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Bay Harbor Wealth Management, LLC — 13F Holdings & Portfolio

CIK 1767989 · latest 13F-HR filed 2026-04-14

Backtest portfolio

Bay Harbor Wealth Management, LLC manages $385.7M in 13F-reported U.S. long-equity assets across 1,301 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are DFAU (8.28%), IUSB (5.52%), VUG (5.40%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 37 new positions, exited 53, added to 895, and trimmed 243.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$385.7M

Long-equity book

Holdings

1,301

Distinct positions

Period

2026-03-31

Filed 2026-04-14

Q/Q Activity

+37 / −53 / ↑895 / ↓243

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES U.S. TREASURY BOND ETF$6.0M +600.8%
  • ISHARES CORE S&P 500 ETF$4.6M +29.9%
  • DIMENSIONAL SHORT-DURATION FIXED INCOME ETF$1.7M +17.0%
  • VANGUARD TOTAL INTERNATIONAL BOND ETF$1.0M +7.7%
  • DIMENSIONAL CORE FIXED INCOME ETF$895.8K +12.8%
Show all 895 →

Top Trims

  • ISHARES S&P 100 ETF-$11.6M -99.1%
  • ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF-$3.1M -18.8%
  • ISHARES GOLD TRUST-$2.9M -65.7%
  • ISHARES U.S. AEROSPACE & DEFENSE ETF-$2.6M -98.9%
  • VANGUARD GROWTH ETF-$1.9M -8.5%
Show all 243 →

New Positions

  • ISHARES MSCI EAFE GROWTH ETF$6.8M
  • ISHARES DEFENSE INDUSTRIALS ACTIVE ETF$4.6M
  • ISHARES LARGE CAP CORE ACTIVE ETF$4.5M
  • AEROVIRONMENT INC COM$3.7K
  • DIMENSIONAL INTERNATIONAL CORE EQUITY 2 ETF$1.6K
Show all 37 →

Exited Positions

  • FAIR ISAAC CORP COM$3.4K
  • FIRST CTZNS BANCSHARES INC DEL CL A$2.1K
  • MAGNITE INC COM$1.8K
  • IRON MTN INC DEL COM$1.5K
  • STAG INDUSTRIAL INC COM$1.5K
Show all 53 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL US CORE EQUITY MARKET ETF DFAU 25434V104 $31.9M 8.28% 708,070 SH
2 ISHARES CORE TOTAL USD BOND MARKET ETF IUSB 46434V613 $21.3M 5.52% 460,907 SH
3 VANGUARD GROWTH ETF VUG 922908736 $20.8M 5.40% 47,721 SH
4 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $20.6M 5.33% 320,707 SH
5 ISHARES CORE S&P 500 ETF IVV 464287200 $19.8M 5.13% 30,278 SH
6 ISHARES S&P 500 VALUE ETF IVE 464287408 $16.0M 4.14% 75,688 SH
7 VANGUARD VALUE ETF VTV 922908744 $15.6M 4.04% 79,379 SH
8 VANGUARD TOTAL INTERNATIONAL BOND ETF BNDX 92203J407 $14.7M 3.81% 305,946 SH
9 VANGUARD SHORT-TERM BOND ETF BSV 921937827 $14.0M 3.64% 179,097 SH
10 ISHARES S&P 500 GROWTH ETF IVW 464287309 $13.4M 3.48% 118,508 SH
11 ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF DYNF 09290C103 $13.4M 3.47% 230,179 SH
12 ISHARES CORE MSCI EMERGING MARKETS ETF IEMG 46434G103 $12.2M 3.17% 175,040 SH
13 DIMENSIONAL SHORT-DURATION FIXED INCOME ETF DFSD 25434V864 $11.7M 3.04% 244,701 SH
14 ISHARES MSCI EAFE VALUE ETF EFV 464288877 $11.6M 3.01% 155,926 SH
15 DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF DFAI 25434V203 $9.9M 2.56% 253,885 SH
16 DIMENSIONAL CORE FIXED INCOME ETF DFCF 25434V872 $7.9M 2.05% 187,365 SH
17 VANGUARD FTSE EMERGING MARKETS ETF VWO 922042858 $7.6M 1.96% 139,808 SH
18 ISHARES 10-20 YEAR TREASURY BOND ETF TLH 464288653 $7.3M 1.88% 72,146 SH
19 ISHARES U.S. TREASURY BOND ETF GOVT 46429B267 $7.0M 1.82% 306,208 SH
20 VANGUARD MORTGAGE-BACKED SECURITIES ETF VMBS 92206C771 $7.0M 1.81% 148,372 SH
21 VANGUARD INTERMEDIATE-TERM BOND ETF BIV 921937819 $6.8M 1.77% 88,568 SH
22 ISHARES MSCI EAFE GROWTH ETF EFG 464288885 $6.8M 1.75% 60,690 SH
23 ISHARES MBS ETF MBB 464288588 $6.7M 1.73% 70,446 SH
24 VANGUARD LONG-TERM BOND ETF BLV 921937793 $6.6M 1.72% 96,568 SH
25 ISHARES MSCI USA MOMENTUM FACTOR ETF MTUM 46432F396 $6.5M 1.68% 27,030 SH
26 ISHARES A.I. INNOVATION AND TECH ACTIVE ETF BAI 09290C780 $6.4M 1.66% 194,031 SH
27 ISHARES MSCI USA QUALITY FACTOR ETF QUAL 46432F339 $6.4M 1.65% 33,141 SH
28 ISHARES U.S. THEMATIC ROTATION ACTIVE ETF THRO 09290C806 $6.0M 1.55% 164,766 SH
29 VANGUARD SMALL-CAP ETF VB 922908751 $4.6M 1.19% 17,510 SH
30 ISHARES DEFENSE INDUSTRIALS ACTIVE ETF IDEF 09290C699 $4.6M 1.19% 140,090 SH
31 ISHARES CORE INTERNATIONAL AGGREGATE BOND ETF IAGG 46435G672 $4.6M 1.18% 91,004 SH
32 ISHARES LARGE CAP CORE ACTIVE ETF BLCR 09290C855 $4.5M 1.17% 110,021 SH
33 DIMENSIONAL EMERGING CORE EQUITY MARKET ETF DFAE 25434V302 $4.3M 1.12% 127,528 SH
34 ISHARES FLEXIBLE INCOME ACTIVE ETF BINC 092528603 $4.0M 1.05% 77,758 SH
35 VANGUARD INFORMATION TECHNOLOGY ETF VGT 92204A702 $1.7M 0.45% 2,495 SH
36 ISHARES GOLD TRUST IAU 464285204 $1.5M 0.40% 17,415 SH
37 DIMENSIONAL GLOBAL REAL ESTATE ETF DFGR 25434V658 $1.1M 0.27% 39,577 SH
38 NVIDIA CORPORATION COM NVDA 67066G104 $958.6K 0.25% 5,496 SH
39 ISHARES SYSTEMATIC BOND ETF SYSB 46435U796 $913.4K 0.24% 10,263 SH
40 APPLE INC COM AAPL 037833100 $820.4K 0.21% 3,233 SH
41 ISHARES SEMICONDUCTOR ETF SOXX 464287523 $740.1K 0.19% 2,252 SH
42 ALPHABET INC CAP STK CL A GOOGL 02079K305 $528.8K 0.14% 1,839 SH
43 ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF IETC 46431W648 $517.0K 0.13% 5,849 SH
44 MICROSOFT CORP COM MSFT 594918104 $477.5K 0.12% 1,290 SH
45 AMAZON COM INC COM AMZN 023135106 $440.5K 0.11% 2,115 SH
46 TESLA INC COM TSLA 88160R101 $413.8K 0.11% 1,113 SH
47 ISHARES CORE 40/60 MODERATE ALLOCATION ETF AOM 464289875 $386.2K 0.10% 8,152 SH
48 ISHARES CONVERTIBLE BOND ETF ICVT 46435G102 $356.5K 0.09% 3,502 SH
49 META PLATFORMS INC CL A META 30303M102 $299.4K 0.08% 523 SH
50 JPMORGAN CHASE & CO COM JPM 46625H100 $283.6K 0.07% 964 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-14 $385.7M 1,301 0001437749-26-012214
2025-12-31 2026-02-02 $382.8M 1,317 0001437749-26-002665