Sargent Investment Group, LLC — 13F Holdings & Portfolio
CIK 1766157 · latest 13F-HR filed 2026-08-11
Sargent Investment Group, LLC manages $831.6M in 13F-reported U.S. long-equity assets across 279 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are BILS (7.76%), AAPL (6.31%), PLTR (5.39%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 25 new positions, exited 12, added to 150, and trimmed 56.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 305
BETHESDA, MD 20814
$831.6M
Long-equity book
279
Distinct positions
2026-06-30
Filed 2026-08-11
+25 / −12 / ↑150 / ↓56
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SPDR SERIES TRUST$9.8M +17.8%
- APPLE INC$7.7M +17.2%
- SPDR SERIES TRUST$5.2M +18.1%
- FIRST TR EXCHANGE-TRADED FD$4.5M +39.1%
- ALPHABET INC$4.4M +26.2%
Top Trims
- PALANTIR TECHNOLOGIES INC-$15.9M -26.2%
- CARLYLE GROUP INC-$2.0M -13.8%
- SOUTHERN CO-$1.2M -44.3%
- CHEVRON CORPORATION-$1.1M -16.7%
- WALMART INC-$911.2K -7.3%
New Positions
- HONEYWELL INTL INC$1.2M
- HONEYWELL AEROSPACE INC$1.2M
- SPDR SERIES TRUST$859.5K
- CARNIVAL CORP LTD$780.8K
- FEDEX FGHT HLDG CO INC$488.1K
Exited Positions
- CANTALOUPE INC$4.8M
- HONEYWELL INTL INC$2.4M
- APA CORPORATION$805.9K
- CARNIVAL CORP$566.6K
- FIREFLY AEROSPACE INC$438.1K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | BILS | 78468R523 | $64.5M | 7.76% | 648,966 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $52.5M | 6.31% | 181,413 | SH |
| 3 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $44.8M | 5.39% | 383,906 | SH |
| 4 | SPDR SERIES TRUST | SPYG | 78464A409 | $34.1M | 4.10% | 286,828 | SH |
| 5 | MICROSOFT CORP | MSFT | 594918104 | $22.6M | 2.72% | 60,572 | SH |
| 6 | ALPHABET INC | GOOGL | 02079K305 | $21.0M | 2.52% | 58,741 | SH |
| 7 | VICTORY PORTFOLIOS II | UITB | 92647N527 | $19.0M | 2.28% | 405,609 | SH |
| 8 | AMAZON COM INC | AMZN | 023135106 | $18.0M | 2.17% | 75,602 | SH |
| 9 | NVIDIA CORPORATION | NVDA | 67066G104 | $16.8M | 2.01% | 83,744 | SH |
| 10 | IRON MTN INC DEL | IRM | 46284V101 | $16.7M | 2.00% | 131,883 | SH |
| 11 | FIRST TR EXCHANGE-TRADED FD | CIBR | 33734X846 | $16.2M | 1.94% | 179,786 | SH |
| 12 | SPDR SERIES TRUST | SPYV | 78464A508 | $15.2M | 1.83% | 250,608 | SH |
| 13 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $15.1M | 1.81% | 53,572 | SH |
| 14 | JPMORGAN CHASE & CO | JPM | 46625H100 | $12.8M | 1.54% | 39,208 | SH |
| 15 | CARLYLE GROUP INC | CG | 14316J108 | $12.7M | 1.52% | 300,821 | SH |
| 16 | FIRST TR EXCHANGE-TRADED FD | FTCS | 33733E104 | $12.4M | 1.49% | 132,106 | SH |
| 17 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $12.4M | 1.49% | 24,739 | SH |
| 18 | ABBVIE INC | ABBV | 00287Y109 | $11.8M | 1.41% | 46,728 | SH |
| 19 | WALMART INC | WMT | 931142103 | $11.6M | 1.40% | 102,699 | SH |
| 20 | SPDR SERIES TRUST | BIL | 78468R663 | $11.3M | 1.36% | 123,834 | SH |
| 21 | BLACKSTONE INC | BX | 09260D107 | $10.7M | 1.28% | 90,638 | SH |
| 22 | ALPHABET INC | GOOG | 02079K107 | $10.0M | 1.20% | 28,275 | SH |
| 23 | EXELIXIS INC | EXEL | 30161Q104 | $9.9M | 1.19% | 182,055 | SH |
| 24 | JOHNSON & JOHNSON | JNJ | 478160104 | $8.4M | 1.01% | 33,156 | SH |
| 25 | MASTERCARD INCORPORATED | MA | 57636Q104 | $8.3M | 1.00% | 16,172 | SH |
| 26 | CATERPILLAR INC | CAT | 149123101 | $7.5M | 0.90% | 7,004 | SH |
| 27 | ELI LILLY & CO | LLY | 532457108 | $7.1M | 0.85% | 5,913 | SH |
| 28 | TESLA INC | TSLA | 88160R101 | $6.7M | 0.80% | 15,903 | SH |
| 29 | VERTIV HOLDINGS CO | VRT | 92537N108 | $6.7M | 0.80% | 19,911 | SH |
| 30 | BANK OF AMER CORP | BAC | 060505104 | $6.6M | 0.79% | 115,727 | SH |
| 31 | BROADCOM INC | AVGO | 11135F101 | $6.2M | 0.75% | 16,529 | SH |
| 32 | QUALCOMM INC | QCOM | 747525103 | $6.1M | 0.74% | 33,204 | SH |
| 33 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $6.0M | 0.72% | 6,427 | SH |
| 34 | GE AEROSPACE | GE | 369604301 | $5.6M | 0.67% | 14,982 | SH |
| 35 | ARES CAPITAL CORP | ARCC | 04010L103 | $5.6M | 0.67% | 301,155 | SH |
| 36 | DUKE ENERGY CORP NEW | DUK | 26441C204 | $5.5M | 0.67% | 43,832 | SH |
| 37 | CHEVRON CORPORATION | CVX | 166764100 | $5.5M | 0.66% | 33,273 | SH |
| 38 | MICRON TECHNOLOGY INC | MU | 595112103 | $5.2M | 0.63% | 4,536 | SH |
| 39 | STARWOOD PPTY TR INC | STWD | 85571B105 | $4.8M | 0.57% | 291,220 | SH |
| 40 | UNIVERSAL DISPLAY CORP | OLED | 91347P105 | $4.6M | 0.55% | 52,589 | SH |
| 41 | TEVA PHARMACEUTICAL INDS LTD | TEVA | 881624209 | $4.6M | 0.55% | 134,330 | SH |
| 42 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $4.5M | 0.54% | 7,775 | SH |
| 43 | MITEK SYS INC | MITK | 606710200 | $4.5M | 0.54% | 224,165 | SH |
| 44 | COCA COLA CO | KO | 191216100 | $4.4M | 0.53% | 53,743 | SH |
| 45 | GE VERNOVA INC | GEV | 36828A101 | $4.4M | 0.52% | 3,707 | SH |
| 46 | META PLATFORMS INC | META | 30303M102 | $4.3M | 0.52% | 7,609 | SH |
| 47 | AMERICAN EXPRESS CO | AXP | 025816109 | $4.3M | 0.51% | 12,645 | SH |
| 48 | VANGUARD MUN BD FDS | VTEB | 922907746 | $4.2M | 0.50% | 82,463 | SH |
| 49 | PROFESIONALLY MANAGED PORTFO | AKRE | 74316P579 | $4.1M | 0.49% | 77,159 | SH |
| 50 | KINDER MORGAN INC DEL | KMI | 49456B101 | $4.0M | 0.48% | 124,895 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-11 | $831.6M | 279 | 0001765380-26-000337 |
| 2026-03-31 | 2026-05-11 | $759.2M | 271 | 0001765380-26-000194 |
| 2025-12-31 | 2026-02-13 | $797.2M | 263 | 0001766157-26-000001 |
| 2025-09-30 | 2025-11-14 | $701.7M | 121 | 0001766157-25-000005 |