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NOVEM GROUP — 13F Holdings & Portfolio

CIK 1926783 · latest 13F-HR filed 2026-07-21

Backtest portfolio

NOVEM GROUP manages $987.9M in 13F-reported U.S. long-equity assets across 920 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are PYLD (4.22%), SCHG (4.08%), SPYM (2.82%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 64 new positions and exited 51; 216 existing positions rose in reported value and 81 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$987.9M

Long-equity book

Holdings
920

Distinct positions

Period
2026-06-30

Filed 2026-07-21

Q/Q Activity
+64 / −51 / ↑216 / ↓81

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
PYLD4.2% · +454%SCHG4.1% · +3%SPYM2.9% · +2%FFLC2.8% · +2%BOND2.3% · +5%SCHO2.0% · +4%VUG2.0% · +501%FALN1.9% · +4%VTV1.9% · -0%SPYV1.9% · -11%AAPL1.8% · +6%MINT1.8% · -36%VYM1.6% · -28%IVV1.6% · +4%CORP1.5% · +4%IBDS1.4% · +13%IBDT1.4% · +13%VIG1.4% · -0%PAAA1.1% · newJPEF1.1% · -20%CGGO1.0% · +309%AVGO0.9% · -2%CGDV0.9% · -12%FFSM0.9% · +10%FNDX0.9% · +21%FEGE0.8% · +15%IVW0.8% · +56%SPDW0.8% · -8%WMT0.7% · -2%MRK0.7% · +16%DYNF0.7% · +64%JPM0.7% · +0%IWM0.7% · +2%NVDA0.7% · -3%MSFT0.7% · +9%IJJ0.7% · +4%QQQM0.6% · +248%DLFE0.6% · newCOP0.6% · -8%QTUM0.6% · -1%AIQ0.6% · +4%AMGN0.5% · +2%ALL0.5% · +0%IJH0.5% · -1%QCOM0.5% · -5%AZN0.5% · newPLD0.5% · -4%PNC0.5% · -4%BRK.B0.5% · +13%FDEC0.5% · +2%XCNY0.5% · +3%SDY0.4% · -1%NXPI0.4% · -23%VCIT0.4% · +4%JCI0.4% · -13%SPY0.4% · -19%SMLF0.4% · -0%FNDF0.4% · +6%CGMS0.4% · -12%EMR0.4% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 25.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 3, 2026.

Assets Under Management
$1.72B
Discretionary
$1.45B
Employees
52
Accounts
5,571
Address
350 LINDEN OAKS
SUITE 140
ROCHESTER, NY 14625
Phone
(585) 348-9525
Website
Name Title / Status Ownership Type
BARTOLOTTA, ROBERT, JOSEPH ControlCEO, CCO
since Jun 2011
75% or moreIndividual
MANUEL, PATRICK, DANIELPRESIDENT
since Jan 2017
Less than 5%Individual
Ownership & leadership changes · 4 filings with changes since Nov 28, 2011

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 24, 2025 filing
  • No longer listedESTEVES, AMANDA, RACHEL · CCO · Less than 5% · listed since Jan 2017
  • ChangedBARTOLOTTA, ROBERT, JOSEPH · title CEO → CEO, CCO
Mar 1, 2023 filing
  • No longer listedALTIERI, JEFFREY, BERNARD · SHAREHOLDER · Less than 5% · listed since Mar 2021
  • No longer listedHERENDEEN, CHARLES, GABRIEL · SHAREHOLDER · Less than 5% · listed since Jan 2017
  • No longer listedRACO, JEREMY, THOMAS · SHAREHOLDER · Less than 5% · listed since Jan 2017
  • ChangedBARTOLOTTA, ROBERT, JOSEPH · title PRESIDENT & CEO → CEO
  • ChangedESTEVES, AMANDA, RACHEL · title CCO & SHAREHOLDER → CCO
  • ChangedMANUEL, PATRICK, DANIEL · title SHAREHOLDER → PRESIDENT
Mar 29, 2021 filing
  • No longer listedSCHAEFFER, CHRISTOPHER · SHAREHOLDER · Less than 5% · listed since Jan 2017
  • AddedALTIERI, JEFFREY, BERNARD · SHAREHOLDER · Less than 5%
Mar 19, 2020 filing
  • AddedESTEVES, AMANDA, RACHEL · CCO & SHAREHOLDER · Less than 5%
  • AddedHERENDEEN, CHARLES, GABRIEL · SHAREHOLDER · Less than 5%
  • AddedMANUEL, PATRICK, DANIEL · SHAREHOLDER · Less than 5%
  • AddedRACO, JEREMY, THOMAS · SHAREHOLDER · Less than 5%
  • AddedSCHAEFFER, CHRISTOPHER · SHAREHOLDER · Less than 5%
  • ChangedBARTOLOTTA, ROBERT, JOSEPH · title PRESIDENT/CHIEF COMPLIANCE OFFICER → PRESIDENT & CEO
Nov 28, 2011 filing (earliest on record)
  • ListedBARTOLOTTA, ROBERT, JOSEPH · PRESIDENT/CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

NOVEM GROUP Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 PIMCO ETF TR PYLD 72201R585 $41.7M 4.22% 1,573,225 SH
2 SCHWAB STRATEGIC TR SCHG 808524300 $40.3M 4.08% 1,191,627 SH
3 SPDR SERIES TRUST SPYM 78464A854 $27.8M 2.82% 316,662 SH
4 FIDELITY COVINGTON TRUST FFLC 316092360 $27.4M 2.77% 465,338 SH
5 PIMCO ETF TR BOND 72201R775 $22.1M 2.24% 240,067 SH
6 VANGUARD INDEX FDS VUG 922908736 $19.6M 1.99% 227,982 SH
7 SCHWAB STRATEGIC TR SCHO 808524862 $19.4M 1.97% 805,176 SH
8 VANGUARD INDEX FDS VTV 922908744 $18.5M 1.88% 85,113 SH
9 ISHARES TR FALN 46435G474 $18.3M 1.86% 672,892 SH
10 SPDR SERIES TRUST SPYV 78464A508 $18.3M 1.85% 300,595 SH
11 PIMCO ETF TR MINT 72201R833 $17.8M 1.80% 176,273 SH
12 APPLE INC AAPL 037833100 $17.3M 1.75% 59,774 SH
13 VANGUARD WHITEHALL FDS VYM 921946406 $15.7M 1.59% 99,216 SH
14 ISHARES TR IVV 464287200 $15.6M 1.58% 20,810 SH
15 PIMCO ETF TR CORP 72201R817 $14.8M 1.50% 152,980 SH
16 ISHARES TR IBDS 46435UAA9 $14.2M 1.44% 588,288 SH
17 ISHARES TR IBDT 46435U515 $14.2M 1.44% 563,458 SH
18 VANGUARD SPECIALIZED FUNDS VIG 921908844 $13.8M 1.40% 58,462 SH
19 PGIM ETF TR PTRB 69344A800 $10.5M 1.07% 253,952 SH
20 J P MORGAN EXCHANGE TRADED F JPEF 46654Q781 $10.4M 1.05% 128,961 SH
21 CAPITAL GROUP GBL GROWTH EQT CGGO 14020X104 $9.9M 1.00% 233,427 SH
22 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $8.9M 0.90% 180,725 SH
23 BROADCOM INC AVGO 11135F101 $8.8M 0.89% 23,381 SH
24 FIDELITY COVINGTON TRUST FFSM 316092295 $8.7M 0.88% 227,274 SH
25 SCHWAB STRATEGIC TR FNDX 808524771 $8.4M 0.85% 269,946 SH
26 RBB FUND TRUST FEGE 75526L886 $8.2M 0.83% 167,496 SH
27 ISHARES TR IVW 464287309 $8.0M 0.81% 58,379 SH
28 SPDR INDEX SHS FDS SPDW 78463X889 $7.6M 0.77% 151,582 SH
29 WALMART INC WMT 931142103 $7.1M 0.72% 62,833 SH
30 MERCK & CO INC MRK 58933Y105 $6.9M 0.70% 54,006 SH
31 BLACKROCK ETF TRUST DYNF 09290C103 $6.9M 0.70% 101,472 SH
32 ISHARES TR IWM 464287655 $6.7M 0.68% 22,418 SH
33 NVIDIA CORPORATION NVDA 67066G104 $6.5M 0.66% 32,643 SH
34 ISHARES TR IJJ 464287705 $6.4M 0.65% 43,367 SH
35 JPMORGAN CHASE & CO JPM 46625H100 $6.4M 0.65% 19,495 SH
36 MICROSOFT CORP MSFT 594918104 $6.1M 0.61% 16,262 SH
37 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $5.9M 0.60% 19,546 SH
38 FIRST TR EXCHNG TRADED FD VI DLFE 33740U273 $5.7M 0.58% 179,795 SH
39 ETF SER SOLUTIONS QTUM 26922A420 $5.6M 0.57% 33,808 SH
40 GLOBAL X FDS AIQ 37954Y632 $5.6M 0.57% 85,194 SH
41 CONOCOPHILLIPS COP 20825C104 $5.3M 0.53% 50,787 SH
42 AMGEN INC AMGN 031162100 $5.2M 0.52% 14,323 SH
43 ALLSTATE CORP ALL 020002101 $5.1M 0.51% 21,303 SH
44 ISHARES TR IJH 464287507 $5.0M 0.51% 64,790 SH
45 QUALCOMM INC QCOM 747525103 $4.8M 0.48% 25,741 SH
46 ASTRAZENECA PLC AZN G0593M107 $4.5M 0.46% 23,950 SH
47 PROLOGIS INC. PLD 74340W103 $4.5M 0.46% 33,266 SH
48 PNC FINL SVCS GROUP INC PNC 693475105 $4.5M 0.45% 18,243 SH
49 FIRST TR EXCHNG TRADED FD VI FDEC 33740U505 $4.5M 0.45% 82,353 SH
50 SPDR INDEX SHS FDS XCNY 78463X848 $4.5M 0.45% 109,572 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-21 $987.9M 920 0002085853-26-000789
2026-03-31 2026-04-13 $873.1M 920 0002085853-26-000356
2025-12-31 2026-01-27 $869.7M 905 0002085853-26-000113
Filer Information
Address
350 LINDEN OAKS
SUITE 140
ROCHESTER, NY 14625
Phone
(585) 348-9525
Filing Manager
NOVEM GROUP
Rochester, NY
Signatory
Timothy Gerlach
Portfolio Manager