GoalVest Advisory LLC — 13F Holdings & Portfolio

CIK 1839307 · latest 13F-HR filed 2026-10-02

GoalVest Advisory LLC manages $578.2M in 13F-reported U.S. long-equity assets across 725 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VOO (38.74%), VUG (4.68%), SPRX (3.98%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 289 new positions and exited 64; 162 existing positions rose in reported value and 164 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$578.2M

Long-equity book

Holdings

725

Distinct positions

Period

2026-09-30

Filed 2026-10-02

Q/Q Activity

+289 / −64 / ↑162 / ↓164

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26

VOO38.7% · +6%VUG4.7% · +84%SPRX4.0% · +125%XNTK4.0% · +1%SPIB3.6% · +2%IEFA3.0% · +8%GMUB3.0% · +3%VTI2.5% · +2138%IEMG2.0% · +10%AAAU1.6% · +4%GOOGL1.2% · +2%MSFT1.2% · +623%CAIE1.1% · +92%AMZN1.0% · +288%TSLA0.9% · +206%NVDA0.9% · +510%AAPL0.9% · +702%BRK.B0.8% · +6%META0.8% · +1355%SPYG0.8% · -17%TER0.6% · +8%V0.6% · +191%SPY0.6% · +19027%JPM0.6% · +1%WMT0.6% · +13%GS0.5% · +432%JNJ0.5% · +6%LLY0.5% · +8%BAC0.5% · +7%QQQ0.4% · +20257%VGK0.4% · -44%GE0.4% · +330%CSCO0.4% · -1%BKR0.4% · +9%SUSA0.4% · -0%NEE0.4% · +12%VLO0.4% · -2%WMB0.4% · +21%PFG0.4% · -0%MRK0.3% · +0%DHT0.3% · -2%OKE0.3% · +16%SPYM0.3% · -2%ABBV0.3% · +1%AVGO0.3% · +1840%ACYN0.3% · +289%T0.3% · +2%IGV0.3% · new GMNY0.3% · new OHI0.3% · +3%MO0.3% · +2%LMT0.3% · +2%PM0.2% · +0%AMLP0.2% · +2%MCD0.2% · +539%CVX0.2% · +2%PG0.2% · +1%DLR0.2% · +4%DVY0.2% · +25%FBT0.2% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 67.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 12, 2026.

Assets Under Management

$777.6M

Discretionary

$758.9M

Employees

Accounts

1,376

Address

4 WORLD TRADE CENTER, SUITE 2908
NEW YORK, NY 10007

Phone

(646) 941-8458

Website

WWW.LINKEDIN.COM/IN/SEVASTI-BALAFAS-CFA-CPWA%C2%AE-0235231
GOALVESTADVISORY.COM
www.linkedin.com/company/goalvest-advisory

Name	Title / Status	Ownership	Type
Balafas, Sevasti Control	CEO since Mar 2016	75% or more	Individual
STREFLING, MARK, MCLYNN	CHIEF COMPLIANCE OFFICER since Oct 2025	Less than 5%	Individual

Ownership & leadership changes · 4 filings with changes since May 15, 2019

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Oct 15, 2025 filing

No longer listedKENNEDY, THOMAS, GORDON · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jan 2025
AddedSTREFLING, MARK, MCLYNN · CHIEF COMPLIANCE OFFICER · Less than 5%

Jan 21, 2025 filing

No longer listedPRITSOS, KATHARINE, ANASTASIA · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2024
AddedKENNEDY, THOMAS, GORDON · CHIEF COMPLIANCE OFFICER · Less than 5%

Mar 16, 2024 filing

No longer listedST. PIERRE, ALICIA, IZQUIERDO · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Sep 2022
AddedPRITSOS, KATHARINE, ANASTASIA · CHIEF COMPLIANCE OFFICER · Less than 5% · control person

Sep 22, 2022 filing

AddedST. PIERRE, ALICIA, IZQUIERDO · CHIEF COMPLIANCE OFFICER · Less than 5%
ChangedBalafas, Sevasti · title CEO & CCO → CEO

May 15, 2019 filing (earliest on record)

ListedBalafas, Sevasti · CEO & CCO · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

VANGUARD S&P 500 ETF$16.3M +7.8%
SPEAR ALPHA ETF$8.6M +59.8%
CALAMOS AUTOCALLABLE INCOME ETF$3.1M +88.4%
META PLATFORMS INC CL A$2.3M +100.1%
MICROSOFT CORP COM$2.1M +45.7%

Show all 162 →

Top Trims

VANGUARD MORNINGSTAR GROWTH ETF-$3.8M -12.4%
INVESCO S&P 500 EQUAL WEIGHT ETF-$2.4M -98.2%
VANGUARD FTSE EUROPE ETF-$2.1M -45.2%
STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF-$738.1K -14.2%
TESLA INC COM-$729.7K -11.9%

Show all 164 →

New Positions

ONEOK INC NEW COM$1.8M
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF$1.6M
GOLDMAN SACHS DYNAMIC NEW YORK MUNICIPAL INCOME ETF$1.6M
CARDIFF ONCOLOGY INC COM$831.6K
CORGI QUANTUM COMPUTING ETF$826.9K

Show all 289 →

Exited Positions

ONEOK INC NEW COM$1.6M
VANECK RARE EARTH AND STRATEGIC METALS ETF$716.1K
ISHARES NATIONAL MUNI BOND ETF$379.8K
F/M US TREASURY 3 MONTH BILL FUND$25.9K
COLUMBIA SELIGM PREM TECH GRW COM$13.1K

Show all 64 →

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#	Issuer	Symbol	CUSIP	Value	Δ

GoalVest Advisory LLC Holdings (2026-09-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	VANGUARD S&P 500 ETF	VOO	922908363	$224.0M	38.74%	319,605	SH
2	VANGUARD MORNINGSTAR GROWTH ETF	VUG	922908736	$27.0M	4.68%	659,467	SH
3	SPEAR ALPHA ETF	SPRX	53656F383	$23.0M	3.98%	558,991	SH
4	STATE STREET SPDR NYSE TECHNOLOGY ETF	XNTK	78464A102	$22.9M	3.96%	59,968	SH
5	STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF	SPIB	78464A375	$20.7M	3.58%	641,978	SH
6	ISHARES CORE MSCI EAFE ETF	IEFA	46432F842	$17.6M	3.05%	181,897	SH
7	GOLDMAN SACHS MUNICIPAL INCOME ETF	GMUB	38149W549	$17.5M	3.03%	358,646	SH
8	VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF	VTI	922908769	$14.2M	2.46%	810,011	SH
9	ISHARES CORE MSCI EMERGING MARKETS ETF	IEMG	46434G103	$11.9M	2.05%	146,029	SH
10	GOLDMAN SACHS PHYSICAL GOLD ETF	AAAU	38150K103	$9.4M	1.62%	229,006	SH
11	ALPHABET INC CAP STK CL A	GOOGL	02079K305	$6.8M	1.18%	19,827	SH
12	MICROSOFT CORP COM	MSFT	594918104	$6.7M	1.16%	89,338	SH
13	CALAMOS AUTOCALLABLE INCOME ETF	CAIE	12811T571	$6.6M	1.14%	248,398	SH
14	AMAZON COM INC COM	AMZN	023135106	$5.7M	0.99%	86,027	SH
15	TESLA INC COM	TSLA	88160R101	$5.4M	0.93%	44,506	SH
16	NVIDIA CORPORATION COM	NVDA	67066G104	$5.3M	0.91%	133,374	SH
17	APPLE INC COM	AAPL	037833100	$4.9M	0.85%	108,912	SH
18	BERKSHIRE HATHAWAY INC DEL CL B NEW	BRK.B	084670702	$4.8M	0.84%	9,698	SH
19	META PLATFORMS INC CL A	META	30303M102	$4.7M	0.81%	60,671	SH
20	STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF	SPYG	78464A409	$4.5M	0.77%	36,272	SH
21	TERADYNE INC COM	TER	880770102	$3.6M	0.62%	8,890	SH
22	VISA INC COM CL A	V	92826C839	$3.3M	0.58%	25,770	SH
23	STATE STREET SPDR S&P 500 ETF	SPY	78462F103	$3.2M	0.56%	721,104	SH
24	JPMORGAN CHASE & CO COM	JPM	46625H100	$3.2M	0.56%	9,710	SH
25	WALMART INC COM	WMT	931142103	$3.2M	0.55%	30,692	SH
26	GOLDMAN SACHS GROUP INC COM	GS	38141G104	$3.1M	0.53%	17,586	SH
27	JOHNSON & JOHNSON COM	JNJ	478160104	$3.0M	0.51%	11,148	SH
28	ELI LILLY & CO COM	LLY	532457108	$2.7M	0.47%	2,355	SH
29	BANK OF AMER CORP COM	BAC	060505104	$2.7M	0.47%	49,402	SH
30	INVESCO QQQ TRUST SERIES I	QQQ	46090E103	$2.6M	0.44%	613,955	SH
31	VANGUARD FTSE EUROPE ETF	VGK	922042874	$2.5M	0.44%	29,210	SH
32	GE AEROSPACE COM NEW	GE	369604301	$2.5M	0.43%	30,858	SH
33	CISCO SYS INC COM	CSCO	17275R102	$2.5M	0.43%	23,071	SH
34	BAKER HUGHES COMPANY CL A	BKR	05722G100	$2.4M	0.42%	44,150	SH
35	ISHARES ESG OPTIMIZED MSCI USA ETF	SUSA	464288802	$2.4M	0.41%	15,387	SH
36	NEXTERA ENERGY INC COM	NEE	65339F101	$2.4M	0.41%	31,474	SH
37	VALERO ENERGY CORP COM	VLO	91913Y100	$2.3M	0.40%	6,019	SH
38	WILLIAMS COS INC COM	WMB	969457100	$2.1M	0.37%	31,330	SH
39	PRINCIPAL FINANCIAL GROUP INC COM	PFG	74251V102	$2.0M	0.35%	18,292	SH
40	MERCK & CO INC COM	MRK	58933Y105	$1.9M	0.34%	13,395	SH
41	DHT HOLDINGS INC SHS NEW	DHT	Y2065G121	$1.9M	0.33%	85,422	SH
42	ONEOK INC NEW COM	OKE	30609A109	$1.8M	0.31%	21,081	SH
43	STATE STREET SPDR PORTFOLIO S&P 500 ETF	SPYM	78464A854	$1.8M	0.31%	19,690	SH
44	ABBVIE INC COM	ABBV	00287Y109	$1.7M	0.30%	6,630	SH
45	BROADCOM INC COM	AVGO	11135F101	$1.7M	0.30%	92,152	SH
46	FT VEST LADDERED AUTOCALLABLE BARRIER & INCOME ETF	ACYN	33733E690	$1.7M	0.30%	82,802	SH
47	AT&T INC COM	T	00206R102	$1.6M	0.28%	67,424	SH
48	ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF	IGV	464287515	$1.6M	0.28%	60,650	SH
49	GOLDMAN SACHS DYNAMIC NEW YORK MUNICIPAL INCOME ETF	GMNY	38149W556	$1.6M	0.28%	34,283	SH
50	OMEGA HEALTHCARE INVS INC COM	OHI	681936100	$1.5M	0.25%	31,781	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-09-30	2026-10-02	$578.2M	725	0001839307-26-000016
2026-06-30	2026-07-09	$539.1M	500	0001839307-26-000011
2026-03-31	2026-04-13	$512.0M	445	0001839307-26-000002
2025-12-31	2026-01-05	$522.1M	513	0001839307-26-000001

Filer Information

Address

4 WORLD TRADE CENTER
SUITE 2908
NEW YORK, NY 10007

Phone

(917) 215-6141

Filing Manager

GoalVest Advisory LLC

New York, NY

Signatory

Chen Li

Investment Research Associate