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John W. Brooker & Co., CPAs — 13F Holdings & Portfolio

CIK 1798926 · latest 13F-HR filed 2026-10-21

Backtest portfolio

John W. Brooker & Co., CPAs manages $88.0M in 13F-reported U.S. long-equity assets across 74 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VOO (11.48%), VUG (8.06%), PYLD (4.89%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 7 new positions and exited 4; 27 existing positions rose in reported value and 15 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$88.0M

Long-equity book

Holdings
74

Distinct positions

Period
2026-09-30

Filed 2026-10-21

Q/Q Activity
+7 / −4 / ↑27 / ↓15

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
VOO11.5% · +12%VUG8.1% · +12%PYLD4.9% · +12%SCHD4.5% · +6%TOTL3.9% · +18%VO3.6% · +2%VB3.0% · +10%JAAA2.9% · +22%JEPQ2.7% · +22%MINT2.4% · +28%RDVI2.3% · +15%VTV2.2% · +4%VYM2.1% · +0%JPST2.0% · -12%IJR1.9% · -16%DYNF1.8% · -13%XLK1.8% · +7%XHLF1.7% · +23%JUCY1.7% · +25%IGRO1.7% · +17%JCPB1.7% · -21%SCHG1.5% · -7%SCHM1.4% · -2%SPYG1.4% · -2%BOND1.3% · -16%PFFD1.3% · +25%PVAL1.1% · +6%NVDA1.1% · +28%AAPL1.1% · +15%JGRO1.0% · -6%MSFT1.0% · +24%TSLA0.9% · +1%IDUB0.8% · +17%GSIE0.8% · -2%MOAT0.8% · -6%MGK0.7% · newDVYE0.7% · +22%USHY0.6% · +8%SCHX0.6% · -16%VTC0.6% · +8%FBND0.6% · -50%SPY0.6% · 0%VTI0.6% · 0%AMZN0.6% · +62%TLT0.5% · +28%TSM0.5% · +1%RECS0.5% · -2%IEI0.5% · +5%IJH0.5% · +2%SCHB0.5% · -10%PAUG0.4% · -3%SHYG0.4% · +21%GOOGL0.4% · -7%COST0.4% · +6%JNK0.4% · +3%AVGO0.4% · +30%IGIB0.4% · +35%IDMO0.3% · -1%MGV0.3% · newVEA0.3% · -1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 47.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 19, 2026.

Assets Under Management
$136.4M
Discretionary
$136.4M
Employees
10
Accounts
145
Address
7677 OAKPORT STREET
SUITE 300
OAKLAND, CA 94621
Phone
(510) 638-1815
Website
Name Title / Status Ownership Type
JAKUBOWITZ, LARRY, M. ControlPRESIDENT
since May 1990
75% or moreIndividual
NEVIN, ANDREW, MICHAEL ControlCCO
since May 2025
Less than 5%Individual
Ownership & leadership changes · 8 filings with changes since Feb 14, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

May 16, 2025 filing
  • No longer listedWELLS, JOSEPH, ALBERT · PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST · 25–50% · control person · listed since Jul 2015
  • No longer listedWELLS, ROBERT, JOHN · PRINCIPAL AND INVESTMENT STRATEGIST · 10–25% · control person · listed since Jan 2020
  • AddedNEVIN, ANDREW, MICHAEL · CCO · Less than 5% · control person
  • ChangedJAKUBOWITZ, LARRY, M. · ownership 50–75% → 75% or more
Jan 7, 2022 filing
  • No longer listedBEATTY, DANIEL, KEITH · PRINCIPAL, TREASURER AND INVESTMENT STRATEGIST · 10–25% · control person · listed since May 1983
  • ChangedWELLS, JOSEPH, ALBERT · ownership 10–25% → 25–50%; now a control person
  • ChangedWELLS, ROBERT, JOHN · title INVESTMENT STRATEGIST → PRINCIPAL AND INVESTMENT STRATEGIST; ownership Less than 5% → 10–25%; now a control person
Mar 22, 2021 filing
  • ChangedBEATTY, DANIEL, KEITH · title TREASURER AND INVESTMENT STRATEGIST → PRINCIPAL, TREASURER AND INVESTMENT STRATEGIST; ownership Less than 5% → 10–25%
  • ChangedWELLS, JOSEPH, ALBERT · ownership 25–50% → 10–25%
  • ChangedWELLS, ROBERT, JOHN · title PRINCIPAL AND INVESTMENT STRATEGIST → INVESTMENT STRATEGIST; ownership 10–25% → Less than 5%; no longer a control person
Feb 24, 2021 filing
  • AddedWELLS, ROBERT, JOHN · PRINCIPAL AND INVESTMENT STRATEGIST · 10–25% · control person
  • ChangedBEATTY, DANIEL, KEITH · title PRINCIPAL, TREASURER AND INVESTMENT STRATEGIST → TREASURER AND INVESTMENT STRATEGIST; ownership 10–25% → Less than 5%
  • ChangedWELLS, JOSEPH, ALBERT · ownership 10–25% → 25–50%
Mar 11, 2020 filing
  • ChangedBEATTY, DANIEL, KEITH · title TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER → PRINCIPAL, TREASURER AND INVESTMENT STRATEGIST
  • ChangedWELLS, JOSEPH, ALBERT · title INVESTMENT STRATEGIST → PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST
Feb 7, 2017 filing
  • AddedWELLS, JOSEPH, ALBERT · INVESTMENT STRATEGIST · 10–25%
  • ChangedBEATTY, DANIEL, KEITH · ownership 25–50% → 10–25%
  • ChangedJAKUBOWITZ, LARRY, M. · ownership 25–50% → 50–75%
Jan 25, 2016 filing
  • No longer listedDILLON, ROBERT, S. · VICE PRESIDENT · Less than 5% · control person · listed since Jan 1999
Jan 15, 2015 filing
  • No longer listedGIN, JACK, WAI · SECRETARY · 25–50% · control person · listed since Jan 1999
  • ChangedDILLON, ROBERT, S. · ownership 25–50% → Less than 5%
Feb 14, 2012 filing (earliest on record)
  • ListedBEATTY, DANIEL, KEITH · TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • ListedDILLON, ROBERT, S. · VICE PRESIDENT · 25–50% · control person
  • ListedGIN, JACK, WAI · SECRETARY · 25–50% · control person
  • ListedJAKUBOWITZ, LARRY, M. · PRESIDENT · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 27 →

Top Trims

Show all 15 →

New Positions

Show all 7 →

Exited Positions

Show all 4 →

John W. Brooker & Co., CPAs Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD INDEX FDS VOO 922908363 $10.1M 11.48% 14,410 SH
2 VANGUARD INDEX FDS VUG 922908736 $7.1M 8.06% 78,702 SH
3 PIMCO ETF TR PYLD 72201R585 $4.3M 4.89% 169,301 SH
4 SCHWAB STRATEGIC TR SCHD 808524797 $4.0M 4.53% 122,579 SH
5 SSGA ACTIVE ETF TR TOTL 78467V848 $3.4M 3.91% 91,814 SH
6 VANGUARD INDEX FDS VO 922908629 $3.1M 3.57% 40,046 SH
7 VANGUARD INDEX FDS VB 922908751 $2.7M 3.03% 9,357 SH
8 JANUS DETROIT STR TR JAAA 47103U845 $2.5M 2.89% 50,412 SH
9 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $2.4M 2.70% 38,746 SH
10 PIMCO ETF TR MINT 72201R833 $2.1M 2.41% 21,065 SH
11 FIRST TR EXCHANGE-TRADED FD RDVI 33738D879 $2.1M 2.33% 73,649 SH
12 VANGUARD INDEX FDS VTV 922908744 $2.0M 2.23% 9,061 SH
13 VANGUARD WHITEHALL FDS VYM 921946406 $1.9M 2.11% 11,961 SH
14 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $1.8M 2.03% 35,361 SH
15 ISHARES TR IJR 464287804 $1.7M 1.91% 12,328 SH
16 BLACKROCK ETF TRUST DYNF 09290C103 $1.6M 1.84% 23,392 SH
17 SELECT SECTOR SPDR TR XLK 81369Y803 $1.6M 1.82% 8,199 SH
18 BONDBLOXX ETF TRUST XHLF 09789C788 $1.5M 1.73% 30,356 SH
19 ETF SER SOLUTIONS JUCY 26922B642 $1.5M 1.73% 70,482 SH
20 ISHARES TR IGRO 46435G524 $1.5M 1.68% 16,655 SH
21 J P MORGAN EXCHANGE TRADED F JCPB 46641Q670 $1.5M 1.68% 32,979 SH
22 SCHWAB STRATEGIC TR SCHG 808524300 $1.3M 1.47% 36,012 SH
23 SCHWAB STRATEGIC TR SCHM 808524508 $1.2M 1.39% 35,877 SH
24 SPDR SERIES TRUST SPYG 78464A409 $1.2M 1.39% 9,906 SH
25 PIMCO ETF TR BOND 72201R775 $1.1M 1.30% 13,151 SH
26 GLOBAL X FDS PFFD 37954Y657 $1.1M 1.30% 64,722 SH
27 PUTNAM ETF TRUST PVAL 746729300 $997.2K 1.13% 18,952 SH
28 NVIDIA CORPORATION NVDA 67066G104 $978.2K 1.11% 4,283 SH
29 APPLE INC AAPL 037833100 $974.4K 1.11% 2,926 SH
30 J P MORGAN EXCHANGE TRADED F JGRO 46654Q609 $855.0K 0.97% 8,853 SH
31 MICROSOFT CORP MSFT 594918104 $837.7K 0.95% 1,633 SH
32 TESLA INC TSLA 88160R101 $760.4K 0.86% 2,143 SH
33 ETF SER SOLUTIONS IDUB 26922B709 $745.7K 0.85% 27,275 SH
34 GOLDMAN SACHS ETF TR GSIE 381430107 $710.6K 0.81% 15,502 SH
35 VANECK ETF TRUST MOAT 92189F643 $680.0K 0.77% 6,432 SH
36 VANGUARD WORLD FD MGK 921910816 $612.2K 0.70% 6,608 SH
37 ISHARES INC DVYE 464286319 $600.1K 0.68% 17,650 SH
38 ISHARES TR USHY 46435U853 $570.1K 0.65% 15,961 SH
39 SCHWAB STRATEGIC TR SCHX 808524201 $565.6K 0.64% 18,854 SH
40 VANGUARD SCOTTSDALE FDS VTC 92206C573 $523.7K 0.60% 7,195 SH
41 FIDELITY MERRIMACK STR TR FBND 316188309 $515.0K 0.59% 11,893 SH
42 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $506.4K 0.58% 664 SH
43 VANGUARD INDEX FDS VTI 922908769 $503.3K 0.57% 1,345 SH
44 AMAZON COM INC AMZN 023135106 $490.6K 0.56% 1,969 SH
45 ISHARES TR TLT 464287432 $481.1K 0.55% 6,185 SH
46 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $472.6K 0.54% 1,036 SH
47 COLUMBIA ETF TR I RECS 19761L706 $450.3K 0.51% 9,988 SH
48 ISHARES TR IEI 464288661 $424.5K 0.48% 3,742 SH
49 ISHARES TR IJH 464287507 $412.2K 0.47% 5,729 SH
50 SCHWAB STRATEGIC TR SCHB 808524102 $401.8K 0.46% 13,707 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-21 $88.0M 74 0001798926-26-000005
2026-06-30 2026-07-20 $82.8M 71 0001798926-26-000003
2026-03-31 2026-04-13 $63.5M 66 0001798926-26-000002
2025-12-31 2026-01-13 $55.9M 57 0001798926-26-000001
Filer Information
Address
7677 OAKPORT STREET
SUITE 300
OAKLAND, CA 94621
Phone
(510) 638-1815
Filing Manager
John W. Brooker & Co., CPAs
OAKLAND, CA
Signatory
Kaleb Williams
Consultant