Top Institutional Investors

Sargent Investment Group, LLC — 13F Holdings & Portfolio

CIK 1766157 · latest 13F-HR filed 2026-08-11

Backtest portfolio

Sargent Investment Group, LLC manages $831.6M in 13F-reported U.S. long-equity assets across 279 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are BILS (7.76%), AAPL (6.31%), PLTR (5.39%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 25 new positions and exited 12; 150 existing positions rose in reported value and 56 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$831.6M

Long-equity book

Holdings
279

Distinct positions

Period
2026-06-30

Filed 2026-08-11

Q/Q Activity
+25 / −12 / ↑150 / ↓56

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
BILS7.8% · +18%AAPL6.3% · +3%PLTR5.4% · -8%SPYG4.1% · -3%MSFT2.7% · +1%GOOGL2.5% · +2%UITB2.3% · +0%AMZN2.2% · +0%NVDA2.0% · +1%IRM2.0% · -2%CIBR1.9% · -3%SPYV1.8% · -2%IBM1.8% · -1%JPM1.5% · +1%CG1.5% · -1%FTCS1.5% · -4%BRK.B1.5% · -1%ABBV1.4% · +3%WMT1.4% · +2%BIL1.4% · +41%BX1.3% · -0%GOOG1.2% · -0%EXEL1.2% · +2%JNJ1.0% · +0%MA1.0% · +1%CAT0.9% · +5%LLY0.9% · -2%TSLA0.8% · +9%VRT0.8% · -20%BAC0.8% · +3%AVGO0.8% · +3%QCOM0.7% · -2%COST0.7% · +1%GE0.7% · +0%ARCC0.7% · +4%DUK0.7% · +18%CVX0.7% · +4%MU0.6% · -17%STWD0.6% · -0%OLED0.5% · -8%TEVA0.5% · +3%AMD0.5% · -33%MITK0.5% · +3%KO0.5% · +0%GEV0.5% · -1%META0.5% · -8%AXP0.5% · +3%VTEB0.5% · -14%AKRE0.5% · -6%KMI0.5% · +1%HD0.5% · -0%CARR0.4% · -1%JPST0.4% · +8%UNH0.4% · +54%MRVL0.4% · -23%UBER0.4% · +8%MRK0.4% · +1%ACWX0.4% · +610%ROL0.4% · +1%GLW0.4% · -2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 37.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 26, 2026.

Assets Under Management
$1.48B
Discretionary
$1.17B
Employees
18
Accounts
1,381
Address
4920 ELM STREET
SUITE 305
BETHESDA, MD 20814
Phone
(202) 580-6400
Website
Name Title / Status Ownership Type
HESPE, LAURA, AN ControlCHIEF OPERATING OFFICER
since Mar 2026
Less than 5%Individual
LAMADE, EDWARD, H ControlCHIEF INVESTMENT OFFICER/MEMBER
since Apr 2026
5–10%Individual
MCGREGOR, BRIAN, DOUGLAS ControlCHIEF EXECUTIVE OFFICER/MANAGING MEMBER
since May 2018
25–50%Individual
RHYNE, CHRISTOPHER, NEEL ControlMANAGING MEMBER
since Jan 2022
10–25%Individual
ROSENBERG, RICARDO, MARTIN ControlMANAGER
since Jan 2026
Less than 5%Individual
SARGENT, CHRISTOPHER, SMITH ControlMANAGER
since Jan 2024
Less than 5%Individual
SCHAFER, TERESA, MARIE ControlCHIEF COMPLIANCE OFFICER
since Jun 2018
Less than 5%Individual
2024 THAYER MCGREGOR FAMILY TRUSTMEMBER
since Feb 2024
25–50%Domestic Entity
MCGREGOR, BRIAN, DOUGLAS Control
Indirect owner via 2024 THAYER MCGREGOR FAMILY TRUST
TRUSTEE
since Feb 2024
General partner, trustee or managerIndividual
Ownership & leadership changes · 7 filings with changes since Jun 4, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

May 26, 2026 filing
  • AddedHESPE, LAURA, AN · CHIEF OPERATING OFFICER · Less than 5% · control person
  • Listed againROSENBERG, RICARDO, MARTIN · MANAGER · Less than 5% · control person
  • Listed againSARGENT, CHRISTOPHER, SMITH · MANAGER · Less than 5% · control person
  • ChangedLAMADE, EDWARD, H · title CHIEF INVESTMENT OFFICER → CHIEF INVESTMENT OFFICER/MEMBER; ownership Less than 5% → 5–10%; now a control person
  • ChangedMCGREGOR, BRIAN, DOUGLAS · title PRINCIPAL → CHIEF EXECUTIVE OFFICER/MANAGING MEMBER
  • ChangedRHYNE, CHRISTOPHER, NEEL · title PRINCIPAL → MANAGING MEMBER; ownership 25–50% → 10–25%
Feb 13, 2026 filing
  • No longer listedRICARDO ROSENBERG FAMILY TRUST · MEMBER · 10–25% · listed since Jan 2022
  • No longer listedROSENBERG, NANCY · TRUSTEE · General partner, trustee or manager · indirect via RICARDO ROSENBERG FAMILY TRUST · listed since Jan 2022
  • No longer listedROSENBERG, RICARDO, MARTIN · PRINCIPAL · Less than 5% · control person · listed since May 2018
  • No longer listedRachlin, Jeremy · TRUSTEE · General partner, trustee or manager · indirect via RICARDO ROSENBERG FAMILY TRUST · listed since Jul 2024
  • AddedLAMADE, EDWARD, H · CHIEF INVESTMENT OFFICER · Less than 5%
Mar 21, 2025 filing
  • No longer listedSORGE, CHRISTINE · TRUSTEE · General partner, trustee or manager · indirect via RICARDO ROSENBERG FAMILY TRUST · listed since Feb 2022
  • AddedRachlin, Jeremy · TRUSTEE · General partner, trustee or manager · indirect via RICARDO ROSENBERG FAMILY TRUST
  • Changed2024 THAYER MCGREGOR FAMILY TRUST · ownership 10–25% → 25–50%
Mar 13, 2024 filing
  • Added2024 THAYER MCGREGOR FAMILY TRUST · MEMBER · 10–25%
  • AddedMCGREGOR, BRIAN, DOUGLAS · TRUSTEE · General partner, trustee or manager · indirect via 2024 THAYER MCGREGOR FAMILY TRUST · control person
  • ChangedMCGREGOR, BRIAN, DOUGLAS · ownership 50–75% → 25–50%
Jan 26, 2024 filing
  • No longer listedSARGENT, CHRISTOPHER, SMITH · PRINCIPAL · 25–50% · control person · listed since May 2018
  • ChangedMCGREGOR, BRIAN, DOUGLAS · ownership 25–50% → 50–75%
  • ChangedRHYNE, CHRISTOPHER, NEEL · ownership 10–25% → 25–50%
Jun 1, 2022 filing
  • AddedRICARDO ROSENBERG FAMILY TRUST · MEMBER · 10–25%
  • AddedROSENBERG, NANCY · TRUSTEE · General partner, trustee or manager · indirect via RICARDO ROSENBERG FAMILY TRUST
  • AddedSORGE, CHRISTINE · TRUSTEE · General partner, trustee or manager · indirect via RICARDO ROSENBERG FAMILY TRUST
  • ChangedRHYNE, CHRISTOPHER, NEEL · now a control person
  • ChangedROSENBERG, RICARDO, MARTIN · ownership 10–25% → Less than 5%
Jan 31, 2022 filing
  • AddedRHYNE, CHRISTOPHER, NEEL · PRINCIPAL · 10–25%
  • ChangedMCGREGOR, BRIAN, DOUGLAS · title PARTNER → PRINCIPAL
  • ChangedROSENBERG, RICARDO, MARTIN · title PARTNER → PRINCIPAL
  • ChangedSARGENT, CHRISTOPHER, SMITH · title PARTNER → PRINCIPAL
Jun 4, 2018 filing (earliest on record)
  • ListedMCGREGOR, BRIAN, DOUGLAS · PARTNER · 25–50% · control person
  • ListedROSENBERG, RICARDO, MARTIN · PARTNER · 10–25% · control person
  • ListedSARGENT, CHRISTOPHER, SMITH · PARTNER · 25–50% · control person
  • ListedSCHAFER, TERESA, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Sargent Investment Group, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR SERIES TRUST BILS 78468R523 $64.5M 7.76% 648,966 SH
2 APPLE INC AAPL 037833100 $52.5M 6.31% 181,413 SH
3 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $44.8M 5.39% 383,906 SH
4 SPDR SERIES TRUST SPYG 78464A409 $34.1M 4.10% 286,828 SH
5 MICROSOFT CORP MSFT 594918104 $22.6M 2.72% 60,572 SH
6 ALPHABET INC GOOGL 02079K305 $21.0M 2.52% 58,741 SH
7 VICTORY PORTFOLIOS II UITB 92647N527 $19.0M 2.28% 405,609 SH
8 AMAZON COM INC AMZN 023135106 $18.0M 2.17% 75,602 SH
9 NVIDIA CORPORATION NVDA 67066G104 $16.8M 2.01% 83,744 SH
10 IRON MTN INC DEL IRM 46284V101 $16.7M 2.00% 131,883 SH
11 FIRST TR EXCHANGE-TRADED FD CIBR 33734X846 $16.2M 1.94% 179,786 SH
12 SPDR SERIES TRUST SPYV 78464A508 $15.2M 1.83% 250,608 SH
13 INTERNATIONAL BUSINESS MACHS IBM 459200101 $15.1M 1.81% 53,572 SH
14 JPMORGAN CHASE & CO JPM 46625H100 $12.8M 1.54% 39,208 SH
15 CARLYLE GROUP INC CG 14316J108 $12.7M 1.52% 300,821 SH
16 FIRST TR EXCHANGE-TRADED FD FTCS 33733E104 $12.4M 1.49% 132,106 SH
17 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $12.4M 1.49% 24,739 SH
18 ABBVIE INC ABBV 00287Y109 $11.8M 1.41% 46,728 SH
19 WALMART INC WMT 931142103 $11.6M 1.40% 102,699 SH
20 SPDR SERIES TRUST BIL 78468R663 $11.3M 1.36% 123,834 SH
21 BLACKSTONE INC BX 09260D107 $10.7M 1.28% 90,638 SH
22 ALPHABET INC GOOG 02079K107 $10.0M 1.20% 28,275 SH
23 EXELIXIS INC EXEL 30161Q104 $9.9M 1.19% 182,055 SH
24 JOHNSON & JOHNSON JNJ 478160104 $8.4M 1.01% 33,156 SH
25 MASTERCARD INCORPORATED MA 57636Q104 $8.3M 1.00% 16,172 SH
26 CATERPILLAR INC CAT 149123101 $7.5M 0.90% 7,004 SH
27 ELI LILLY & CO LLY 532457108 $7.1M 0.85% 5,913 SH
28 TESLA INC TSLA 88160R101 $6.7M 0.80% 15,903 SH
29 VERTIV HOLDINGS CO VRT 92537N108 $6.7M 0.80% 19,911 SH
30 BANK OF AMER CORP BAC 060505104 $6.6M 0.79% 115,727 SH
31 BROADCOM INC AVGO 11135F101 $6.2M 0.75% 16,529 SH
32 QUALCOMM INC QCOM 747525103 $6.1M 0.74% 33,204 SH
33 COSTCO WHOLESALE CORPORATION COST 22160K105 $6.0M 0.72% 6,427 SH
34 GE AEROSPACE GE 369604301 $5.6M 0.67% 14,982 SH
35 ARES CAPITAL CORP ARCC 04010L103 $5.6M 0.67% 301,155 SH
36 DUKE ENERGY CORP NEW DUK 26441C204 $5.5M 0.67% 43,832 SH
37 CHEVRON CORPORATION CVX 166764100 $5.5M 0.66% 33,273 SH
38 MICRON TECHNOLOGY INC MU 595112103 $5.2M 0.63% 4,536 SH
39 STARWOOD PPTY TR INC STWD 85571B105 $4.8M 0.57% 291,220 SH
40 UNIVERSAL DISPLAY CORP OLED 91347P105 $4.6M 0.55% 52,589 SH
41 TEVA PHARMACEUTICAL INDS LTD TEVA 881624209 $4.6M 0.55% 134,330 SH
42 ADVANCED MICRO DEVICES INC AMD 007903107 $4.5M 0.54% 7,775 SH
43 MITEK SYS INC MITK 606710200 $4.5M 0.54% 224,165 SH
44 COCA COLA CO KO 191216100 $4.4M 0.53% 53,743 SH
45 GE VERNOVA INC GEV 36828A101 $4.4M 0.52% 3,707 SH
46 META PLATFORMS INC META 30303M102 $4.3M 0.52% 7,609 SH
47 AMERICAN EXPRESS CO AXP 025816109 $4.3M 0.51% 12,645 SH
48 VANGUARD MUN BD FDS VTEB 922907746 $4.2M 0.50% 82,463 SH
49 PROFESIONALLY MANAGED PORTFO AKRE 74316P579 $4.1M 0.49% 77,159 SH
50 KINDER MORGAN INC DEL KMI 49456B101 $4.0M 0.48% 124,895 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-11 $831.6M 279 0001765380-26-000337
2026-03-31 2026-05-11 $759.2M 271 0001765380-26-000194
2025-12-31 2026-02-13 $797.2M 263 0001766157-26-000001
2025-09-30 2025-11-14 $701.7M 121 0001766157-25-000005
Filer Information
Address
4920 ELM STREET
SUITE 305
BETHESDA, MD 20814
Phone
(202) 580-6402
Filing Manager
Sargent Investment Group, LLC
BETHESDA, MD
Signatory
Terry Shafer
Chief Compliance Officer