUST | SPYG | 78464A409 | $3.7M | 0.38% | 38,297 | SH |
| 48 | NETFLIX INC. | NFLX | 64110L106 | $3.7M | 0.38% | 38,872 | SH |
| 49 | CHEVRON CORPORATION | CVX | 166764100 | $3.7M | 0.37% | 17,760 | SH |
| 50 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $3.5M | 0.36% | 5,417 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-07 | $989.5M | 425 | 0001214659-26-004376 |
| 2025-12-31 | 2026-01-08 | $939.8M | 380 | 0001214659-26-000245 |