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Heartwood Wealth Advisors LLC — 13F Holdings & Portfolio

CIK 1794935 · latest 13F-HR filed 2026-10-05

Backtest portfolio

Heartwood Wealth Advisors LLC manages $1.27B in 13F-reported U.S. long-equity assets across 223 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VV (10.45%), VB (8.59%), VEA (4.81%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 5 new positions and exited 9; 36 existing positions rose in reported value and 76 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$1.27B

Long-equity book

Holdings
223

Distinct positions

Period
2026-09-30

Filed 2026-10-05

Q/Q Activity
+5 / −9 / ↑36 / ↓76

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
VV10.5% · -0%VB8.6% · -0%VEA4.8% · -0%SCHE4.4% · -0%VONE4.1% · -0%VO3.8% · -0%RDIV3.4% · -0%VYM3.4% · -0%GDXJ2.8% · -1%IJT2.5% · -0%IJS2.5% · -0%AGG2.3% · +2%SPTS2.3% · +2%IBTI2.3% · +2%VTEB1.9% · +1%GMUB1.9% · +1%VTV1.9% · -2%GTEK1.9% · -4%VUG1.7% · -0%TIP1.5% · +2%EFA1.5% · -0%URA1.4% · +0%IBMP1.4% · +1%IBMQ1.2% · +1%MYCH0.8% · +2%MYCI0.8% · +2%MYCJ0.8% · +2%IBTJ0.8% · +2%IBTL0.8% · newIBTK0.8% · +2%TLT0.7% · +2%HYMB0.7% · +1%MYMJ0.6% · +1%VTEI0.6% · +1%MYMI0.6% · +1%MYMK0.6% · +1%VYMI0.6% · +0%AAPL0.6% · -8%XMPT0.5% · +1%IDV0.5% · +0%VWO0.5% · +0%SPDW0.4% · 0%MSFT0.4% · +2%IJR0.4% · +0%VBR0.4% · +0%SPYD0.4% · +26%XLK0.3% · -0%GOOGL0.3% · +3%BRK.B0.3% · -4%GOOG0.3% · -0%JNJ0.3% · -2%AMZN0.2% · +3%MGC0.2% · 0%KBWY0.2% · +0%SCHX0.2% · -1%AMLP0.2% · +0%JPM0.2% · +2%PANW0.2% · +2%XSHD0.2% · +0%SPY0.2% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 48.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 30, 2026.

Assets Under Management
$1.55B
Discretionary
$1.41B
Employees
13
Accounts
1,897
Address
9020 STONY POINT PARKWAY
SUITE 325
RICHMOND, VA 23235
Phone
(804) 269-8711
Website
Name Title / Status Ownership Type
CLARKE, STEPHEN, TIMOTHY ControlMANAGING DIRECTOR
since Jan 2019
Less than 5%Individual
KAUFMAN, WESLEY, BRENT ControlMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER
since Jan 2019
Less than 5%Individual
MARTIN, EDWIN, SIDNEY ControlMANAGING DIRECTOR
since Jan 2019
Less than 5%Individual
E. SIDNEY MARTIN LLCOWNER
since Jan 2019
25–50%Domestic Entity
GURLEY, BENJAMIN, FOWLERMANAGING DIRECTOR
since Jan 2019
10–25%Individual
STEPHEN T. CLARKE LLCOWNER
since Jan 2019
25–50%Domestic Entity
WESLEY B. KAUFMAN LLCOWNER
since Jan 2019
10–25%Domestic Entity
CLARKE, STEPHEN, TIMOTHY Control
Indirect owner via STEPHEN T. CLARKE LLC
OWNER
since Jan 2013
75% or moreIndividual
KAUFMAN, WESLEY, BRENT Control
Indirect owner via WESLEY B. KAUFMAN LLC
OWNER
since Jan 2013
75% or moreIndividual
MARTIN, EDWIN, SIDNEY Control
Indirect owner via E. SIDNEY MARTIN LLC
OWNER
since Jan 2013
75% or moreIndividual
Ownership & leadership changes · 3 filings with changes since Jan 18, 2019

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 4, 2026 filing
  • ChangedKAUFMAN, WESLEY, BRENT · ownership 10–25% → Less than 5%
May 20, 2025 filing
  • No longer listedBOST, ANITA, KEYSER · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2019
  • ChangedKAUFMAN, WESLEY, BRENT · title MANAGING DIRECTOR → MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER; ownership Less than 5% → 10–25%
Mar 4, 2025 filing
  • ChangedGURLEY, BENJAMIN, FOWLER · title DIRECTOR → MANAGING DIRECTOR; ownership 5–10% → 10–25%
  • ChangedWESLEY B. KAUFMAN LLC · ownership 25–50% → 10–25%
Jan 18, 2019 filing (earliest on record)
  • ListedBOST, ANITA, KEYSER · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedCLARKE, STEPHEN, TIMOTHY · MANAGING DIRECTOR · Less than 5% · control person
  • ListedCLARKE, STEPHEN, TIMOTHY · OWNER · 75% or more · indirect via STEPHEN T. CLARKE LLC · control person
  • ListedE. SIDNEY MARTIN LLC · OWNER · 25–50%
  • ListedGURLEY, BENJAMIN, FOWLER · DIRECTOR · 5–10%
  • ListedKAUFMAN, WESLEY, BRENT · MANAGING DIRECTOR · Less than 5% · control person
  • ListedKAUFMAN, WESLEY, BRENT · OWNER · 75% or more · indirect via WESLEY B. KAUFMAN LLC · control person
  • ListedMARTIN, EDWIN, SIDNEY · MANAGING DIRECTOR · Less than 5% · control person
  • ListedMARTIN, EDWIN, SIDNEY · OWNER · 75% or more · indirect via E. SIDNEY MARTIN LLC · control person
  • ListedSTEPHEN T. CLARKE LLC · OWNER · 25–50%
  • ListedWESLEY B. KAUFMAN LLC · OWNER · 25–50%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Heartwood Wealth Advisors LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD MORNINGSTAR LARGE-CAP ETF VV 922908637 $132.4M 10.45% 376,197 SH
2 VANGUARD MORNINGSTAR SMALL-CAP ETF VB 922908751 $108.8M 8.59% 382,477 SH
3 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $60.9M 4.81% 862,689 SH
4 SCHWAB EMERGING MARKETS EQUITY ETF SCHE 808524706 $55.3M 4.37% 1,517,959 SH
5 VANGUARD RUSSELL 1000 ETF VONE 92206C730 $51.5M 4.07% 149,728 SH
6 VANGUARD MORNINGSTAR MID-CAP ETF VO 922908629 $48.5M 3.83% 619,013 SH
7 INVESCO S&P ULTRA DIVIDEND REVENUE ETF RDIV 46138G656 $43.6M 3.44% 762,724 SH
8 VANGUARD HIGH DIVIDEND YIELD INDEX ETF VYM 921946406 $43.1M 3.40% 277,424 SH
9 VANECK JUNIOR GOLD MINERS ETF GDXJ 92189F791 $35.0M 2.76% 306,905 SH
10 ISHARES S&P SMALL-CAP 600 GROWTH ETF IJT 464287887 $31.5M 2.49% 196,760 SH
11 ISHARES S&P SMALL-CAP 600 VALUE ETF IJS 464287879 $31.5M 2.49% 246,003 SH
12 ISHARES CORE U.S. AGGREGATE BOND ETF AGG 464287226 $29.6M 2.34% 313,155 SH
13 STATE STREET SPDR PORTFOLIO SHORT TERM TREASURY ETF SPTS 78468R101 $29.5M 2.33% 1,029,860 SH
14 ISHARES IBONDS DEC 2028 TERM TREASURY ETF IBTI 46436E833 $29.2M 2.31% 1,334,915 SH
15 VANGUARD TAX-EXEMPT BOND ETF VTEB 922907746 $24.5M 1.93% 517,180 SH
16 GOLDMAN SACHS MUNICIPAL INCOME ETF GMUB 38149W549 $24.5M 1.93% 501,612 SH
17 VANGUARD MORNINGSTAR VALUE ETF VTV 922908744 $24.0M 1.90% 111,205 SH
18 GOLDMAN SACHS FUTURE TECH LEADERS EQUITY ETF GTEK 38149W812 $23.5M 1.86% 400,908 SH
19 VANGUARD MORNINGSTAR GROWTH ETF VUG 922908736 $21.1M 1.67% 234,148 SH
20 ISHARES TIPS BOND ETF TIP 464287176 $19.5M 1.54% 187,329 SH
21 ISHARES MSCI EAFE ETF EFA 464287465 $19.1M 1.51% 183,874 SH
22 GLOBAL X URANIUM ETF URA 37954Y871 $18.1M 1.43% 453,502 SH
23 ISHARES IBONDS DEC 2027 TERM MUNI BOND ETF IBMP 46435U283 $17.8M 1.40% 703,566 SH
24 ISHARES IBONDS DEC 2028 TERM MUNI BOND ETF IBMQ 46435U325 $15.7M 1.24% 623,294 SH
25 STATE STREET MY2028 CORPORATE BOND ETF MYCH 78470P796 $10.0M 0.79% 407,257 SH
26 STATE STREET MY2029 CORPORATE BOND ETF MYCI 78470P788 $9.9M 0.78% 408,509 SH
27 STATE STREET MY2030 CORPORATE BOND ETF MYCJ 78470P770 $9.8M 0.77% 409,472 SH
28 ISHARES IBONDS DEC 2029 TERM TREASURY ETF IBTJ 46436E825 $9.7M 0.76% 456,166 SH
29 ISHARES IBONDS DEC 2031 TERM TREASURY ETF IBTL 46436E460 $9.7M 0.76% 496,439 SH
30 ISHARES IBONDS DEC 2030 TERM TREASURY ETF IBTK 46436E593 $9.6M 0.76% 504,949 SH
31 ISHARES 20 YEAR TREASURY BOND ETF TLT 464287432 $9.2M 0.72% 117,855 SH
32 STATE STREET SPDR NUVEEN ICE HIGH YIELD MUNICIPAL BOND ETF HYMB 78464A284 $8.5M 0.67% 360,314 SH
33 STATE STREET MY2030 MUNICIPAL BOND ETF MYMJ 78470P671 $8.1M 0.64% 338,482 SH
34 VANGUARD INTERMEDIATE-TERM TAX-EXEMPT BOND ETF VTEI 922907738 $7.8M 0.62% 82,138 SH
35 STATE STREET MY2029 MUNICIPAL BOND ETF MYMI 78470P689 $7.8M 0.61% 325,722 SH
36 STATE STREET MY2031 MUNICIPAL BOND ETF MYMK 78470P598 $7.4M 0.58% 304,655 SH
37 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF VYMI 921946794 $7.2M 0.57% 71,324 SH
38 APPLE INC COM AAPL 037833100 $7.0M 0.56% 21,115 SH
39 VANECK CEF MUNI INCOME ETF XMPT 92189F460 $6.6M 0.52% 344,261 SH
40 ISHARES INTERNATIONAL SELECT DIVIDEND ETF IDV 464288448 $6.4M 0.51% 151,882 SH
41 VANGUARD FTSE EMERGING MARKETS ETF VWO 922042858 $5.8M 0.46% 97,964 SH
42 STATE STREET SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF SPDW 78463X889 $5.5M 0.44% 110,375 SH
43 MICROSOFT CORP COM MSFT 594918104 $5.2M 0.41% 10,198 SH
44 ISHARES CORE S&P SMALL CAP ETF IJR 464287804 $4.9M 0.39% 36,089 SH
45 VANGUARD MORNINGSTAR SMALL-CAP VALUE ETF VBR 922908611 $4.8M 0.38% 20,695 SH
46 STATE STREET SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF SPYD 78468R788 $4.5M 0.35% 98,897 SH
47 STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF XLK 81369Y803 $4.1M 0.33% 21,147 SH
48 ALPHABET INC CAP STK CL A GOOGL 02079K305 $3.9M 0.30% 11,196 SH
49 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $3.8M 0.30% 7,634 SH
50 ALPHABET INC CAP STK CL C GOOG 02079K107 $3.4M 0.27% 10,046 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-05 $1.27B 223 0001794935-26-000014
2026-06-30 2026-07-17 $1.29B 227 0001794935-26-000012
2026-03-31 2026-04-07 $1.15B 223 0001794935-26-000011
2025-12-31 2026-01-12 $1.09B 202 0001794935-26-000010
Filer Information
Address
9020 STONY POINT PKWY STE 325
RICHMOND, VA 23235
Phone
(804) 269-8711
Filing Manager
Heartwood Wealth Advisors LLC
RICHMOND, VA
Signatory
Wesley Kaufman
CCO