Top Institutional Investors

Worth Asset Management, LLC — 13F Holdings & Portfolio

CIK 1927285 · latest 13F-HR filed 2026-10-07

Backtest portfolio

Worth Asset Management, LLC manages $343.1M in 13F-reported U.S. long-equity assets across 738 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVV (5.43%), IUSB (4.57%), SGOV (3.88%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 54 new positions and exited 38; 85 existing positions rose in reported value and 59 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$343.1M

Long-equity book

Holdings
738

Distinct positions

Period
2026-09-30

Filed 2026-10-07

Q/Q Activity
+54 / −38 / ↑85 / ↓59

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
IVV5.8% · +1365%IUSB4.6% · newSGOV4.2% · -20%AOR3.8% · -75%SPYM3.5% · +17%JPST2.8% · +81%QQQM2.6% · -46%IDEV2.2% · newAAPL2.2% · +13%CGBL2.2% · -4%DIA2.0% · newHYG1.8% · +4%TFLO1.6% · +13%VTV1.5% · +268%MSFT1.5% · +29%NVDA1.4% · +23%BIL1.2% · +37%VRIG1.2% · +6%XOM1.1% · +325%BND1.1% · +12%QQQ1.1% · -71%IEMG1.0% · newRSP0.8% · +45%JEPI0.8% · +18%AMZN0.7% · +23%MU0.7% · -28%FBND0.7% · +59%VGHY0.7% · +47%DGRO0.7% · +82%CPSL0.7% · +22%FMDE0.7% · +51%PYLD0.6% · +26%DBMF0.6% · +35%SGOL0.6% · +128%IAGG0.6% · newTXN0.6% · -8%XBI0.6% · -2%LLY0.6% · +9%VTI0.6% · +2%AGG0.6% · +28%XLV0.6% · +7%VSDB0.6% · +167%PANW0.5% · -30%GOOGL0.5% · +16%SCHX0.5% · -11%AVGO0.5% · -19%MRK0.5% · +197%DFCF0.5% · +25%DFAI0.5% · +42%VBIL0.5% · +153%MGK0.5% · +6%CVX0.5% · +358%MGV0.5% · -41%IYW0.4% · -3%FNDF0.4% · +39%SCHI0.4% · +28%CWB0.4% · -16%IWM0.4% · -1%AMD0.4% · -56%FLOT0.4% · -18%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 33.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 27, 2026.

Assets Under Management
$288.2M
Discretionary
$288.1M
Employees
12
Accounts
333
Address
17855 DALLAS PARKWAY
SUITE 150
DALLAS, TX 75287
Phone
(469) 257-5074
Website
Name Title / Status Ownership Type
CLARK FAMILY LIVING TRUST ControlOWNER/MANAGING MEMBER
since Jan 2023
75% or moreDomestic Entity
CLARK, JAMES, WILLARD ControlMANAGING MEMBER
since Mar 2013
10–25%Individual
GESIN, LISA, LEE ControlCCO
since Nov 2022
Less than 5%Individual
WARING, CHARLES, WILDEY ControlMEMBER
since Dec 2025
10–25%Individual
CLARK, JAMES, WILLARD Control
Indirect owner via CLARK FAMILY LIVING TRUST
CO-TRUSTEE
since Jan 2023
25–50%Individual
CLARK, JULIE, MARY
Indirect owner via CLARK FAMILY LIVING TRUST
CO-TRUSTEE
since Jan 2023
25–50%Individual
Ownership & leadership changes · 6 filings with changes since Jul 30, 2021

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 15, 2026 filing
  • AddedCLARK, JAMES, WILLARD · CO-TRUSTEE · 25–50% · indirect via CLARK FAMILY LIVING TRUST · control person
  • AddedCLARK, JULIE, MARY · CO-TRUSTEE · 25–50% · indirect via CLARK FAMILY LIVING TRUST
Feb 25, 2026 filing
  • No longer listedSOUTHOCEAN MANAGEMENT, INC. · MEMBER · 10–25% · control person · listed since Mar 2013
  • AddedWARING, CHARLES, WILDEY · MEMBER · 10–25% · control person
Feb 13, 2024 filing
  • Listed againCLARK, JAMES, WILLARD · MANAGING MEMBER · 10–25% · control person
  • ChangedCLARK FAMILY LIVING TRUST · title MANAGING MEMBER → OWNER/MANAGING MEMBER
Feb 3, 2023 filing
  • No longer listedCLARK, JAMES, WILLARD · MANAGING DIRECTOR · 75% or more · control person · listed since Mar 2013
  • AddedCLARK FAMILY LIVING TRUST · MANAGING MEMBER · 75% or more · control person
Nov 16, 2022 filing
  • AddedGESIN, LISA, LEE · CCO · Less than 5% · control person
  • ChangedCLARK, JAMES, WILLARD · title CCO → MANAGING DIRECTOR; ownership 50–75% → 75% or more
Apr 21, 2022 filing
  • No longer listedWARING, CHARLES, WILDEY · PRESIDENT · 75% or more · indirect via SOUTHOCEAN MANAGEMENT, INC. · control person · listed since Feb 1992
  • ChangedSOUTHOCEAN MANAGEMENT, INC. · ownership 50–75% → 10–25%
Jul 30, 2021 filing (earliest on record)
  • ListedCLARK, JAMES, WILLARD · CCO · 50–75% · control person
  • ListedSOUTHOCEAN MANAGEMENT, INC. · MEMBER · 50–75% · control person
  • ListedWARING, CHARLES, WILDEY · PRESIDENT · 75% or more · indirect via SOUTHOCEAN MANAGEMENT, INC. · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Worth Asset Management, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES CORE S&P 500 ETF IVV 464287200 $18.6M 5.43% 24,334 SH
2 ISHARES CORE TOTAL USD BOND MARKET ETF IUSB 46434V613 $15.7M 4.57% 355,511 SH
3 ISHARES 0-3 MONTH TREASURY BOND ETF SGOV 46436E718 $13.3M 3.88% 132,214 SH
4 ISHARES CORE 60/40 BALANCED ALLOCATION ETF AOR 464289867 $12.9M 3.76% 188,089 SH
5 STATE STREET SPDR PORTFOLIO S&P 500 ETF SPYM 78464A854 $10.0M 2.92% 111,639 SH
6 JPMORGAN ULTRA-SHORT INCOME ETF JPST 46641Q837 $8.7M 2.55% 173,540 SH
7 ISHARES CORE MSCI INTERNATIONAL DEVELOPED MARKETS ETF IDEV 46435G326 $7.5M 2.18% 83,575 SH
8 CAPITAL GROUP CORE BALANCED ETF CGBL 14021D107 $7.4M 2.16% 201,745 SH
9 STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST DIA 78467X109 $6.5M 1.89% 12,747 SH
10 ISHARES TREASURY FLOATING RATE BOND ETF TFLO 46434V860 $5.6M 1.64% 111,085 SH
11 INVESCO NASDAQ 100 ETF QQQM 46138G649 $5.2M 1.51% 17,038 SH
12 VANGUARD MORNINGSTAR VALUE ETF VTV 922908744 $4.9M 1.42% 22,577 SH
13 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF HYG 464288513 $4.0M 1.17% 51,871 SH
14 APPLE INC COM AAPL 037833100 $3.8M 1.12% 11,508 SH
15 INVESCO VARIABLE RATE INVESTMENT GRADE ETF VRIG 46090A879 $3.3M 0.96% 131,376 SH
16 ISHARES CORE MSCI EMERGING MARKETS ETF IEMG 46434G103 $3.2M 0.95% 40,031 SH
17 STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF BIL 78468R663 $3.2M 0.94% 35,174 SH
18 EXXONMOBIL HOLDINGS CORP COM SHS XOM 30233Q108 $3.1M 0.90% 18,942 SH
19 INVESCO S&P 500 EQUAL WEIGHT ETF RSP 46137V357 $2.7M 0.78% 12,857 SH
20 JPMORGAN EQUITY PREMIUM INCOME ETF JEPI 46641Q332 $2.7M 0.77% 47,293 SH
21 FIDELITY TOTAL BOND ETF FBND 316188309 $2.5M 0.73% 58,178 SH
22 VANGUARD HIGH-YIELD ACTIVE ETF VGHY 922031687 $2.5M 0.73% 34,588 SH
23 ISHARES CORE DIVIDEND GROWTH ETF DGRO 46434V621 $2.4M 0.71% 32,109 SH
24 CALAMOS LADDERED S&P 500 STRUCTURED ALT PROTECTION ETF CPSL 12811T738 $2.4M 0.70% 85,463 SH
25 FIDELITY ENHANCED MID CAP CORE ETF FMDE 31609A503 $2.2M 0.65% 55,284 SH
26 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $2.2M 0.65% 3,015 SH
27 PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND PYLD 72201R585 $2.2M 0.64% 86,809 SH
28 ISHARES CORE INTERNATIONAL AGGREGATE BOND ETF IAGG 46435G672 $2.1M 0.63% 43,649 SH
29 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF HYG 464288513 $2.1M 0.62% 27,350 SH
30 INVESCO NASDAQ 100 ETF QQQM 46138G649 $2.0M 0.60% 6,704 SH
31 VANGUARD SHORT DURATION BOND ETF VSDB 922020730 $1.9M 0.56% 25,509 SH
32 STATE STREET SPDR PORTFOLIO S&P 500 ETF SPYM 78464A854 $1.8M 0.54% 20,466 SH
33 DIMENSIONAL CORE FIXED INCOME ETF DFCF 25434V872 $1.8M 0.52% 44,293 SH
34 TEXAS INSTRS INC COM TXN 882508104 $1.7M 0.50% 6,185 SH
35 STATE STREET SPDR S&P BIOTECH ETF XBI 78464A870 $1.6M 0.48% 10,369 SH
36 DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF DFAI 25434V203 $1.6M 0.47% 39,020 SH
37 NVIDIA CORPORATION COM NVDA 67066G104 $1.6M 0.46% 6,939 SH
38 STATE STREET HEALTH CARE SELECT SECTOR SPDR ETF XLV 81369Y209 $1.6M 0.46% 9,397 SH
39 VANGUARD 0-3 MONTH TREASURY BILL ETF VBIL 922040845 $1.6M 0.46% 20,844 SH
40 ABRDN PHYSICAL GOLD SHARES ETF SGOL 00326A104 $1.5M 0.45% 39,005 SH
41 ISHARES U.S. TECHNOLOGY ETF IYW 464287721 $1.5M 0.45% 5,790 SH
42 ISHARES CORE U.S. AGGREGATE BOND ETF AGG 464287226 $1.5M 0.45% 16,187 SH
43 VANGUARD TOTAL BOND MARKET ETF BND 921937835 $1.5M 0.44% 21,632 SH
44 VANGUARD MORNINGSTAR MEGA CAP VALUE ETF MGV 921910840 $1.5M 0.44% 9,420 SH
45 SCHWAB 5-10 YEAR CORPORATE BOND ETF SCHI 808524698 $1.5M 0.44% 70,146 SH
46 VANGUARD MORNINGSTAR MEGA CAP GROWTH ETF MGK 921910816 $1.5M 0.44% 16,207 SH
47 VANGUARD TOTAL BOND MARKET ETF BND 921937835 $1.5M 0.43% 21,127 SH
48 SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF FNDF 808524755 $1.5M 0.43% 27,552 SH
49 SCHWAB U.S. LARGE-CAP ETF SCHX 808524201 $1.5M 0.43% 48,779 SH
50 ISHARES RUSSELL 2000 ETF IWM 464287655 $1.4M 0.42% 5,140 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-07 $343.1M 738 0001927285-26-000007
2026-06-30 2026-07-08 $312.6M 603 0001927285-26-000005
2026-03-31 2026-04-17 $268.2M 547 0001927285-26-000003
2025-12-31 2026-01-14 $235.8M 447 0001927285-26-000001
Filer Information
Address
17855 DALLAS PARKWAY
SUITE 150
DALLAS, TX 75287
Phone
(469) 257-5075
Filing Manager
Worth Asset Management, LLC
DALLAS, TX
Signatory
Jim Clark
Managing Director