JOURNEY STRATEGIC WEALTH LLC — 13F Holdings & Portfolio
CIK 1909316 · latest 13F-HR filed 2026-04-15
JOURNEY STRATEGIC WEALTH LLC manages $4.03B in 13F-reported U.S. long-equity assets across 3,980 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are JNJ (42.34%), SPY (11.48%), IVV (8.57%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 130 new positions and exited 71; 362 existing positions rose in reported value and 159 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$4.03B
Long-equity book
Holdings
3,980
Distinct positions
Period
2026-03-31
Filed 2026-04-15
Q/Q Activity
+130 / −71 / ↑362 / ↓159
vs 2025-12-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q1 26JNJ42.5% · -1%SPY11.5% · -2%IVV8.7% · -2%AAPL5.5% · +1%TBIL1.0% · -22%VOO1.0% · +69%MSFT1.0% · -3%NVDA1.0% · +15%PEP0.8% · -0%SPYV0.8% · +8%AVDE0.7% · +38%HEDG0.6% · +9%IJH0.6% · -1%TLT0.6% · +1%AVGO0.6% · +2%AMZN0.5% · +11%QUAL0.5% · +3%IJR0.5% · -0%IGPT0.5% · -6%MTUM0.5% · +2%GOOGL0.5% · +6%GTO0.4% · +5%GLDM0.4% · -11%QQQM0.4% · +0%OMFL0.4% · +1%META0.4% · +24%IWB0.4% · +2%GOOG0.3% · +6%JHMB0.3% · +2%AVUV0.3% · -1%JPM0.3% · +6%BRK.B0.3% · +21%TSLA0.2% · +10%JPIE0.2% · +2%IWY0.2% · -2%XOM0.2% · +10%FMB0.2% · +4%LLY0.2% · +17%AINP0.2% · +2%HD0.2% · +8%MDGL0.2% · 0%COST0.2% · +30%SPTL0.2% · +4%CVX0.2% · +6%WMT0.1% · +4%AXP0.1% · +2%ABBV0.1% · +8%QQQ0.1% · +7%MU0.1% · +28%V0.1% · -9%MMIT0.1% · +39%IQDG0.1% · -2%PG0.1% · +23%PM0.1% · +16%MCD0.1% · +22%IBM0.1% · -6%MA0.1% · +37%DYNF0.1% · +7%TAFI0.1% · +1%USMV0.1% · +1%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q4 25 → Q1 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
2 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 73.8%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 19, 2026.
Assets Under Management
$4.64B
Discretionary
$4.63B
Employees
31
Accounts
3,600
Address
47 MAPLE STREET
SUITE 104
SUMMIT, NJ 07901
SUITE 104
SUMMIT, NJ 07901
Phone
(201) 905-0070
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BROWN, MICHAEL, CHARLES Control | MANAGING PARTNER, CO-FOUNDER, AND FINANCIAL ADVISOR since Nov 2020 | Less than 5% | Individual |
| FLYNN, BRIAN, R Control | MANAGING PARTNER, CO-FOUNDER, AND FINANCIAL ADVISOR since Nov 2020 | Less than 5% | Individual |
| JOURNEY STRATEGIC HOLDINGS LLC Control | MANAGING MEMBER since Nov 2020 | 75% or more | Domestic Entity |
| PHILLIPS, PENNY, ALEXANDRA Control | MEMBER, CO-FOUNDER, PRESIDENT since Nov 2020 | Less than 5% | Individual |
| COETZEE, AMANDA, PETRONELLA | CHIEF COMPLIANCE OFFICER since Jan 2025 | Less than 5% | Individual |
| BRITTON, CHARLES, FRANKLIN Control Indirect owner via JOURNEY STRATEGIC HOLDINGS LLC | MEMBER since Jun 2023 | General partner, trustee or manager | Individual |
| BROWN, MICHAEL, CHARLES Control Indirect owner via JOURNEY STRATEGIC HOLDINGS LLC | MEMBER / MANAGER since Nov 2020 | General partner, trustee or manager | Individual |
| ECHELON JOURNEY MANAGEMENT LLC Control Indirect owner via JOURNEY STRATEGIC HOLDINGS LLC | MEMBER since Jun 2023 | General partner, trustee or manager | Domestic Entity |
| FLYNN, BRIAN, R Control Indirect owner via JOURNEY STRATEGIC HOLDINGS LLC | MEMBER / MANAGER since Nov 2020 | General partner, trustee or manager | Individual |
| PHILLIPS, PENNY, ALEXANDRA Control Indirect owner via JOURNEY STRATEGIC HOLDINGS LLC | MEMBER / MANAGER since Nov 2020 | General partner, trustee or manager | Individual |
Ownership & leadership changes · 10 filings with changes since Nov 5, 2020
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 24, 2025 filing
- AddedCOETZEE, AMANDA, PETRONELLA · CHIEF COMPLIANCE OFFICER · Less than 5%
- ChangedPHILLIPS, PENNY, ALEXANDRA · title MEMBER, CO-FOUNDER, PRESIDENT, AND CCO → MEMBER, CO-FOUNDER, PRESIDENT
Aug 20, 2024 filing
- ChangedBROWN, MICHAEL, CHARLES · title MANAGING PARTNER, CO-FOUNDER, FINANCIAL ADVISOR, AND CCO → MANAGING PARTNER, CO-FOUNDER, AND FINANCIAL ADVISOR
- ChangedPHILLIPS, PENNY, ALEXANDRA · title MEMBER, CO-FOUNDER, AND PRESIDENT → MEMBER, CO-FOUNDER, PRESIDENT, AND CCO
Jun 7, 2024 filing
- No longer listedLO BASSO, DAMIAN, FRANK · MEMBER / MANAGER · General partner, trustee or manager · indirect via JOURNEY STRATEGIC HOLDINGS LLC · control person · listed since May 2011
- No longer listedLO BASSO, DAMIAN, FRANK · MANAGING PARTNER, CO-FOUNDER, CHIEF EXECUTIVE OFFICER, AND CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Nov 2020
Mar 28, 2024 filing
- AddedBRITTON, CHARLES, FRANKLIN · MEMBER · General partner, trustee or manager · indirect via JOURNEY STRATEGIC HOLDINGS LLC · control person
- AddedECHELON JOURNEY MANAGEMENT LLC · MEMBER · General partner, trustee or manager · indirect via JOURNEY STRATEGIC HOLDINGS LLC · control person
- ChangedBROWN, MICHAEL, CHARLES · title MANAGING PARTNER, CO-FOUNDER, AND FINANCIAL ADVISOR → MANAGING PARTNER, CO-FOUNDER, FINANCIAL ADVISOR, AND CCO
- ChangedLO BASSO, DAMIAN, FRANK · title MANAGING PARTNER, CO-FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF COMPLIANCE OFFICER → MANAGING PARTNER, CO-FOUNDER, CHIEF EXECUTIVE OFFICER, AND CHIEF OPERATING OFFICER
Mar 27, 2022 filing
- ChangedBROWN, MICHAEL, CHARLES · title MANAGING MEMBER / MANAGING PARTNER & FINANCIAL ADVISOR → MANAGING PARTNER, CO-FOUNDER, AND FINANCIAL ADVISOR
- ChangedFLYNN, BRIAN, R · title MANAGING MEMBER / MANAGING PARTNER & FINANCIAL ADVISOR → MANAGING PARTNER, CO-FOUNDER, AND FINANCIAL ADVISOR
- ChangedLO BASSO, DAMIAN, FRANK · title CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER → MANAGING PARTNER, CO-FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF COMPLIANCE OFFICER
- ChangedPHILLIPS, PENNY, ALEXANDRA · title MEMBER AND PRESIDENT → MEMBER, CO-FOUNDER, AND PRESIDENT
May 11, 2021 filing
- AddedLO BASSO, DAMIAN, FRANK · MEMBER / MANAGER · General partner, trustee or manager · indirect via JOURNEY STRATEGIC HOLDINGS LLC · control person
- AddedLO BASSO, DAMIAN, FRANK · CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedBROWN, MICHAEL, CHARLES · title MANAGING MEMBER / MANAGING DIRECTOR & FINANCIAL ADVISOR / CHIEF COMPLIANCE OFFICER → MANAGING MEMBER / MANAGING PARTNER & FINANCIAL ADVISOR
- ChangedBROWN, MICHAEL, CHARLES · indirect via JOURNEY STRATEGIC HOLDINGS LLC: title MANAGING MEMBER → MEMBER / MANAGER; ownership 25–50% → General partner, trustee or manager
- ChangedFLYNN, BRIAN, R · indirect via JOURNEY STRATEGIC HOLDINGS LLC: title MANAGING MEMBER → MEMBER / MANAGER; ownership 25–50% → General partner, trustee or manager
- ChangedFLYNN, BRIAN, R · title MANAGING MEMBER / MANAGING DIRECTOR & FINANCIAL ADVISOR → MANAGING MEMBER / MANAGING PARTNER & FINANCIAL ADVISOR
- ChangedPHILLIPS, PENNY, ALEXANDRA · indirect via JOURNEY STRATEGIC HOLDINGS LLC: title MANAGING MEMBER → MEMBER / MANAGER; ownership 25–50% → General partner, trustee or manager
Mar 30, 2021 filing
- AddedBROWN, MICHAEL, CHARLES · MANAGING MEMBER · 25–50% · indirect via JOURNEY STRATEGIC HOLDINGS LLC · control person
- AddedFLYNN, BRIAN, R · MANAGING MEMBER · 25–50% · indirect via JOURNEY STRATEGIC HOLDINGS LLC · control person
- AddedJOURNEY STRATEGIC HOLDINGS LLC · MANAGING MEMBER · 75% or more · control person
- AddedPHILLIPS, PENNY, ALEXANDRA · MANAGING MEMBER · 25–50% · indirect via JOURNEY STRATEGIC HOLDINGS LLC · control person
- ChangedBROWN, MICHAEL, CHARLES · ownership 25–50% → Less than 5%
- ChangedFLYNN, BRIAN, R · ownership 25–50% → Less than 5%
- ChangedPHILLIPS, PENNY, ALEXANDRA · ownership 25–50% → Less than 5%
Mar 5, 2021 filing
- ChangedBROWN, MICHAEL, CHARLES · title MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER → MANAGING MEMBER / MANAGING DIRECTOR & FINANCIAL ADVISOR / CHIEF COMPLIANCE OFFICER
- ChangedFLYNN, BRIAN, R · title MEMBER AND PRESIDENT → MANAGING MEMBER / MANAGING DIRECTOR & FINANCIAL ADVISOR
Jan 4, 2021 filing
- ChangedBROWN, MICHAEL, CHARLES · title MANAGING MEMBER → MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
- ChangedFLYNN, BRIAN, R · title MANAGING MEMBER → MEMBER AND PRESIDENT
- ChangedPHILLIPS, PENNY, ALEXANDRA · title MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER → MEMBER AND PRESIDENT
Dec 8, 2020 filing
- AddedBROWN, MICHAEL, CHARLES · MANAGING MEMBER · 25–50% · control person
- AddedFLYNN, BRIAN, R · MANAGING MEMBER · 25–50% · control person
- ChangedPHILLIPS, PENNY, ALEXANDRA · ownership 75% or more → 25–50%
Older changes (1 more filing)
Nov 5, 2020 filing (earliest on record)
- ListedPHILLIPS, PENNY, ALEXANDRA · MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- JOHNSON & JOHNSON$251.2M +17.2%
- VANGUARD INDEX FDS$15.0M +61.4%
- AMERICAN CENTY ETF TR$8.8M +42.2%
- EXXON MOBIL CORP$2.7M +54.4%
- NVIDIA CORPORATION$2.6M +7.2%
Top Trims
- STATE STR SPDR S&P 500 ETF T-$34.5M -6.9%
- ISHARES TR-$24.1M -6.5%
- MICROSOFT CORP-$13.5M -25.5%
- APPLE INC-$12.7M -5.4%
- RBB FD INC-$11.7M -22.0%
New Positions
- VANGUARD NY TAX FREE FDS$3.2M
- SPDR SERIES TRUST$1.7M
- ICHOR HOLDINGS$765.4K
- ASTRAZENECA PLC$695.8K
- VICI PPTYS INC$493.3K
Exited Positions
- BITWISE BITCOIN ETF TR$14.2M
- EA SERIES TRUST$2.3M
- AMERICAN HEALTHCARE REIT INC$1.0M
- APPLOVIN CORP$752.7K
- ASTRAZENECA PLC$679.2K
JOURNEY STRATEGIC WEALTH LLC Holdings (2026-03-31)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | JOHNSON & JOHNSON | JNJ | 478160104 | $1.71B | 42.34% | 6,978,719 | SH |
| 2 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $462.5M | 11.48% | 711,147 | SH |
| 3 | ISHARES TR | IVV | 464287200 | $345.4M | 8.57% | 528,722 | SH |
| 4 | APPLE INC | AAPL | 037833100 | $188.0M | 4.67% | 740,733 | SH |
| 5 | RBB FD INC | TBIL | 74933W452 | $41.5M | 1.03% | 832,583 | SH |
| 6 | VANGUARD INDEX FDS | VOO | 922908363 | $39.5M | 0.98% | 66,071 | SH |
| 7 | PEPSICO INC | PEP | 713448108 | $32.0M | 0.79% | 206,248 | SH |
| 8 | SPDR SERIES TRUST | SPYV | 78464A508 | $31.9M | 0.79% | 563,131 | SH |
| 9 | AMERICAN CENTY ETF TR | AVDE | 025072703 | $29.6M | 0.74% | 349,383 | SH |
| 10 | ISHARES TR | IJH | 464287507 | $25.7M | 0.64% | 380,122 | SH |
| 11 | SERIES PORTFOLIOS TR | HEDG | 81752T411 | $24.4M | 0.61% | 842,688 | SH |
| 12 | ISHARES TR | TLT | 464287432 | $23.0M | 0.57% | 265,054 | SH |
| 13 | NVIDIA CORPORATION | NVDA | 67066G104 | $22.7M | 0.56% | 129,879 | SH |
| 14 | ISHARES TR | QUAL | 46432F339 | $20.3M | 0.50% | 105,693 | SH |
| 15 | ISHARES TR | IJR | 464287804 | $20.2M | 0.50% | 162,389 | SH |
| 16 | INVESCO EXCHANGE TRADED FD T | IGPT | 46137V639 | $20.2M | 0.50% | 347,188 | SH |
| 17 | APPLE INC | AAPL | 037833100 | $19.5M | 0.48% | 76,831 | SH |
| 18 | ISHARES TR | MTUM | 46432F396 | $19.4M | 0.48% | 80,934 | SH |
| 19 | INVESCO ACTIVELY MANAGED EXC | GTO | 46090A804 | $17.8M | 0.44% | 379,924 | SH |
| 20 | WORLD GOLD TR | GLDM | 98149E303 | $17.0M | 0.42% | 183,428 | SH |
| 21 | INVESCO EXCH TRD SLF IDX FD | OMFL | 46138J619 | $16.7M | 0.41% | 277,248 | SH |
| 22 | MICROSOFT CORP | MSFT | 594918104 | $16.4M | 0.41% | 44,415 | SH |
| 23 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $15.8M | 0.39% | 66,586 | SH |
| 24 | ISHARES TR | IWB | 464287622 | $14.3M | 0.36% | 40,236 | SH |
| 25 | JOHN HANCOCK EXCHANGE TRADED | JHMB | 47804J792 | $11.5M | 0.29% | 522,233 | SH |
| 26 | MICROSOFT CORP | MSFT | 594918104 | $11.0M | 0.27% | 29,778 | SH |
| 27 | AMAZON COM INC | AMZN | 023135106 | $10.9M | 0.27% | 52,103 | SH |
| 28 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $10.7M | 0.26% | 96,608 | SH |
| 29 | ALPHABET INC | GOOGL | 02079K305 | $9.3M | 0.23% | 32,468 | SH |
| 30 | J P MORGAN EXCHANGE TRADED F | JPIE | 46641Q159 | $9.0M | 0.22% | 194,564 | SH |
| 31 | BROADCOM INC | AVGO | 11135F101 | $8.5M | 0.21% | 27,353 | SH |
| 32 | META PLATFORMS INC | META | 30303M102 | $7.8M | 0.19% | 13,701 | SH |
| 33 | BROADCOM INC | AVGO | 11135F101 | $7.6M | 0.19% | 24,440 | SH |
| 34 | ALPHABET INC | GOOG | 02079K107 | $6.9M | 0.17% | 23,931 | SH |
| 35 | MADRIGAL PHARMACEUTICALS INC | MDGL | 558868105 | $6.7M | 0.17% | 12,820 | SH |
| 36 | ALLSPRING EXCHANGE TRADED FU | AINP | 01989A100 | $6.5M | 0.16% | 261,374 | SH |
| 37 | FIRST TR EXCH TRADED FD III | FMB | 33739N108 | $6.0M | 0.15% | 118,659 | SH |
| 38 | ISHARES TR | IWY | 464289438 | $5.5M | 0.14% | 22,225 | SH |
| 39 | SPDR SERIES TRUST | SPTL | 78464A664 | $5.2M | 0.13% | 197,537 | SH |
| 40 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $5.2M | 0.13% | 10,808 | SH |
| 41 | TESLA INC | TSLA | 88160R101 | $5.1M | 0.13% | 13,674 | SH |
| 42 | INVESCO QQQ TR | QQQ | 46090E103 | $5.0M | 0.12% | 8,718 | SH |
| 43 | APPLE INC | AAPL | 037833100 | $4.9M | 0.12% | 19,114 | SH |
| 44 | JPMORGAN CHASE & CO | JPM | 46625H100 | $4.8M | 0.12% | 16,162 | SH |
| 45 | NVIDIA CORPORATION | NVDA | 67066G104 | $4.7M | 0.12% | 26,774 | SH |
| 46 | BROADCOM INC | AVGO | 11135F101 | $4.4M | 0.11% | 14,224 | SH |
| 47 | AMAZON COM INC | AMZN | 023135106 | $4.4M | 0.11% | 21,039 | SH |
| 48 | EXXON MOBIL CORP | XOM | 30231G102 | $4.4M | 0.11% | 25,762 | SH |
| 49 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $4.3M | 0.11% | 74,414 | SH |
| 50 | AB ACTIVE ETFS INC | TAFI | 00039J202 | $4.1M | 0.10% | 162,762 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-15 | $4.03B | 3,980 | 0001909316-26-000003 |
| 2025-12-31 | 2026-02-13 | $3.81B | 3,676 | 0001909316-26-000001 |