Top Institutional Investors

Opal Wealth Advisors, LLC — 13F Holdings & Portfolio

CIK 1844201 · latest 13F-HR filed 2026-10-16

Backtest portfolio

Opal Wealth Advisors, LLC manages $479.5M in 13F-reported U.S. long-equity assets across 225 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are PVAL (17.07%), VBR (9.40%), GQGU (9.35%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 27 new positions and exited 26; 59 existing positions rose in reported value and 80 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$479.5M

Long-equity book

Holdings
225

Distinct positions

Period
2026-09-30

Filed 2026-10-16

Q/Q Activity
+27 / −26 / ↑59 / ↓80

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
PVAL17.1% · -0%VBR9.4% · -2%GQGU9.3% · +6%VUG7.7% · +15132%LRGE5.5% · -57%ISTB4.4% · +7%AAPL3.6% · +12%JMST2.5% · +5%XLI2.2% · +1%NCDL1.5% · +2%XCNY1.4% · +6%NVDA1.2% · +7%SPYG1.2% · +4%FBND1.2% · +14%MSFT1.2% · +22%EVSD1.0% · +154%MOAT1.0% · +6%SPY0.9% · -7%AMZN0.9% · +4%SPYV0.8% · +6%SPSM0.8% · +5%JPIE0.6% · +11%JMUB0.6% · -4%GOOGL0.6% · +0%GVI0.6% · +13%ICE0.5% · +0%MUNI0.5% · -4%SCHM0.4% · -1%INTC0.4% · +10%TSLA0.4% · -1%PSBD0.4% · +10%META0.3% · -9%UNH0.3% · +8%CSCO0.3% · -3%GOOG0.3% · +81%ABBV0.3% · -9%IVV0.3% · +6%V0.3% · -8%EVTR0.3% · +52%VTI0.3% · +3%SHM0.3% · -0%CAT0.3% · -2%SUSB0.3% · +12%AVGO0.3% · +10%VTEB0.2% · +5%LLY0.2% · +28%XOM0.2% · -33%JPM0.2% · -4%DGRO0.2% · -4%NFJ0.2% · +6%FLTR0.2% · -2%MU0.2% · +110%VSGX0.2% · 0%TSM0.2% · -17%QQQ0.2% · +17%STX0.2% · +17%PM0.2% · -22%IVW0.2% · -1%AVUV0.2% · +3%VOO0.2% · +46%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 63.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Feb 14, 2026.

Assets Under Management
$1.24B
Discretionary
$653.5M
Employees
20
Accounts
2,411
Address
2 JERICHO PLAZA
SUITE 208
JERICHO, NY 11753
Phone
(516) 388-7980
Website
Name Title / Status Ownership Type
BRUNO, JAMIE, ANN ControlCHIEF COMPLIANCE OFFICER
since May 2025
Less than 5%Individual
Clasen, Christopher, H ControlCHIEF OPERATING OFFICER
since Jan 2021
5–10%Individual
GIORDANO, JESSE, JAMES ControlMANAGING MEMBER AND PRINCIPAL
since Jan 2019
25–50%Individual
KORN, LEE, A ControlMANAGING MEMBER AND PRINCIPAL
since Jan 2019
25–50%Individual
Ownership & leadership changes · 6 filings with changes since Oct 1, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 1, 2026 filing
  • No longer listedFILOSA, JOSEPH, NINO · MANAGING MEMBER AND PRINCIPAL · 5–10% · control person · listed since Jan 2019
May 27, 2025 filing
  • AddedBRUNO, JAMIE, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedClasen, Christopher, H · title CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER; ownership Less than 5% → 5–10%
Mar 26, 2024 filing
  • ChangedFILOSA, JOSEPH, NINO · ownership 10–25% → 5–10%
Mar 15, 2022 filing
  • No longer listedDEAN-STAHL, KATHERINE, MARY · MANAGING DIRECTOR OF OPERATIONS · Less than 5% · control person · listed since Jan 2019
Mar 23, 2021 filing
  • AddedClasen, Christopher, H · CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedDEAN-STAHL, KATHERINE, MARY · title CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR OF OPERATIONS → MANAGING DIRECTOR OF OPERATIONS
Jan 18, 2019 filing
  • No longer listedBERNSTEIN, DANIEL, ADAM · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Sep 2018
  • No longer listedINTERIM HOLDINGS, LLC · MANAGING MEMBER · 75% or more · control person · listed since Sep 2018
  • AddedDEAN-STAHL, KATHERINE, MARY · CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR OF OPERATIONS · Less than 5% · control person
  • AddedFILOSA, JOSEPH, NINO · MANAGING MEMBER AND PRINCIPAL · 10–25% · control person
  • AddedGIORDANO, JESSE, JAMES · MANAGING MEMBER AND PRINCIPAL · 25–50% · control person
  • AddedKORN, LEE, A · MANAGING MEMBER AND PRINCIPAL · 25–50% · control person
Oct 1, 2018 filing (earliest on record)
  • ListedBERNSTEIN, DANIEL, ADAM · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedINTERIM HOLDINGS, LLC · MANAGING MEMBER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Opal Wealth Advisors, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 PUTNAM ETF TRUST PVAL 746729300 $81.8M 17.07% 1,555,369 SH
2 VANGUARD INDEX FDS VBR 922908611 $45.1M 9.40% 195,191 SH
3 ADVISORS INNER CIRCLE FD III GQGU 00775Y256 $44.8M 9.35% 1,696,331 SH
4 VANGUARD INDEX FDS VUG 922908736 $37.0M 7.73% 411,102 SH
5 LEGG MASON ETF INVT LRGE 524682200 $26.3M 5.50% 290,985 SH
6 ISHARES TR ISTB 46432F859 $21.1M 4.39% 445,565 SH
7 APPLE INC AAPL 037833100 $17.3M 3.61% 52,045 SH
8 J P MORGAN EXCHANGE TRADED F JMST 46641Q654 $11.9M 2.48% 235,409 SH
9 SELECT SECTOR SPDR TR XLI 81369Y704 $10.5M 2.19% 62,824 SH
10 NUVEEN CHURCHILL DIRECT LEND NCDL 67090S108 $7.3M 1.52% 646,793 SH
11 SPDR INDEX SHS FDS XCNY 78463X848 $6.5M 1.35% 160,272 SH
12 NVIDIA CORPORATION NVDA 67066G104 $5.9M 1.23% 25,825 SH
13 SPDR SERIES TRUST SPYG 78464A409 $5.8M 1.22% 47,431 SH
14 FIDELITY MERRIMACK STR TR FBND 316188309 $5.7M 1.18% 130,941 SH
15 MICROSOFT CORP MSFT 594918104 $5.6M 1.17% 10,912 SH
16 MORGAN STANLEY ETF TRUST EVSD 61774R825 $4.9M 1.02% 98,619 SH
17 VANECK ETF TRUST MOAT 92189F643 $4.9M 1.02% 46,361 SH
18 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $4.3M 0.89% 5,601 SH
19 AMAZON COM INC AMZN 023135106 $4.1M 0.86% 16,499 SH
20 SPDR SERIES TRUST SPYV 78464A508 $4.0M 0.83% 65,035 SH
21 SPDR SERIES TRUST SPSM 78468R853 $3.7M 0.76% 69,146 SH
22 J P MORGAN EXCHANGE TRADED F JPIE 46641Q159 $2.9M 0.61% 64,656 SH
23 J P MORGAN EXCHANGE TRADED F JMUB 46641Q647 $2.9M 0.60% 60,547 SH
24 ALPHABET INC GOOGL 02079K305 $2.8M 0.58% 8,145 SH
25 ISHARES TR GVI 464288612 $2.7M 0.56% 26,112 SH
26 INTERCONTINENTAL EXCHANGE IN ICE 45866F104 $2.4M 0.49% 15,482 SH
27 PIMCO ETF TR MUNI 72201R866 $2.3M 0.47% 45,713 SH
28 SCHWAB STRATEGIC TR SCHM 808524508 $2.1M 0.43% 60,601 SH
29 INTEL CORP INTC 458140100 $2.1M 0.43% 17,144 SH
30 TESLA INC TSLA 88160R101 $1.9M 0.39% 5,291 SH
31 PALMER SQUARE CAPITAL BDC IN PSBD 69702V107 $1.7M 0.36% 175,728 SH
32 META PLATFORMS INC META 30303M102 $1.6M 0.34% 2,259 SH
33 UNITEDHEALTH GROUP INC UNH 91324P102 $1.6M 0.34% 4,380 SH
34 CISCO SYS INC CSCO 17275R102 $1.6M 0.33% 14,550 SH
35 ALPHABET INC GOOG 02079K107 $1.5M 0.32% 4,459 SH
36 ABBVIE INC ABBV 00287Y109 $1.5M 0.31% 5,613 SH
37 ISHARES TR IVV 464287200 $1.5M 0.30% 1,896 SH
38 VISA INC V 92826C839 $1.4M 0.30% 4,028 SH
39 MORGAN STANLEY ETF TRUST EVTR 61774R841 $1.4M 0.29% 29,327 SH
40 VANGUARD INDEX FDS VTI 922908769 $1.4M 0.29% 3,666 SH
41 SPDR SERIES TRUST SHM 78468R739 $1.4M 0.28% 29,000 SH
42 CATERPILLAR INC CAT 149123101 $1.3M 0.28% 1,651 SH
43 ISHARES TR SUSB 46435G243 $1.3M 0.27% 52,622 SH
44 BROADCOM INC AVGO 11135F101 $1.2M 0.25% 3,462 SH
45 VANGUARD MUN BD FDS VTEB 922907746 $1.2M 0.25% 25,301 SH
46 ELI LILLY & CO LLY 532457108 $1.2M 0.24% 1,004 SH
47 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $1.2M 0.24% 7,092 SH
48 JPMORGAN CHASE & CO JPM 46625H100 $1.1M 0.23% 3,370 SH
49 ISHARES TR DGRO 46434V621 $1.1M 0.23% 14,465 SH
50 VIRTUS DIVIDEND INTEREST & P NFJ 92840R101 $1.1M 0.23% 71,957 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-16 $479.5M 225 0001844201-26-000006
2026-06-30 2026-07-20 $463.0M 224 0001844201-26-000004
2026-03-31 2026-04-14 $442.4M 606 0001844201-26-000003
2025-12-31 2026-01-26 $383.5M 206 0001844201-26-000002
Filer Information
Address
2 JERICHO PLAZA
SUITE 208
JERICHO, NY 11753
Phone
(516) 388-7980
Filing Manager
Opal Wealth Advisors, LLC
JERICHO, NY
Signatory
Jamie Bruno
Chief Compliance Officer