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WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC — 13F Holdings & Portfolio

CIK 1812177 · latest 13F-HR filed 2026-07-20

Backtest portfolio

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC manages $396.2M in 13F-reported U.S. long-equity assets across 142 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are STPZ (8.16%), BILZ (7.25%), JQUA (6.77%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 11 new positions and exited 5; 65 existing positions rose in reported value and 24 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$396.2M

Long-equity book

Holdings
142

Distinct positions

Period
2026-06-30

Filed 2026-07-20

Q/Q Activity
+11 / −5 / ↑65 / ↓24

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
STPZ8.2% · newBILZ7.2% · +2%JQUA6.8% · +2%CAPE6.6% · -0%FMDE4.6% · +5%USMV4.3% · +2%RSP3.9% · +6%RSPH3.8% · +3%SCHD3.7% · +1%AAPL3.4% · +4%USMF2.6% · -46%MFDX2.4% · newRSPT2.2% · +5%MO2.1% · +1%NVS2.0% · +0%HII1.8% · +0%GILD1.7% · +1%LMT1.6% · +2%GSK1.6% · +1%MRK1.6% · +1%DG1.2% · +2%CSCO1.1% · -1%HLI1.0% · +2%VOO1.0% · +7%AMZN0.9% · +4%PSA0.8% · +2%GOOGL0.8% · -15%IVV0.8% · +1%MA0.8% · +0%MSFT0.7% · +1%PFE0.7% · -1%G0.7% · +1%AKRE0.7% · -10%JPM0.6% · +0%OEF0.6% · -0%ROST0.6% · -1%IWD0.6% · -0%CTSH0.5% · -3%AVGO0.4% · +1%HPE0.4% · +0%GOOG0.4% · +1%V0.3% · 0%QQQ0.3% · +47%EUSA0.3% · +0%IBM0.3% · -2%ACN0.3% · +3%VTI0.3% · +0%PG0.3% · -2%HPQ0.3% · +0%IAUM0.2% · 0%IOO0.2% · +10%VO0.2% · +347%IJH0.2% · +3%NVDA0.2% · +36%MOAT0.2% · +5%ABBV0.2% · +8%WTV0.2% · +10%IWR0.2% · +5%UTG0.2% · 0%META0.2% · +1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 52.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 6, 2026.

Assets Under Management
$732.2M
Discretionary
$732.2M
Employees
8
Accounts
2,161
Address
600 ELM PLACE
HIGHLAND PARK, IL 60035
Phone
(847) 616-2590
Website
Name Title / Status Ownership Type
COOPER, NOEL, ADAM ControlMANAGING DIRECTOR / CO-FOUNDER
since Jan 2019
25–50%Individual
KLIEGER, HOWARD, ROBERT ControlMANAGING DIRECTOR / CO-FOUNDER
since Dec 2018
50–75%Individual
SADZEWICZ, GERY, JOSEPHCHIEF COMPLIANCE OFFICER
since Jan 2023
Less than 5%Individual
WALTERS, ZACHARY, HAROLDCHIEF INVESTMENT OFFICER AND PRINCIPAL
since Dec 2018
5–10%Individual
Ownership & leadership changes · 9 filings with changes since Nov 6, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 18, 2024 filing
  • AddedWALTERS, ZACHARY, HAROLD · CHIEF INVESTMENT OFFICER AND PRINCIPAL · 5–10%
Jun 6, 2023 filing
  • ChangedCOOPER, NOEL, ADAM · title CHIEF OPERATING OFFICER → MANAGING DIRECTOR / CO-FOUNDER
  • ChangedKLIEGER, HOWARD, ROBERT · title CHIEF EXECUTIVE OFFICER → MANAGING DIRECTOR / CO-FOUNDER
May 11, 2023 filing
  • ChangedCOOPER, NOEL, ADAM · title CHIEF OPERATING OFFICE → CHIEF OPERATING OFFICER
Feb 17, 2023 filing
  • No longer listedJohnson Jones, Nancy · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Oct 2022
  • AddedSADZEWICZ, GERY, JOSEPH · CHIEF COMPLIANCE OFFICER · Less than 5%
Oct 26, 2022 filing
  • No longer listedMCDERMOTT, JOSEPH, DANIEL · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Sep 2020
  • AddedJohnson Jones, Nancy · CHIEF COMPLIANCE OFFICER · Less than 5%
Dec 22, 2020 filing
  • ChangedMCDERMOTT, JOSEPH, DANIEL · no longer a control person
Sep 2, 2020 filing
  • No longer listedSIZEMORE, STACY, LEIGH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since May 2019
  • AddedMCDERMOTT, JOSEPH, DANIEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jun 12, 2019 filing
  • No longer listedSIZEMORE, STACY, LEIGH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2018
  • AddedSIZEMORE, STACY, LEIGH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Apr 1, 2019 filing
  • AddedCOOPER, NOEL, ADAM · CHIEF OPERATING OFFICE · 25–50% · control person
  • ChangedKLIEGER, HOWARD, ROBERT · ownership 75% or more → 50–75%
Nov 6, 2018 filing (earliest on record)
  • ListedKLIEGER, HOWARD, ROBERT · CHIEF EXECUTIVE OFFICER · 75% or more · control person
  • ListedSIZEMORE, STACY, LEIGH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 PIMCO ETF TR STPZ 72201R205 $32.3M 8.16% 605,911 SH
2 PIMCO ETF TR BILZ 72201R577 $28.7M 7.25% 284,589 SH
3 J P MORGAN EXCHANGE TRADED F JQUA 46641Q761 $26.8M 6.77% 371,322 SH
4 DOUBLELINE ETF TRUST CAPE 25861R204 $26.2M 6.61% 807,928 SH
5 FIDELITY COVINGTON TRUST FMDE 31609A503 $18.1M 4.57% 446,041 SH
6 ISHARES TR USMV 46429B697 $16.9M 4.26% 174,990 SH
7 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $15.3M 3.87% 71,996 SH
8 INVESCO EXCHANGE TRADED FD T RSPH 46137V332 $15.1M 3.81% 455,121 SH
9 SCHWAB STRATEGIC TR SCHD 808524797 $14.9M 3.75% 468,335 SH
10 APPLE INC AAPL 037833100 $13.6M 3.43% 46,928 SH
11 WISDOMTREE TR USMF 97717Y857 $10.4M 2.63% 192,415 SH
12 PIMCO EQUITY SER MFUS 72202L363 $9.3M 2.36% 139,119 SH
13 INVESCO EXCHANGE TRADED FD T RSPT 46137V282 $8.7M 2.19% 134,444 SH
14 ALTRIA GROUP INC MO 02209S103 $8.3M 2.09% 114,956 SH
15 NOVARTIS AG NVS 66987V109 $7.9M 1.98% 50,139 SH
16 HUNTINGTON INGALLS INDS INC HII 446413106 $7.0M 1.76% 24,979 SH
17 GILEAD SCIENCES INC GILD 375558103 $6.9M 1.73% 54,276 SH
18 LOCKHEED MARTIN CORP LMT 539830109 $6.4M 1.61% 12,514 SH
19 GSK PLC GSK 37733W204 $6.3M 1.59% 119,866 SH
20 MERCK & CO INC MRK 58933Y105 $6.2M 1.56% 48,113 SH
21 DOLLAR GEN CORP DG 256677105 $4.9M 1.24% 42,549 SH
22 CISCO SYS INC CSCO 17275R102 $4.4M 1.11% 37,321 SH
23 HOULIHAN LOKEY INC HLI 441593100 $3.9M 0.98% 28,870 SH
24 VANGUARD INDEX FDS VOO 922908363 $3.9M 0.98% 5,625 SH
25 AMAZON COM INC AMZN 023135106 $3.4M 0.85% 14,159 SH
26 PUBLIC STORAGE PSA 74460D109 $3.4M 0.85% 10,547 SH
27 ALPHABET INC GOOGL 02079K305 $3.3M 0.82% 9,098 SH
28 ISHARES TR IVV 464287200 $3.2M 0.80% 4,244 SH
29 MASTERCARD INCORPORATED MA 57636Q104 $3.1M 0.78% 6,003 SH
30 MICROSOFT CORP MSFT 594918104 $3.0M 0.75% 7,929 SH
31 PFIZER INC PFE 717081103 $2.9M 0.73% 119,517 SH
32 GENPACT LIMITED G G3922B107 $2.8M 0.72% 103,485 SH
33 PROFESIONALLY MANAGED PORTFO AKRE 74316P579 $2.7M 0.68% 50,404 SH
34 JPMORGAN CHASE & CO JPM 46625H100 $2.6M 0.65% 7,831 SH
35 ISHARES TR OEF 464287101 $2.5M 0.62% 6,735 SH
36 ROSS STORES INC ROST 778296103 $2.4M 0.59% 11,066 SH
37 ISHARES TR IWD 464287598 $2.3M 0.58% 9,489 SH
38 COGNIZANT TECHNOLOGY SOLUTIO CTSH 192446102 $2.1M 0.54% 55,431 SH
39 BROADCOM INC AVGO 11135F101 $1.6M 0.41% 4,337 SH
40 HEWLETT PACKARD ENTERPRISE C HPE 42824C109 $1.5M 0.37% 32,542 SH
41 ALPHABET INC GOOG 02079K107 $1.4M 0.36% 4,059 SH
42 VISA INC V 92826C839 $1.4M 0.34% 3,958 SH
43 INVESCO QQQ TR QQQ 46090E103 $1.4M 0.34% 1,843 SH
44 ISHARES INC EUSA 464286681 $1.3M 0.33% 11,488 SH
45 INTERNATIONAL BUSINESS MACHS IBM 459200101 $1.2M 0.30% 4,251 SH
46 ACCENTURE PLC IRELAND ACN G1151C101 $1.1M 0.29% 9,170 SH
47 VANGUARD INDEX FDS VTI 922908769 $1.1M 0.28% 2,974 SH
48 PROCTER & GAMBLE CO PG 742718109 $1.0M 0.26% 7,026 SH
49 HP INC HPQ 40434L105 $995.2K 0.25% 45,362 SH
50 ISHARES GOLD TRUST MICRO IAUM 46436F103 $974.6K 0.25% 24,358 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-20 $396.2M 142 0001104659-26-084991
2026-03-31 2026-04-30 $340.3M 136 0001104659-26-052565
2025-12-31 2026-02-12 $316.3M 136 0001104659-26-014093
Filer Information
Address
600 ELM PLACE
HIGHLAND PARK, IL 60035
Phone
(847) 616-2590
Filing Manager
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC
HIGHLAND PARK, IL
Signatory
Howard Klieger
Chief Executiv Offier