Top Institutional Investors

MBE Wealth Management, LLC — 13F Holdings & Portfolio

CIK 1775850 · latest 13F-HR filed 2026-10-26

Backtest portfolio

MBE Wealth Management, LLC manages $283.9M in 13F-reported U.S. long-equity assets across 174 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are QQQ (12.16%), SPYV (9.96%), VB (9.83%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 11 new positions and exited 7; 46 existing positions rose in reported value and 42 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$283.9M

Long-equity book

Holdings
174

Distinct positions

Period
2026-09-30

Filed 2026-10-26

Q/Q Activity
+11 / −7 / ↑46 / ↓42

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
QQQ12.2% · -1%SPYV10.0% · +1%VB9.8% · +0%IVV5.0% · +1%ACIO4.5% · -2%IDUB3.0% · -3%DRSK2.7% · -1%SCHP2.7% · +3%DUBS2.1% · -3%OSCV1.9% · -2%HTRB1.9% · +4%SCHD1.8% · 0%ADME1.7% · -3%RLY1.5% · +3%VCIT1.3% · -0%SCHF1.1% · +1%DGRO1.1% · -9%ASTS1.0% · +2%SCHE1.0% · -3%UPSD1.0% · -2%NVDA0.9% · +0%AFIX0.8% · +5%JUCY0.8% · -3%AAPL0.7% · +1%MUNI0.7% · +4%BRTR0.7% · +3%VCSH0.6% · +0%MSFT0.6% · -0%QUAL0.6% · 0%JPM0.6% · +0%SPYM0.5% · +11%ABBV0.5% · -1%VEA0.5% · -1%SCHO0.5% · -2%FVD0.5% · -3%DEFR0.5% · +10%OAKI0.4% · +5%PHYL0.4% · +3%CGXU0.4% · +6%AMD0.4% · +3%DFAE0.4% · +9%XOM0.4% · +1%LLY0.4% · +1%GLD0.4% · +4%AMZN0.4% · -1%ACYN0.4% · +4%VGSH0.3% · -6%SCHG0.3% · +21%PEP0.3% · +2%WMT0.3% · +1%SCHX0.3% · +79%MTUM0.3% · -3%ESGU0.3% · -0%SPTM0.3% · +0%CATH0.3% · +0%ECL0.3% · 0%GOOGL0.3% · -0%VYM0.2% · +11%MGEE0.2% · +2%USMV0.2% · -1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 53.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 7, 2026.

Assets Under Management
$977.1M
Discretionary
$749.9M
Employees
18
Accounts
5,412
Address
200 W. WARREN ST.
TOMAH, WI 54660
Phone
(608) 372-5521
Website
Name Title / Status Ownership Type
BERRY, JOSEPH, LEE ControlCHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR
since Jan 2016
Less than 5%Individual
JOE BERRY LLC ControlMEMBER
since Dec 2011
10–25%Domestic Entity
JPHENRICH FINANCIAL PLANNING, LLC ControlMEMBER
since Jan 2026
10–25%Domestic Entity
DUE NORTH FINANCIAL, LLCMEMBER
since Mar 2015
10–25%Domestic Entity
KRUEGER WEALTH MANAGEMENT, LLCMEMBER
since Jun 2015
10–25%Domestic Entity
MBE CPA LLPMANAGING MEMBER
since Jan 2013
25–50%Domestic Entity
PRUITT FINANCIAL PLANNING, LLCMEMBER
since Jan 2020
10–25%Domestic Entity
BERRY, JOSEPH, LEE Control
Indirect owner via JOE BERRY LLC
MANAGING MEMBER
since Dec 2011
75% or moreIndividual
BRINKER, BRENT, DOUGLAS Control
Indirect owner via DUE NORTH FINANCIAL, LLC
MANAGING MEMBER
since Mar 2015
75% or moreIndividual
HENRICH, JASON, PAUL Control
Indirect owner via JPHENRICH FINANCIAL PLANNING, LLC
MANAGING MEMBER
since Dec 2020
75% or moreIndividual
KRUEGER, JACOB, ADAM Control
Indirect owner via KRUEGER WEALTH MANAGEMENT, LLC
MANAGING MEMBER
since Jun 2015
75% or moreIndividual
MOY, TIMOTHY, BRIAN Control
Indirect owner via MBE CPA LLP
MANAGING MEMBER
since Jan 2013
25–50%Individual
PRUITT, MICHAEL, BRANDON Control
Indirect owner via PRUITT FINANCIAL PLANNING, LLC
MANAGING MEMBER
since Jan 2020
75% or moreIndividual
Klemm, Morgan
Indirect owner via MBE CPA LLP
MANAGING MEMBER
since Jan 2009
25–50%Individual
VINOPAL, FRANK
Indirect owner via MBE CPA LLP
MANAGING MEMBER
since Jan 2019
25–50%Individual
Ownership & leadership changes · 5 filings with changes since Jun 7, 2017

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 4, 2026 filing
  • AddedHENRICH, JASON, PAUL · MANAGING MEMBER · 75% or more · indirect via JPHENRICH FINANCIAL PLANNING, LLC · control person
  • AddedJPHENRICH FINANCIAL PLANNING, LLC · MEMBER · 10–25% · control person
Feb 2, 2023 filing
  • No longer listedGREENWOOD FINANCIAL, LLC · MEMBER · 10–25% · listed since Jan 2014
  • No longer listedGREENWOOD, JAMES, DANIEL · MANAGING MEMBER · 75% or more · indirect via GREENWOOD FINANCIAL, LLC · control person · listed since Jan 2016
Oct 12, 2022 filing
  • No longer listedBRINKER, BRENT, DOUGLAS · FINANCIAL ADVISOR · Less than 5% · control person · listed since Jan 2017
  • No longer listedGREENWOOD, JAMES, DANIEL · FINANCIAL ADVISOR · Less than 5% · control person · listed since Jan 2016
  • No longer listedKRUEGER, JACOB, ADAM · FINANCIAL ADVISOR · Less than 5% · control person · listed since Jan 2017
  • No longer listedMOY, BORCHERT, ERBS, & ASSOCIATES, LLP · MANAGING MEMBER · 25–50% · control person · listed since Jan 2013
  • No longer listedMOY, TIMOTHY, BRIAN · PARTNER · Less than 5% · control person · listed since Jan 2013
  • No longer listedMOY, TIMOTHY, BRIAN · MANAGING MEMBER · 75% or more · indirect via MOY, BORCHERT, ERBS, & ASSOCIATES, LLP · control person · listed since Jan 2013
  • No longer listedPRUITT, MICHAEL, BRANDON · FINANCIAL ADVISOR · Less than 5% · control person · listed since Jan 2020
  • AddedKlemm, Morgan · MANAGING MEMBER · 25–50% · indirect via MBE CPA LLP
  • AddedMBE CPA LLP · MANAGING MEMBER · 25–50%
  • AddedMOY, TIMOTHY, BRIAN · MANAGING MEMBER · 25–50% · indirect via MBE CPA LLP · control person
  • AddedVINOPAL, FRANK · MANAGING MEMBER · 25–50% · indirect via MBE CPA LLP
  • ChangedDUE NORTH FINANCIAL, LLC · no longer a control person
  • ChangedGREENWOOD FINANCIAL, LLC · no longer a control person
  • ChangedKRUEGER WEALTH MANAGEMENT, LLC · no longer a control person
  • ChangedPRUITT FINANCIAL PLANNING, LLC · no longer a control person
Mar 15, 2020 filing
  • AddedPRUITT FINANCIAL PLANNING, LLC · MEMBER · 10–25% · control person
  • AddedPRUITT, MICHAEL, BRANDON · MANAGING MEMBER · 75% or more · indirect via PRUITT FINANCIAL PLANNING, LLC · control person
  • AddedPRUITT, MICHAEL, BRANDON · FINANCIAL ADVISOR · Less than 5% · control person
Aug 1, 2018 filing
  • AddedBERRY, JOSEPH, LEE · MANAGING MEMBER · 75% or more · indirect via JOE BERRY LLC · control person
  • AddedBRINKER, BRENT, DOUGLAS · MANAGING MEMBER · 75% or more · indirect via DUE NORTH FINANCIAL, LLC · control person
  • AddedDUE NORTH FINANCIAL, LLC · MEMBER · 10–25% · control person
  • AddedGREENWOOD FINANCIAL, LLC · MEMBER · 10–25% · control person
  • AddedGREENWOOD, JAMES, DANIEL · MANAGING MEMBER · 75% or more · indirect via GREENWOOD FINANCIAL, LLC · control person
  • AddedJOE BERRY LLC · MEMBER · 10–25% · control person
  • AddedKRUEGER WEALTH MANAGEMENT, LLC · MEMBER · 10–25% · control person
  • AddedKRUEGER, JACOB, ADAM · MANAGING MEMBER · 75% or more · indirect via KRUEGER WEALTH MANAGEMENT, LLC · control person
  • AddedMOY, BORCHERT, ERBS, & ASSOCIATES, LLP · MANAGING MEMBER · 25–50% · control person
  • AddedMOY, TIMOTHY, BRIAN · MANAGING MEMBER · 75% or more · indirect via MOY, BORCHERT, ERBS, & ASSOCIATES, LLP · control person
  • ChangedBERRY, JOSEPH, LEE · title CHIEF COMPLIANCE OFFICER/MEMBER → CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR; ownership 10–25% → Less than 5%
  • ChangedBRINKER, BRENT, DOUGLAS · title MEMBER → FINANCIAL ADVISOR; ownership 10–25% → Less than 5%
  • ChangedGREENWOOD, JAMES, DANIEL · title MEMBER → FINANCIAL ADVISOR; ownership 10–25% → Less than 5%
  • ChangedKRUEGER, JACOB, ADAM · title MEMBER → FINANCIAL ADVISOR; ownership 10–25% → Less than 5%
  • ChangedMOY, TIMOTHY, BRIAN · title MANAGING MEMBER → PARTNER; ownership 50–75% → Less than 5%
Jun 7, 2017 filing (earliest on record)
  • ListedBERRY, JOSEPH, LEE · CHIEF COMPLIANCE OFFICER/MEMBER · 10–25% · control person
  • ListedBRINKER, BRENT, DOUGLAS · MEMBER · 10–25% · control person
  • ListedGREENWOOD, JAMES, DANIEL · MEMBER · 10–25% · control person
  • ListedKRUEGER, JACOB, ADAM · MEMBER · 10–25% · control person
  • ListedMOY, TIMOTHY, BRIAN · MANAGING MEMBER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

MBE Wealth Management, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INVESCO QQQ TR QQQ 46090E103 $34.5M 12.16% 46,657 SH
2 SPDR SERIES TRUST SPYV 78464A508 $28.3M 9.96% 462,707 SH
3 VANGUARD INDEX FDS VB 922908751 $27.9M 9.83% 98,118 SH
4 ISHARES TR IVV 464287200 $14.1M 4.97% 18,432 SH
5 ETF SER SOLUTIONS ACIO 26922A222 $12.9M 4.54% 274,609 SH
6 ETF SER SOLUTIONS IDUB 26922B709 $8.6M 3.01% 312,849 SH
7 ETF SER SOLUTIONS DRSK 26922A388 $7.8M 2.75% 287,104 SH
8 SCHWAB STRATEGIC TR SCHP 808524870 $7.6M 2.67% 301,603 SH
9 ETF SER SOLUTIONS DUBS 26922B535 $5.9M 2.09% 138,201 SH
10 ETF SER SOLUTIONS OSCV 26922A446 $5.4M 1.92% 138,967 SH
11 HARTFORD FDS EXCHANGE TRADED HTRB 41653L305 $5.4M 1.91% 169,452 SH
12 SCHWAB STRATEGIC TR SCHD 808524797 $5.2M 1.84% 160,989 SH
13 ETF SER SOLUTIONS ADME 26922A784 $4.9M 1.74% 87,978 SH
14 SSGA ACTIVE ETF TR RLY 78467V103 $4.3M 1.52% 119,169 SH
15 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $3.7M 1.29% 46,702 SH
16 SCHWAB STRATEGIC TR SCHF 808524805 $3.2M 1.13% 117,127 SH
17 ISHARES TR DGRO 46434V621 $3.1M 1.08% 40,790 SH
18 AST SPACEMOBILE INC ASTS 00217D100 $3.0M 1.04% 50,122 SH
19 SCHWAB STRATEGIC TR SCHE 808524706 $2.8M 0.98% 76,300 SH
20 ETF SER SOLUTIONS UPSD 26922B444 $2.8M 0.97% 92,441 SH
21 NVIDIA CORPORATION NVDA 67066G104 $2.6M 0.93% 11,594 SH
22 ALLSPRING EXCHANGE TRADED FU AFIX 01989A308 $2.3M 0.80% 95,817 SH
23 ETF SER SOLUTIONS JUCY 26922B642 $2.2M 0.78% 102,140 SH
24 APPLE INC AAPL 037833100 $2.1M 0.74% 6,335 SH
25 PIMCO ETF TR MUNI 72201R866 $1.9M 0.68% 38,994 SH
26 BLACKROCK ETF TRUST II BRTR 092528876 $1.9M 0.67% 39,802 SH
27 VANGUARD SCOTTSDALE FDS VCSH 92206C409 $1.8M 0.65% 23,830 SH
28 MICROSOFT CORP MSFT 594918104 $1.8M 0.65% 3,585 SH
29 ISHARES TR QUAL 46432F339 $1.6M 0.57% 7,223 SH
30 JPMORGAN CHASE & CO JPM 46625H100 $1.6M 0.56% 4,779 SH
31 SPDR SERIES TRUST SPYM 78464A854 $1.4M 0.51% 15,991 SH
32 ABBVIE INC ABBV 00287Y109 $1.4M 0.50% 5,392 SH
33 VANGUARD TAX-MANAGED FDS VEA 921943858 $1.4M 0.48% 19,421 SH
34 SCHWAB STRATEGIC TR SCHO 808524862 $1.4M 0.48% 57,274 SH
35 FIRST TR EXCHANGE-TRADED FD FVD 33734H106 $1.4M 0.48% 29,068 SH
36 ETF SER SOLUTIONS DEFR 26922B451 $1.3M 0.46% 49,916 SH
37 HARRIS OAKMARK ETF TRUST OAKI 41456U205 $1.2M 0.44% 48,411 SH
38 PGIM ETF TR PHYL 69344A206 $1.2M 0.44% 37,054 SH
39 CAPITAL GROUP INTL FOCUS EQT CGXU 14019W109 $1.2M 0.43% 35,738 SH
40 ADVANCED MICRO DEVICES INC AMD 007903107 $1.1M 0.40% 1,841 SH
41 DIMENSIONAL ETF TRUST DFAE 25434V302 $1.1M 0.39% 28,319 SH
42 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $1.0M 0.37% 6,403 SH
43 ELI LILLY & CO LLY 532457108 $1.0M 0.36% 893 SH
44 SPDR GOLD TR GLD 78463V107 $1.0M 0.36% 2,696 SH
45 AMAZON COM INC AMZN 023135106 $1.0M 0.35% 4,042 SH
46 FIRST TR EXCHANGE-TRADED FD ACYN 33733E690 $1.0M 0.35% 48,070 SH
47 VANGUARD SCOTTSDALE FDS VGSH 92206C102 $984.6K 0.35% 17,105 SH
48 SCHWAB STRATEGIC TR SCHG 808524300 $983.1K 0.35% 27,361 SH
49 PEPSICO INC PEP 713448108 $970.6K 0.34% 7,659 SH
50 WALMART INC WMT 931142103 $967.1K 0.34% 9,306 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-26 $283.9M 174 0001951757-26-001775
2026-06-30 2026-07-24 $284.5M 170 0001951757-26-001046
2026-03-31 2026-04-21 $240.7M 141 0001951757-26-000681
2025-12-31 2026-01-21 $238.8M 133 0001951757-26-000241
Filer Information
Address
200 W. WARREN STREET
TOMAH, WI 54660
Phone
(608) 372-5521
Filing Manager
MBE Wealth Management, LLC
TOMAH, WI
Signatory
Joseph Berry
Chief Compliance Officer