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Opes Wealth Management LLC — 13F Holdings & Portfolio

CIK 1766918 · latest 13F-HR filed 2026-04-29

Backtest portfolio

Opes Wealth Management LLC manages $608.6M in 13F-reported U.S. long-equity assets across 146 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are AAPL (15.18%), FNDF (5.74%), CMF (4.37%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 2 new positions and exited 5; 33 existing positions rose in reported value and 49 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$608.6M

Long-equity book

Holdings
146

Distinct positions

Period
2026-03-31

Filed 2026-04-29

Q/Q Activity
+2 / −5 / ↑33 / ↓49

vs 2025-12-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q1 26
AAPL15.8% · -3%FNDF6.0% · -0%CMF4.5% · +7%GILD4.0% · 0%FNDB3.5% · +1%JBND3.4% · +102%IUSB2.7% · -0%VOT2.5% · +2%SPHQ2.4% · -1%SCHB2.3% · -3%FNDX2.2% · -1%VOE2.2% · +2%SCHG2.1% · +4%DFEV2.0% · -0%VTIP1.9% · +11%SCHV1.8% · -0%MTUM1.8% · -0%FNDC1.8% · +1%FNDA1.7% · -2%FBND1.6% · +2%SPLV1.6% · +4%IJH1.6% · -1%BNDX1.5% · +34%PDN1.4% · -2%SPEM1.4% · +2%FLJP1.2% · +7%IWF1.2% · -0%ISCG1.2% · +0%IMTM1.0% · -0%NVDA0.9% · -2%IDHQ0.8% · +4%SPDW0.8% · +3%NULV0.7% · +1%GOOG0.7% · -2%MSFT0.7% · -0%WTPI0.6% · +3%FREL0.6% · +4%IWD0.6% · -0%CAT0.6% · 0%VTEB0.6% · +12%ESGU0.6% · +0%IVOL0.5% · 0%BJAN0.5% · +1%SCHD0.5% · -0%VYM0.4% · -0%USXF0.4% · 0%GOOGL0.4% · +10%VWO0.4% · -4%IJJ0.4% · -1%IQLT0.3% · -0%XJH0.3% · +2%DON0.3% · +5%ALB0.3% · 0%USEW0.3% · 0%NFLX0.3% · -0%DMXF0.3% · +3%VEA0.3% · -14%AMZN0.3% · -5%DAN0.3% · 0%TRMB0.3% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q4 25 → Q1 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

2 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 47.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 5, 2026.

Assets Under Management
$822.3M
Discretionary
$822.3M
Employees
8
Accounts
420
Address
535 MIDDLEFIELD ROAD
SUITE 160
MENLO PARK, CA 94025
Phone
(408) 831-5800
Website
Name Title / Status Ownership Type
DUVALL, MARK, TOWNSEND ControlCO-PRESIDENT
since Nov 2018
25–50%Individual
MIGUEL, UNESA ControlCHIEF COMPLIANCE OFFICER
since Mar 2019
Less than 5%Individual
ODETTE, LOUIS, LAWRENCE ControlCHIEF INVESTMENT OFFICER
since Jan 2024
5–10%Individual
SOUTHERLAND, TRACIE, LYNNE ControlWEALTH ADVISOR
since Jan 2022
5–10%Individual
WHALEN, ERIN, MICHAEL ControlCO-PRESIDENT
since Nov 2018
25–50%Individual
Ownership & leadership changes · 5 filings with changes since Nov 14, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 14, 2024 filing
  • ChangedDUVALL, MARK, TOWNSEND · title CHIEF INVESTMENT OFFICER, CO-PRESIDENT → CO-PRESIDENT
  • ChangedODETTE, LOUIS, LAWRENCE · title SENIOR CLIENT PORTFOLIO MANAGER → CHIEF INVESTMENT OFFICER
Mar 29, 2023 filing
  • AddedODETTE, LOUIS, LAWRENCE · SENIOR CLIENT PORTFOLIO MANAGER · 5–10% · control person
  • ChangedSOUTHERLAND, TRACIE, LYNNE · title PARTNER → WEALTH ADVISOR
Jan 14, 2022 filing
  • No longer listedMCHAN, SUSAN, KAY · PARTNER · 5–10% · control person · listed since Nov 2018
  • AddedSOUTHERLAND, TRACIE, LYNNE · PARTNER · 5–10% · control person
Mar 26, 2020 filing
  • No longer listedFIRTH, DAVID, FORREST · VP CLIENT SERVICES · Less than 5% · control person · listed since Nov 2018
Mar 28, 2019 filing
  • AddedMIGUEL, UNESA · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedDUVALL, MARK, TOWNSEND · title CHIEF INVESTMENT OFFICER → CHIEF INVESTMENT OFFICER, CO-PRESIDENT
  • ChangedFIRTH, DAVID, FORREST · title CHIEF COMPLIANCE OFFICER → VP CLIENT SERVICES
  • ChangedWHALEN, ERIN, MICHAEL · title VICE PRESIDENT BUSINESS DEVELOPMENT → CO-PRESIDENT
Nov 14, 2018 filing (earliest on record)
  • ListedDUVALL, MARK, TOWNSEND · CHIEF INVESTMENT OFFICER · 25–50% · control person
  • ListedFIRTH, DAVID, FORREST · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedMCHAN, SUSAN, KAY · PARTNER · 5–10% · control person
  • ListedWHALEN, ERIN, MICHAEL · VICE PRESIDENT BUSINESS DEVELOPMENT · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 33 →

Top Trims

Show all 49 →

New Positions

Show all 2 →

Exited Positions

Show all 5 →

Opes Wealth Management LLC Holdings (2026-03-31)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $92.4M 15.18% 364,108 SH
2 SCHWAB STRATEGIC TR FNDF 808524755 $34.9M 5.74% 713,937 SH
3 ISHARES TR CMF 464288356 $26.6M 4.37% 467,978 SH
4 GILEAD SCIENCES INC GILD 375558103 $23.6M 3.89% 169,652 SH
5 SCHWAB STRATEGIC TR FNDB 808524789 $20.3M 3.33% 744,765 SH
6 J P MORGAN EXCHANGE TRADED F JBND 46654Q716 $20.0M 3.29% 372,762 SH
7 APPLE INC Put AAPL 037833100 $17.5M 2.88% 69,000 SH
8 ISHARES TR IUSB 46434V613 $16.0M 2.64% 347,461 SH
9 VANGUARD INDEX FDS VOT 922908538 $14.5M 2.39% 56,473 SH
10 INVESCO EXCHANGE TRADED FD T SPHQ 46137V241 $14.0M 2.30% 186,317 SH
11 SCHWAB STRATEGIC TR SCHB 808524102 $13.5M 2.22% 539,117 SH
12 SCHWAB STRATEGIC TR FNDX 808524771 $13.1M 2.16% 471,904 SH
13 VANGUARD INDEX FDS VOE 922908512 $12.8M 2.11% 69,713 SH
14 SCHWAB STRATEGIC TR SCHG 808524300 $12.2M 2.01% 419,663 SH
15 DIMENSIONAL ETF TRUST DFEV 25434V740 $11.8M 1.94% 329,925 SH
16 VANGUARD MALVERN FDS VTIP 922020805 $10.9M 1.79% 218,070 SH
17 SCHWAB STRATEGIC TR SCHV 808524409 $10.5M 1.73% 345,416 SH
18 ISHARES TR MTUM 46432F396 $10.5M 1.73% 43,877 SH
19 SCHWAB STRATEGIC TR FNDC 808524748 $10.5M 1.72% 225,489 SH
20 SCHWAB STRATEGIC TR FNDA 808524763 $9.9M 1.62% 304,740 SH
21 FIDELITY MERRIMACK STR TR FBND 316188309 $9.4M 1.54% 205,478 SH
22 INVESCO EXCH TRADED FD TR II SPLV 46138E354 $9.2M 1.51% 125,909 SH
23 ISHARES TR IJH 464287507 $9.1M 1.50% 134,895 SH
24 VANGUARD CHARLOTTE FDS BNDX 92203J407 $8.5M 1.40% 177,569 SH
25 INVESCO EXCH TRADED FD TR II PDN 46138E735 $8.4M 1.39% 194,811 SH
26 SPDR INDEX SHS FDS SPEM 78463X509 $8.2M 1.35% 174,870 SH
27 FRANKLIN TEMPLETON ETF TR FLJP 35473P744 $7.3M 1.20% 201,112 SH
28 ISHARES TR IWF 464287614 $7.1M 1.16% 16,545 SH
29 ISHARES TR ISCG 464288604 $7.1M 1.16% 128,657 SH
30 ISHARES TR IMTM 46434V449 $6.1M 1.01% 127,493 SH
31 NVIDIA CORPORATION NVDA 67066G104 $5.5M 0.91% 31,609 SH
32 INVESCO EXCH TRADED FD TR II IDHQ 46138E214 $4.9M 0.81% 139,643 SH
33 SPDR INDEX SHS FDS SPDW 78463X889 $4.5M 0.73% 97,736 SH
34 NUSHARES ETF TR NULV 67092P300 $4.1M 0.68% 90,386 SH
35 ALPHABET INC GOOG 02079K107 $4.0M 0.66% 14,051 SH
36 MICROSOFT CORP MSFT 594918104 $3.9M 0.64% 10,452 SH
37 WISDOMTREE TR WTPI 97717X560 $3.7M 0.61% 115,731 SH
38 FIDELITY COVINGTON TRUST FREL 316092857 $3.6M 0.59% 133,774 SH
39 ISHARES TR IWD 464287598 $3.5M 0.57% 16,244 SH
40 CATERPILLAR INC CAT 149123101 $3.5M 0.57% 4,876 SH
41 VANGUARD MUN BD FDS VTEB 922907746 $3.4M 0.56% 68,457 SH
42 ISHARES TR ESGU 46435G425 $3.3M 0.54% 23,326 SH
43 KRANESHARES TRUST IVOL 500767736 $3.2M 0.52% 169,559 SH
44 INNOVATOR ETFS TRUST BJAN 45782C409 $3.1M 0.52% 58,788 SH
45 SCHWAB STRATEGIC TR SCHD 808524797 $2.7M 0.45% 88,671 SH
46 VANGUARD WHITEHALL FDS VYM 921946406 $2.6M 0.42% 17,454 SH
47 ISHARES TR USXF 46436E767 $2.5M 0.41% 45,274 SH
48 ALPHABET INC GOOGL 02079K305 $2.5M 0.41% 8,668 SH
49 VANGUARD INTL EQUITY INDEX F VWO 922042858 $2.4M 0.39% 44,171 SH
50 NVIDIA CORPORATION Put NVDA 67066G104 $2.3M 0.38% 13,300 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-29 $608.6M 146 0001766918-26-000002
2025-12-31 2026-02-02 $613.3M 148 0001766918-26-000001