Sargent Investment Group, LLC — 13F Holdings & Portfolio
CIK 1766157 · latest 13F-HR filed 2026-05-11
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$759.2M
Long-equity book
Holdings
271
Distinct positions
Period
2026-03-31
Filed 2026-05-11
Q/Q Activity
+14 / −9 / ↑94 / ↓94
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- IRON MTN INC DEL$2.5M +22.7%
- VERTIV HOLDINGS CO$2.1M +51.9%
- CHEVRON CORPORATION$1.9M +38.8%
- WALMART INC$1.4M +12.7%
- JOHNSON & JOHNSON$1.3M +18.4%
Top Trims
- PALANTIR TECHNOLOGIES INC-$15.8M -20.7%
- MICROSOFT CORP-$4.9M -18.1%
- BLACKSTONE INC-$3.4M -24.7%
- APPLE INC-$3.4M -7.0%
- CARLYLE GROUP INC-$3.3M -18.5%
New Positions
- BXP INC$526.0K
- FIREFLY AEROSPACE INC$438.1K
- ISHARES TR$406.5K
- VANGUARD INDEX FDS$253.5K
- AMERIPRISE FINL INC$245.8K
Exited Positions
- NNN REIT INC$355.9K
- THE TRADE DESK INC$263.8K
- APOLLO GLOBAL MGMT INC$249.1K
- IBEX LTD$248.5K
- NOVO-NORDISK A S$243.0K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $60.7M | 8.00% | 414,989 | SH |
| 2 | SPDR SERIES TRUST | BILS | 78468R523 | $54.7M | 7.21% | 550,393 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $44.8M | 5.90% | 176,511 | SH |
| 4 | SPDR SERIES TRUST | SPYG | 78464A409 | $28.9M | 3.81% | 295,164 | SH |
| 5 | MICROSOFT CORP | MSFT | 594918104 | $22.2M | 2.93% | 60,061 | SH |
| 6 | VICTORY PORTFOLIOS II | UITB | 92647N527 | $19.1M | 2.51% | 405,265 | SH |
| 7 | ALPHABET INC | GOOGL | 02079K305 | $16.6M | 2.19% | 57,837 | SH |
| 8 | AMAZON COM INC | AMZN | 023135106 | $15.7M | 2.06% | 75,250 | SH |
| 9 | CARLYLE GROUP INC | CG | 14316J108 | $14.7M | 1.94% | 303,683 | SH |
| 10 | NVIDIA CORPORATION | NVDA | 67066G104 | $14.5M | 1.91% | 83,047 | SH |
| 11 | SPDR SERIES TRUST | SPYV | 78464A508 | $14.4M | 1.90% | 254,932 | SH |
| 12 | IRON MTN INC DEL | IRM | 46284V101 | $13.7M | 1.81% | 134,587 | SH |
| 13 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $13.1M | 1.73% | 54,225 | SH |
| 14 | FIRST TR EXCHANGE-TRADED FD | FTCS | 33733E104 | $12.7M | 1.68% | 137,151 | SH |
| 15 | WALMART INC | WMT | 931142103 | $12.5M | 1.65% | 100,925 | SH |
| 16 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $12.0M | 1.58% | 24,959 | SH |
| 17 | FIRST TR EXCHANGE-TRADED FD | CIBR | 33734X846 | $11.6M | 1.53% | 185,266 | SH |
| 18 | JPMORGAN CHASE & CO | JPM | 46625H100 | $11.4M | 1.50% | 38,764 | SH |
| 19 | BLACKSTONE INC | BX | 09260D107 | $10.5M | 1.38% | 90,915 | SH |
| 20 | ABBVIE INC | ABBV | 00287Y109 | $9.9M | 1.30% | 45,348 | SH |
| 21 | ALPHABET INC | GOOG | 02079K107 | $8.1M | 1.07% | 28,367 | SH |
| 22 | JOHNSON & JOHNSON | JNJ | 478160104 | $8.1M | 1.07% | 33,131 | SH |
| 23 | SPDR SERIES TRUST | BIL | 78468R663 | $8.1M | 1.06% | 87,929 | SH |
| 24 | MASTERCARD INCORPORATED | MA | 57636Q104 | $8.0M | 1.05% | 15,978 | SH |
| 25 | EXELIXIS INC | EXEL | 30161Q104 | $7.7M | 1.01% | 179,025 | SH |
| 26 | CHEVRON CORPORATION | CVX | 166764100 | $6.6M | 0.87% | 32,007 | SH |
| 27 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $6.4M | 0.84% | 6,375 | SH |
| 28 | VERTIV HOLDINGS CO | VRT | 92537N108 | $6.2M | 0.82% | 24,758 | SH |
| 29 | ELI LILLY & CO | LLY | 532457108 | $5.6M | 0.73% | 6,066 | SH |
| 30 | BANK AMERICA CORP | BAC | 060505104 | $5.5M | 0.72% | 112,257 | SH |
| 31 | TESLA INC | TSLA | 88160R101 | $5.4M | 0.72% | 14,629 | SH |
| 32 | UNIVERSAL DISPLAY CORP | OLED | 91347P105 | $5.2M | 0.69% | 57,080 | SH |
| 33 | ARES CAPITAL CORP | ARCC | 04010L103 | $5.2M | 0.69% | 289,212 | SH |
| 34 | STARWOOD PPTY TR INC | STWD | 85571B105 | $5.0M | 0.66% | 292,573 | SH |
| 35 | BROADCOM INC | AVGO | 11135F101 | $4.9M | 0.65% | 15,988 | SH |
| 36 | DUKE ENERGY CORP NEW | DUK | 26441C204 | $4.8M | 0.64% | 37,011 | SH |
| 37 | VANGUARD MUN BD FDS | VTEB | 922907746 | $4.8M | 0.63% | 95,998 | SH |
| 38 | CANTALOUPE INC | CTLP | 138103106 | $4.8M | 0.63% | 443,025 | SH |
| 39 | META PLATFORMS INC | META | 30303M102 | $4.8M | 0.63% | 8,307 | SH |
| 40 | CATERPILLAR INC | CAT | 149123101 | $4.7M | 0.62% | 6,688 | SH |
| 41 | QUALCOMM INC | QCOM | 747525103 | $4.4M | 0.57% | 33,852 | SH |
| 42 | PROFESIONALLY MANAGED PORTFO | AKRE | 74316P579 | $4.3M | 0.57% | 82,282 | SH |
| 43 | GE AEROSPACE | GE | 369604301 | $4.2M | 0.56% | 14,921 | SH |
| 44 | KINDER MORGAN INC DEL | KMI | 49456B101 | $4.2M | 0.55% | 123,841 | SH |
| 45 | COCA COLA CO | KO | 191216100 | $4.1M | 0.54% | 53,620 | SH |
| 46 | CONOCOPHILLIPS | COP | 20825C104 | $4.0M | 0.52% | 30,135 | SH |
| 47 | ROLLINS INC | ROL | 775711104 | $4.0M | 0.52% | 74,407 | SH |
| 48 | TEVA PHARMACEUTICAL INDS LTD | TEVA | 881624209 | $3.9M | 0.52% | 130,330 | SH |
| 49 | AMERICAN EXPRESS CO | AXP | 025816109 | $3.7M | 0.49% | 12,242 | SH |
| 50 | HOME DEPOT INC | HD | 437076102 | $3.6M | 0.47% | 10,907 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-11 | $759.2M | 271 | 0001765380-26-000194 |
| 2025-12-31 | 2026-02-13 | $797.2M | 263 | 0001766157-26-000001 |
| 2025-09-30 | 2025-11-14 | $701.7M | 121 | 0001766157-25-000005 |