Top Institutional Investors

HighMark Wealth Management LLC — 13F Holdings & Portfolio

CIK 1802451 · latest 13F-HR filed 2026-08-12

Backtest portfolio

HighMark Wealth Management LLC manages $298.5M in 13F-reported U.S. long-equity assets across 565 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (27.57%), FHLC (6.58%), AXGN (5.28%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 45 new positions and exited 38; 291 existing positions rose in reported value and 140 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$298.5M

Long-equity book

Holdings
565

Distinct positions

Period
2026-06-30

Filed 2026-08-12

Q/Q Activity
+45 / −38 / ↑291 / ↓140

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IVV27.6% · -6%FHLC6.6% · +3179938%AXGN5.3% · -1%IWM5.1% · -7%EFV5.1% · -10%IJR4.5% · -1%VOO3.6% · -6%NEO3.0% · +6%IUSV2.8% · -6%SIBN2.3% · +166%DWAS2.0% · -1%WFC1.9% · +0%IJH1.6% · +3%APGE1.4% · newTWST1.3% · -1%DUOT1.2% · newTLT1.0% · +1%MASS1.0% · +6%ANAB0.9% · -58%NPCE0.9% · +159%NVDA0.8% · -7%ATRC0.8% · 0%AAPL0.7% · -3%EWTX0.7% · 0%LLY0.7% · +0%TRV0.6% · +1%MSFT0.6% · +4%HCAT0.6% · -4%MMM0.5% · -0%IJJ0.5% · +8%CRNX0.5% · +88%IWN0.5% · +8%XENE0.5% · 0%IVE0.4% · +3%TSLA0.4% · 0%XEL0.4% · +0%LQD0.3% · +4%USB0.3% · -2%VTI0.3% · +0%AGG0.3% · +2%HSBC0.3% · 0%SPY0.3% · -4%GOOGL0.3% · +8%PG0.3% · +1%AMZN0.2% · +5%SPEM0.2% · -10%AUPH0.2% · 0%ECL0.2% · +0%MO0.2% · +2%JTEK0.2% · +195%OEF0.2% · 0%TNDM0.2% · 0%KRMD0.2% · 0%ATEC0.2% · 0%TGT0.1% · +1%GOOG0.1% · +2%XOM0.1% · -1%ABT0.1% · 0%COST0.1% · -6%AVGO0.1% · +16%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 65.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 28, 2026.

Assets Under Management
$611.7M
Discretionary
$611.7M
Employees
5
Accounts
1,679
Address
944 INWOOD AVE N
ST. PAUL, MN 55128
Phone
(651) 829-3300
Website
Name Title / Status Ownership Type
ARENS, TODD, EDWARD ControlMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
since Jul 2012
75% or moreIndividual
SULLIVAN, PATRICK, J.WEALTH STRATEGIST AND PARTNER
since Jan 2016
10–25%Individual
Ownership & leadership changes · 4 filings with changes since Jul 2, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 27, 2020 filing
  • ChangedSULLIVAN, PATRICK, J. · ownership 5–10% → 10–25%
May 16, 2016 filing
  • No longer listedARENS, TRACI, MARIE · MEMBER · 25–50% · listed since Jul 2012
  • AddedSULLIVAN, PATRICK, J. · WEALTH STRATEGIST AND PARTNER · 5–10%
Mar 28, 2015 filing
  • AddedARENS, TRACI, MARIE · MEMBER · 25–50%
Jul 18, 2012 filing
  • ChangedARENS, TODD, EDWARD · title PRINCIPAL AND CHIEF COMPLIANCE OFFICER → MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
Jul 2, 2012 filing (earliest on record)
  • ListedARENS, TODD, EDWARD · PRINCIPAL AND CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

HighMark Wealth Management LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $82.3M 27.57% 109,892 SH
2 FIDELITY COVINGTON TRUST FHLC 316092600 $19.7M 6.58% 254,403 SH
3 AXOGEN INC AXGN 05463X106 $15.8M 5.28% 341,390 SH
4 ISHARES TR IWM 464287655 $15.3M 5.13% 51,019 SH
5 ISHARES TR EFV 464288877 $15.2M 5.11% 199,183 SH
6 ISHARES TR IJR 464287804 $13.3M 4.47% 89,888 SH
7 VANGUARD INDEX FDS VOO 922908363 $10.7M 3.57% 15,529 SH
8 NEOGENOMICS INC NEO 64049M209 $8.9M 2.99% 612,534 SH
9 ISHARES TR IUSV 464287663 $8.3M 2.79% 75,506 SH
10 SI BONE INC SIBN 825704109 $6.9M 2.32% 425,049 SH
11 INVESCO EXCH TRADED FD TR II DWAS 46138E842 $5.9M 1.98% 46,538 SH
12 WELLS FARGO &CO WFC 949746101 $5.7M 1.90% 68,644 SH
13 ISHARES TR IJH 464287507 $4.8M 1.61% 62,399 SH
14 APOGEE THERAPEUTICS INC APGE 03770N101 $4.3M 1.43% 32,266 SH
15 TWIST BIOSCIENCE CORP TWST 90184D100 $4.0M 1.35% 39,030 SH
16 DUOS TECHNOLOGIES GROUP INC DUOT 266042407 $3.5M 1.17% 289,884 SH
17 ISHARES TR TLT 464287432 $3.1M 1.05% 36,113 SH
18 908 DEVICES INC MASS 65443P102 $3.0M 0.99% 339,783 SH
19 ANAPTYSBIO INC ANAB 032724106 $2.7M 0.90% 39,716 SH
20 NEUROPACE INC NPCE 641288105 $2.6M 0.87% 163,000 SH
21 NVIDIA CORPORATION NVDA 67066G104 $2.4M 0.79% 11,844 SH
22 ATRICURE INC ATRC 04963C209 $2.3M 0.78% 83,720 SH
23 APPLE INC AAPL 037833100 $2.2M 0.74% 7,608 SH
24 EDGEWISE THERAPEUTICS INC EWTX 28036F105 $2.2M 0.72% 53,179 SH
25 ELI LILLY &CO LLY 532457108 $2.1M 0.70% 1,734 SH
26 TRAVELERS COMPANIES INC TRV 89417E109 $1.9M 0.62% 5,606 SH
27 MICROSOFT CORP MSFT 594918104 $1.7M 0.59% 4,684 SH
28 HEALTH CATALYST INC HCAT 42225T107 $1.7M 0.58% 871,082 SH
29 3M CO MMM 88579Y101 $1.6M 0.53% 9,733 SH
30 ISHARES TR IJJ 464287705 $1.5M 0.49% 9,998 SH
31 CRINETICS PHARMACEUTICALS IN CRNX 22663K107 $1.4M 0.48% 38,595 SH
32 ISHARES TR IWN 464287630 $1.4M 0.48% 6,475 SH
33 XENON PHARMACEUTICALS INC XENE 98420N105 $1.4M 0.47% 23,000 SH
34 ISHARES TR IVE 464287408 $1.3M 0.45% 5,909 SH
35 TESLA INC TSLA 88160R101 $1.2M 0.40% 2,834 SH
36 XCEL ENERGY INC XEL 98389B100 $1.1M 0.35% 13,138 SH
37 ISHARES TR LQD 464287242 $1.0M 0.34% 9,335 SH
38 US BANCORP USB 902973304 $1.0M 0.34% 16,643 SH
39 VANGUARD INDEX FDS VTI 922908769 $918.6K 0.31% 2,482 SH
40 ISHARES TR AGG 464287226 $913.6K 0.31% 9,230 SH
41 HSBC HLDGS PLC HSBC 404280406 $856.6K 0.29% 9,008 SH
42 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $807.1K 0.27% 1,081 SH
43 ALPHABET INC GOOGL 02079K305 $783.9K 0.26% 2,193 SH
44 PROCTER &GAMBLE CO PG 742718109 $764.0K 0.26% 5,210 SH
45 AMAZON COM INC AMZN 023135106 $711.1K 0.24% 2,983 SH
46 SPDR INDEX SHS FDS SPEM 78463X509 $695.2K 0.23% 13,425 SH
47 AURINIA PHARMACEUTICALS INC AUPH 05156V102 $597.3K 0.20% 35,196 SH
48 ECOLAB INC ECL 278865100 $585.3K 0.20% 2,101 SH
49 ALTRIA GROUP INC MO 02209S103 $567.6K 0.19% 7,889 SH
50 J P MORGAN EXCHANGE TRADED F JTEK 46654Q732 $567.2K 0.19% 5,085 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-12 $298.5M 565 0001802451-26-000003
2026-03-31 2026-05-06 $245.6M 555 0001802451-26-000002
2025-12-31 2026-02-05 $245.4M 588 0001802451-26-000001
Filer Information
Address
944 INWOOD AVENUE N.
ST. PAUL, MN 55128
Phone
(651) 829-3300
Filing Manager
HighMark Wealth Management LLC
ST. PAUL, MN
Signatory
Todd Arens
President, CCO, and CIO