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Global Wealth Strategies & Associates — 13F Holdings & Portfolio

CIK 1912297 · latest 13F-HR filed 2026-04-03

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$407.0M

Long-equity book

Holdings

543

Distinct positions

Period

2026-03-31

Filed 2026-04-03

Q/Q Activity

+66 / −72 / ↑150 / ↓208

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • SCHWAB U.S. SMALL-CAP ETF$7.9M +1896.4%
  • VANGUARD DIVIDEND APPRECIATION ETF$7.1M +52.7%
  • VANGUARD FTSE EMERGING MARKETS ETF$5.8M +7762.7%
  • VANECK URANIUM AND NUCLEAR ETF$2.1M +101373.0%
  • VANGUARD TOTAL BOND MARKET ETF$2.0M +6.8%
Show all 150 →

Top Trims

  • VANGUARD S&P 500 ETF-$33.7M -21.6%
  • ISHARES MSCI USA QUALITY FACTOR ETF-$11.1M -73.7%
  • ISHARES MSCI USA MOMENTUM FACTOR ETF-$8.4M -81.6%
  • ISHARES 20 YEAR TREASURY BOND ETF-$5.3M -79.8%
  • ISHARES A.I. INNOVATION AND TECH ACTIVE ETF-$1.6M -69.9%
Show all 208 →

New Positions

  • ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF$20.7M
  • FIDELITY INVESTMENT GRADE SECURITIZED ETF$8.3M
  • VANGUARD FTSE PACIFIC ETF$5.9M
  • FIRST TRUST NATURAL GAS ETF$497.9K
  • IMMUNITYBIO INC COM$222.6K
Show all 66 →

Exited Positions

  • INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - APRIL$103.8K
  • AFFIRM HLDGS INC COM CL A$60.6K
  • INTERDIGITAL INC COM$53.5K
  • BLACKROCK MUN TARGET TERM TR COM SHS BEN IN$44.9K
  • BLACKROCK ENHANCED EQUITY DIVI COM$37.0K
Show all 72 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD S&P 500 ETF VOO 922908363 $122.3M 30.06% 204,711 SH
2 ISHARES CORE MSCI EAFE ETF IEFA 46432F842 $44.1M 10.83% 486,786 SH
3 VANGUARD TOTAL BOND MARKET ETF BND 921937835 $32.0M 7.86% 434,311 SH
4 INVESCO NASDAQ 100 ETF QQQM 46138G649 $26.8M 6.59% 112,808 SH
5 ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF DYNF 09290C103 $20.7M 5.08% 355,591 SH
6 VANGUARD DIVIDEND APPRECIATION ETF VIG 921908844 $20.7M 5.08% 96,128 SH
7 ISHARES FLEXIBLE INCOME ACTIVE ETF BINC 092528603 $12.9M 3.16% 247,530 SH
8 ISHARES NATIONAL MUNI BOND ETF MUB 464288414 $12.4M 3.04% 116,606 SH
9 ISHARES GOLD TRUST IAU 464285204 $10.6M 2.60% 119,941 SH
10 SCHWAB U.S. SMALL-CAP ETF SCHA 808524607 $8.3M 2.04% 285,898 SH
11 FIDELITY INVESTMENT GRADE SECURITIZED ETF FSEC 316188705 $8.3M 2.03% 188,729 SH
12 VANGUARD FTSE EMERGING MARKETS ETF VWO 922042858 $5.9M 1.45% 108,862 SH
13 VANGUARD FTSE PACIFIC ETF VPL 922042866 $5.9M 1.44% 59,903 SH
14 BARINGS CORPORATE INVS COM MCI 06759X107 $4.9M 1.21% 286,823 SH
15 ISHARES SEMICONDUCTOR ETF SOXX 464287523 $4.4M 1.08% 13,360 SH
16 ISHARES MSCI USA QUALITY FACTOR ETF QUAL 46432F339 $4.0M 0.97% 20,612 SH
17 COLUMBIA MULTI-SECTOR MUNICIPAL INCOME ETF MUST 19761L607 $3.4M 0.83% 164,522 SH
18 SCHWAB CRYPTO THEMATIC ETF STCE 808524656 $3.1M 0.75% 59,003 SH
19 APPLE INC COM AAPL 037833100 $2.9M 0.71% 11,417 SH
20 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $2.9M 0.71% 5,019 SH
21 ISHARES S&P 100 ETF OEF 464287101 $2.6M 0.63% 8,049 SH
22 SHERWIN WILLIAMS CO COM SHW 824348106 $2.5M 0.60% 7,680 SH
23 VANECK URANIUM AND NUCLEAR ETF NLR 92189F601 $2.1M 0.53% 16,083 SH
24 ISHARES MSCI USA MOMENTUM FACTOR ETF MTUM 46432F396 $1.9M 0.47% 7,902 SH
25 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $1.4M 0.35% 2,208 SH
26 MICROSOFT CORP COM MSFT 594918104 $1.4M 0.33% 3,654 SH
27 ISHARES 20 YEAR TREASURY BOND ETF TLT 464287432 $1.3M 0.33% 15,414 SH
28 NVIDIA CORPORATION COM NVDA 67066G104 $1.3M 0.31% 7,286 SH
29 AMAZON COM INC COM AMZN 023135106 $1.2M 0.30% 5,872 SH
30 SIMPLIFY MANAGED FUTURES STRATEGY ETF CTA 82889N699 $963.3K 0.24% 31,877 SH
31 STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF XLK 81369Y803 $914.9K 0.22% 6,884 SH
32 FIRST TRUST LONG/SHORT EQUITY ETF FTLS 33739P103 $900.0K 0.22% 12,791 SH
33 TESLA INC COM TSLA 88160R101 $779.6K 0.19% 2,097 SH
34 SCHWAB U.S. LARGE-CAP GROWTH ETF SCHG 808524300 $759.0K 0.19% 26,056 SH
35 ISHARES A.I. INNOVATION AND TECH ACTIVE ETF BAI 09290C780 $690.8K 0.17% 20,966 SH
36 ISHARES RUSSELL MID-CAP GROWTH ETF IWP 464287481 $681.4K 0.17% 5,318 SH
37 ALPHABET INC CAP STK CL A GOOGL 02079K305 $653.5K 0.16% 2,273 SH
38 JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF JEPQ 46654Q203 $580.4K 0.14% 10,453 SH
39 ISHARES CORE S&P 500 ETF IVV 464287200 $556.0K 0.14% 851 SH
40 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $529.8K 0.13% 8,268 SH
41 ISHARES CORE S&P MID-CAP ETF IJH 464287507 $500.9K 0.12% 7,417 SH
42 FIRST TRUST NATURAL GAS ETF FCG 33733E807 $497.9K 0.12% 15,711 SH
43 STATE STREET SPDR NYSE TECHNOLOGY ETF XNTK 78464A102 $485.0K 0.12% 1,900 SH
44 VANGUARD VALUE ETF VTV 922908744 $482.7K 0.12% 2,460 SH
45 JPMORGAN CHASE & CO COM JPM 46625H100 $478.6K 0.12% 1,627 SH
46 JOHNSON & JOHNSON COM JNJ 478160104 $473.5K 0.12% 1,937 SH
47 ISHARES RUSSELL 1000 ETF IWB 464287622 $473.2K 0.12% 1,327 SH
48 INVESCO BULLETSHARES 2032 CORPORATE BOND ETF BSCW 46139W858 $452.3K 0.11% 21,970 SH
49 INTERNATIONAL BUSINESS MACHS COM IBM 459200101 $442.8K 0.11% 1,827 SH
50 COSTCO WHOLESALE CORPORATION COM COST 22160K105 $438.8K 0.11% 440 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-03 $407.0M 543 0001912297-26-000002
2025-12-31 2026-01-02 $401.1M 549 0001912297-26-000001