First Citizens Financial Corp — 13F Holdings & Portfolio
CIK 1800597 · latest 13F-HR filed 2026-04-07
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$211.8M
Long-equity book
Holdings
136
Distinct positions
Period
2026-03-31
Filed 2026-04-07
Q/Q Activity
+9 / −1 / ↑56 / ↓28
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC$3.2M +137.6%
- ISHARES SHORT DURATION BOND ACTIVE ETF$1.7M +82.5%
- PGIM ULTRA SHORT ETF BOND$1.6M +102.0%
- J P MORGAN INCOME ETF$688.1K +25.1%
- PIMCO MULTISECTOR BD$647.9K +44.3%
Top Trims
- ISHARE DOW JONES TECH-$1.7M -9.4%
- MICROSOFT CORP-$885.0K -22.8%
- BERKSHIRE HATHAWAY INC CL B-$827.8K -14.7%
- ISHARE DOW JONES FINANCIAL SECTOR-$624.4K -8.9%
- INVESCO QQQ TR UNIT SER 1-$606.3K -19.2%
New Positions
- NEXTERA ENERGY INC$295.4K
- COHEN & STEERS PREFERRED AND INCOME ETF$292.9K
- CHEVRON CORPORATION$259.9K
- WAL MART STORES INC COM$253.0K
- GILEAD SCIENCES INC$234.3K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARE DOW JONES TECH | IYW | 464287721 | $16.3M | 7.71% | 90,017 | SH |
| 2 | ISHARE MSCI EAFE FUND | EFA | 464287465 | $7.4M | 3.51% | 76,640 | SH |
| 3 | ISHARE S&P MIDCAP 400/GROWTH INDEX FUND | IJK | 464287606 | $7.4M | 3.49% | 73,432 | SH |
| 4 | ISHARE S&P MIDCAP 400/VALUE INDEX FUND | IJJ | 464287705 | $6.7M | 3.16% | 50,443 | SH |
| 5 | ISHARE DOW JONES FINANCIAL SECTOR | IYF | 464287788 | $6.4M | 3.02% | 54,329 | SH |
| 6 | ISHARE DOW JONES HEALTHCARE | IYH | 464287762 | $5.7M | 2.70% | 92,880 | SH |
| 7 | APPLE INC | AAPL | 037833100 | $5.5M | 2.60% | 21,724 | SH |
| 8 | JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC | JPST | 46641Q837 | $5.5M | 2.59% | 108,551 | SH |
| 9 | VANGUARD TOTAL STOCK MKT INDEX | VTI | 922908769 | $5.3M | 2.51% | 16,593 | SH |
| 10 | ISHARE DOW JONES INDUSTRIAL | IYJ | 464287754 | $4.8M | 2.28% | 32,790 | SH |
| 11 | ISHARE DOW JONES CONSUMER DISCRETIONARY ETF | IYC | 464287580 | $4.8M | 2.28% | 49,747 | SH |
| 12 | BERKSHIRE HATHAWAY INC CL B | BRK.B | 084670702 | $4.8M | 2.26% | 10,006 | SH |
| 13 | ISHARE S&P SMALLCAP 600 BARRA VALUE IND | IJS | 464287879 | $4.8M | 2.26% | 40,403 | SH |
| 14 | ISHARE S&P SMALL CAP 600 GROWTH INDEX | IJT | 464287887 | $4.8M | 2.25% | 32,988 | SH |
| 15 | ISHARES EDGE MSCI USA QUALITY FACTOR ETF | QUAL | 46432F339 | $4.4M | 2.10% | 23,146 | SH |
| 16 | ISHARES SHORT DURATION BOND ACTIVE ETF | NEAR | 46431W507 | $3.7M | 1.72% | 71,844 | SH |
| 17 | J P MORGAN INCOME ETF | JPIE | 46641Q159 | $3.4M | 1.62% | 74,537 | SH |
| 18 | PGIM ULTRA SHORT ETF BOND | PULS | 69344A107 | $3.2M | 1.50% | 64,148 | SH |
| 19 | TECHNOLOGY SELECT SECTOR SPDR FD | XLK | 81369Y803 | $3.1M | 1.48% | 23,533 | SH |
| 20 | CUMMINS INC COM | CMI | 231021106 | $3.1M | 1.46% | 5,740 | SH |
| 21 | MICROSOFT CORP | MSFT | 594918104 | $3.0M | 1.41% | 8,091 | SH |
| 22 | JPMORGAN CHASE & CO COM | JPM | 46625H100 | $2.9M | 1.37% | 9,876 | SH |
| 23 | ISHARE U.S. CONSUMER STAPLES ETF | IYK | 464287812 | $2.7M | 1.27% | 38,412 | SH |
| 24 | CATERPILLAR INC STOCK | CAT | 149123101 | $2.6M | 1.23% | 3,667 | SH |
| 25 | INVESCO QQQ TR UNIT SER 1 | QQQ | 46090E103 | $2.5M | 1.20% | 4,416 | SH |
| 26 | ISHARE DOW JONES ENERGY | IYE | 464287796 | $2.3M | 1.09% | 35,660 | SH |
| 27 | ELI LILLY & CO | LLY | 532457108 | $2.2M | 1.05% | 2,428 | SH |
| 28 | PGIM ACTIVE HIGH YIELD BD ETF | PHYL | 69344A206 | $2.2M | 1.05% | 64,399 | SH |
| 29 | PGIM ETF TR TOTAL RETURN BOND | PAAA | 69344A800 | $2.2M | 1.03% | 52,557 | SH |
| 30 | ISHARE S&P 500/ GROWTH INDEXFUND | IVW | 464287309 | $2.2M | 1.02% | 19,063 | SH |
| 31 | PIMCO MULTISECTOR BD | PYLD | 72201R585 | $2.1M | 1.00% | 80,557 | SH |
| 32 | ISHARE DOW JONES UTILITIES | IDU | 464287697 | $2.0M | 0.92% | 16,806 | SH |
| 33 | ISHARES US EQUITY FACTOR ROTATION ACTIVE ETF | DYNF | 09290C103 | $1.9M | 0.91% | 33,100 | SH |
| 34 | ETF VANGUARD EMERGING MARKETS | VWO | 922042858 | $1.8M | 0.87% | 33,967 | SH |
| 35 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $1.8M | 0.85% | 2,126 | SH |
| 36 | JOHNSON & JOHNSON COM | JNJ | 478160104 | $1.8M | 0.84% | 7,310 | SH |
| 37 | NVIDIA CORP | NVDA | 67066G104 | $1.7M | 0.82% | 10,015 | SH |
| 38 | ISHARES DJ US REAL ESTATE | IYR | 464287739 | $1.7M | 0.80% | 17,896 | SH |
| 39 | MORGAN STANLEY | MS | 617446448 | $1.7M | 0.80% | 10,256 | SH |
| 40 | HOME DEPOT INC COMMON STOCK | HD | 437076102 | $1.6M | 0.76% | 4,907 | SH |
| 41 | ISHARE DOW JONES BASIC MATERIALS | IYM | 464287838 | $1.6M | 0.74% | 8,921 | SH |
| 42 | SPDR SER TR SPDR BLOOMBERG | BIL | 78468R663 | $1.4M | 0.68% | 15,745 | SH |
| 43 | ISHARES EMERGING MARKETS EQUITY FACTOR ETF | EMGF | 46434G889 | $1.4M | 0.65% | 22,856 | SH |
| 44 | ISHARES MSCI VALUE INDEX FUND EAFE ETF | EFV | 464288877 | $1.3M | 0.63% | 18,031 | SH |
| 45 | SELECT SECTOR SPDR TRX FINANCIAL | XLF | 81369Y605 | $1.3M | 0.63% | 26,824 | SH |
| 46 | VANGUARD COMMUNICATION SERVICES ETF | VOX | 92204A884 | $1.3M | 0.61% | 7,207 | SH |
| 47 | J P MORGAN EQUITY FOCUS ETF | JPEF | 46654Q781 | $1.3M | 0.59% | 17,443 | SH |
| 48 | CORNING INC COM | GLW | 219350105 | $1.2M | 0.59% | 9,177 | SH |
| 49 | ABBVIE INC | ABBV | 00287Y109 | $1.2M | 0.57% | 5,514 | SH |
| 50 | SELECT SECTOR SPDR TR COMMUNICATION | XLC | 81369Y852 | $1.1M | 0.53% | 10,089 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-07 | $211.8M | 136 | 0001800597-26-000002 |
| 2025-12-31 | 2026-01-06 | $202.4M | 128 | 0001800597-26-000001 |