Bay Harbor Wealth Management, LLC — 13F Holdings & Portfolio
CIK 1767989 · latest 13F-HR filed 2026-07-28
Bay Harbor Wealth Management, LLC manages $433.6M in 13F-reported U.S. long-equity assets across 1,293 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (9.06%), DFAU (8.47%), IUSB (6.26%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 60 new positions, exited 68, added to 919, and trimmed 218.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Filer Information
Address
201 INTERNATIONAL CIRCLE, STE 520HUNT VALLEY, MD 21030
Phone
(410) 403-2060
Filing Manager
Bay Harbor Wealth Management, LLC
Hunt Valley, MD
Signatory
Lance Scott
President, Chief Compliance Officer
Loading holdings…
AUM
$433.6M
Long-equity book
Holdings
1,293
Distinct positions
Period
2026-06-30
Filed 2026-07-28
Q/Q Activity
+60 / −68 / ↑919 / ↓218
vs 2026-03-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES CORE S&P 500 ETF$19.5M +98.7%
- ISHARES CORE TOTAL USD BOND MARKET ETF$5.9M +27.5%
- DIMENSIONAL US CORE EQUITY MARKET ETF$4.8M +14.9%
- VANGUARD GROWTH ETF$3.4M +16.3%
- ISHARES S&P 500 GROWTH ETF$3.0M +22.0%
Top Trims
- ISHARES MSCI EAFE VALUE ETF-$7.3M -62.8%
- ISHARES MSCI USA QUALITY FACTOR ETF-$6.3M -99.6%
- ISHARES CORE MSCI EMERGING MARKETS ETF-$3.3M -26.9%
- ISHARES FLEXIBLE INCOME ACTIVE ETF-$2.6M -65.6%
- ISHARES S&P 500 VALUE ETF-$2.1M -13.4%
New Positions
- ISHARES INTERNATIONAL COUNTRY ROTATION ACTIVE ETF$5.4M
- ISHARES SYSTEMATIC ALTERNATIVES ACTIVE ETF$4.9M
- ISHARES GLOBAL GOVERNMENT BOND USD HEDGED ACTIVE ETF$3.9M
- ISHARES 0-5 YEAR TIPS BOND ETF$462.5K
- CARNIVAL CORP LTD COMMON SHARES$124.6K
Exited Positions
- ISHARES CORE INTERNATIONAL AGGREGATE BOND ETF$4.6M
- ISHARES S&P 100 ETF$102.1K
- CARNIVAL CORP COMMON STOCK$85.8K
- EXXON MOBIL CORP COM$75.2K
- ISHARES U.S. AEROSPACE & DEFENSE ETF$29.8K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES CORE S&P 500 ETF | IVV | 464287200 | $39.3M | 9.06% | 52,477 | SH |
| 2 | DIMENSIONAL US CORE EQUITY MARKET ETF | DFAU | 25434V104 | $36.7M | 8.47% | 710,366 | SH |
| 3 | ISHARES CORE TOTAL USD BOND MARKET ETF | IUSB | 46434V613 | $27.1M | 6.26% | 588,169 | SH |
| 4 | VANGUARD GROWTH ETF | VUG | 922908736 | $24.2M | 5.59% | 281,336 | SH |
| 5 | VANGUARD FTSE DEVELOPED MARKETS ETF | VEA | 921943858 | $22.4M | 5.17% | 314,757 | SH |
| 6 | VANGUARD VALUE ETF | VTV | 922908744 | $17.0M | 3.93% | 78,117 | SH |
| 7 | ISHARES S&P 500 GROWTH ETF | IVW | 464287309 | $16.4M | 3.77% | 118,930 | SH |
| 8 | ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF | DYNF | 09290C103 | $15.5M | 3.57% | 227,439 | SH |
| 9 | VANGUARD TOTAL INTERNATIONAL BOND ETF | BNDX | 92203J407 | $15.0M | 3.45% | 308,934 | SH |
| 10 | VANGUARD SHORT-TERM BOND ETF | BSV | 921937827 | $14.1M | 3.25% | 180,697 | SH |
| 11 | ISHARES S&P 500 VALUE ETF | IVE | 464287408 | $13.8M | 3.19% | 60,974 | SH |
| 12 | DIMENSIONAL SHORT-DURATION FIXED INCOME ETF | DFSD | 25434V864 | $12.0M | 2.76% | 250,724 | SH |
| 13 | DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF | DFAI | 25434V203 | $11.2M | 2.58% | 271,071 | SH |
| 14 | ISHARES CORE MSCI EMERGING MARKETS ETF | IEMG | 46434G103 | $8.9M | 2.06% | 107,695 | SH |
| 15 | ISHARES A.I. INNOVATION AND TECH ACTIVE ETF | BAI | 09290C780 | $8.9M | 2.04% | 167,937 | SH |
| 16 | VANGUARD FTSE EMERGING MARKETS ETF | VWO | 922042858 | $8.2M | 1.89% | 137,466 | SH |
| 17 | DIMENSIONAL CORE FIXED INCOME ETF | DFCF | 25434V872 | $8.1M | 1.87% | 192,203 | SH |
| 18 | ISHARES MSCI EAFE GROWTH ETF | EFG | 464288885 | $7.8M | 1.79% | 62,474 | SH |
| 19 | ISHARES MSCI USA MOMENTUM FACTOR ETF | MTUM | 46432F396 | $7.4M | 1.70% | 21,497 | SH |
| 20 | ISHARES U.S. TREASURY BOND ETF | GOVT | 46429B267 | $7.2M | 1.67% | 317,486 | SH |
| 21 | VANGUARD MORTGAGE-BACKED SECURITIES ETF | VMBS | 92206C771 | $7.0M | 1.61% | 149,175 | SH |
| 22 | VANGUARD INTERMEDIATE-TERM BOND ETF | BIV | 921937819 | $6.8M | 1.58% | 89,217 | SH |
| 23 | ISHARES MBS ETF | MBB | 464288588 | $6.8M | 1.56% | 71,657 | SH |
| 24 | VANGUARD LONG-TERM BOND ETF | BLV | 921937793 | $6.7M | 1.55% | 97,321 | SH |
| 25 | ISHARES 10-20 YEAR TREASURY BOND ETF | TLH | 464288653 | $6.1M | 1.42% | 61,156 | SH |
| 26 | ISHARES LARGE CAP CORE ACTIVE ETF | BLCR | 09290C855 | $5.7M | 1.32% | 113,372 | SH |
| 27 | ISHARES INTERNATIONAL COUNTRY ROTATION ACTIVE ETF | CORO | 09290C764 | $5.4M | 1.25% | 147,944 | SH |
| 28 | DIMENSIONAL EMERGING CORE EQUITY MARKET ETF | DFAE | 25434V302 | $5.4M | 1.24% | 133,552 | SH |
| 29 | VANGUARD SMALL-CAP ETF | VB | 922908751 | $5.2M | 1.20% | 17,196 | SH |
| 30 | ISHARES SYSTEMATIC ALTERNATIVES ACTIVE ETF | IALT | 09290C665 | $4.9M | 1.13% | 175,324 | SH |
| 31 | ISHARES DEFENSE INDUSTRIALS ACTIVE ETF | IDEF | 09290C699 | $4.8M | 1.11% | 150,962 | SH |
| 32 | ISHARES U.S. THEMATIC ROTATION ACTIVE ETF | THRO | 09290C806 | $4.6M | 1.06% | 106,391 | SH |
| 33 | ISHARES MSCI EAFE VALUE ETF | EFV | 464288877 | $4.3M | 0.99% | 56,351 | SH |
| 34 | ISHARES GLOBAL GOVERNMENT BOND USD HEDGED ACTIVE ETF | GGOV | 092528835 | $3.9M | 0.91% | 78,327 | SH |
| 35 | VANGUARD INFORMATION TECHNOLOGY ETF | VGT | 92204A702 | $2.4M | 0.55% | 19,984 | SH |
| 36 | ISHARES SEMICONDUCTOR ETF | SOXX | 464287523 | $2.2M | 0.50% | 3,380 | SH |
| 37 | ISHARES FLEXIBLE INCOME ACTIVE ETF | BINC | 092528603 | $1.4M | 0.32% | 26,567 | SH |
| 38 | ISHARES GOLD TRUST | IAU | 464285204 | $1.3M | 0.30% | 17,341 | SH |
| 39 | NVIDIA CORPORATION COM | NVDA | 67066G104 | $1.3M | 0.29% | 6,346 | SH |
| 40 | DIMENSIONAL GLOBAL REAL ESTATE ETF | DFGR | 25434V658 | $1.2M | 0.28% | 41,878 | SH |
| 41 | APPLE INC COM | AAPL | 037833100 | $1.1M | 0.26% | 3,893 | SH |
| 42 | ISHARES SYSTEMATIC BOND ETF | SYSB | 46435U796 | $914.5K | 0.21% | 10,308 | SH |
| 43 | ALPHABET INC CAP STK CL A | GOOGL | 02079K305 | $726.5K | 0.17% | 2,033 | SH |
| 44 | MICROSOFT CORP COM | MSFT | 594918104 | $668.8K | 0.15% | 1,793 | SH |
| 45 | ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF | IETC | 46431W648 | $628.6K | 0.14% | 5,855 | SH |
| 46 | CATERPILLAR INC COM | CAT | 149123101 | $603.8K | 0.14% | 567 | SH |
| 47 | AMAZON COM INC COM | AMZN | 023135106 | $579.4K | 0.13% | 2,431 | SH |
| 48 | JPMORGAN CHASE & CO COM | JPM | 46625H100 | $533.4K | 0.12% | 1,629 | SH |
| 49 | TESLA INC COM | TSLA | 88160R101 | $491.7K | 0.11% | 1,169 | SH |
| 50 | ISHARES 0-5 YEAR TIPS BOND ETF | STIP | 46429B747 | $462.5K | 0.11% | 4,527 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-28 | $433.6M | 1,293 | 0001437749-26-024588 |
| 2026-03-31 | 2026-04-14 | $385.7M | 1,301 | 0001437749-26-012214 |
| 2025-12-31 | 2026-02-02 | $382.8M | 1,317 | 0001437749-26-002665 |