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STAGE HARBOR FINANCIAL, LLC — 13F Holdings & Portfolio

CIK 1934721 · latest 13F-HR filed 2026-08-07

Backtest portfolio

STAGE HARBOR FINANCIAL, LLC manages $173.1M in 13F-reported U.S. long-equity assets across 64 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DFLV (16.08%), VUG (14.16%), MUB (9.22%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 5 new positions, exited 2, added to 48, and trimmed 1.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
100 LOWDER BROOK DRIVE
SUITE 2500
WESTWOOD, MA 02090
Phone
(781) 934-3130
Filing Manager
STAGE HARBOR FINANCIAL, LLC
WESTWOOD, MA
Signatory
Rosemarie Ranzie
Chief Compliance Officer
Loading holdings…
AUM

$173.1M

Long-equity book

Holdings

64

Distinct positions

Period

2026-06-30

Filed 2026-08-07

Q/Q Activity

+5 / −2 / ↑48 / ↓1

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • VANGUARD INDEX FDS$4.3M +21.3%
  • DIMENSIONAL ETF TRUST$4.0M +16.8%
  • DIMENSIONAL ETF TRUST$1.6M +35.7%
  • NEUBERGER BERMAN ETF TRUST$1.3M +22.2%
  • MORGAN STANLEY ETF TRUST$1.2M +23.9%
Show all 48 →

Top Trims

  • NETFLIX INC.-$116.6K -35.4%
Show all 1 →

New Positions

  • PIMCO ETF TR$800.4K
  • PIMCO ETF TR$535.9K
  • GE VERNOVA INC$239.7K
  • BROADCOM INC$233.1K
  • CATERPILLAR INC$203.4K
Show all 5 →

Exited Positions

  • ISHARES TR$337.5K
  • EXXON MOBIL CORP$202.2K
Show all 2 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL ETF TRUST DFLV 25434V666 $27.8M 16.08% 703,973 SH
2 VANGUARD INDEX FDS VUG 922908736 $24.5M 14.16% 284,550 SH
3 ISHARES TR MUB 464288414 $16.0M 9.22% 148,320 SH
4 NEUBERGER BERMAN ETF TRUST NBSM 64135A804 $7.3M 4.22% 254,627 SH
5 ISHARES TR EFV 464288877 $7.1M 4.10% 92,606 SH
6 ISHARES TR ACWX 464288240 $6.7M 3.88% 88,140 SH
7 ISHARES TR IWF 464287614 $6.6M 3.82% 53,280 SH
8 MORGAN STANLEY ETF TRUST EVTR 61774R841 $6.3M 3.65% 124,474 SH
9 VANGUARD INDEX FDS VB 922908751 $6.2M 3.60% 20,579 SH
10 DIMENSIONAL ETF TRUST DXUV 25434V559 $6.1M 3.54% 92,079 SH
11 VANGUARD MUN BD FDS VTEB 922907746 $5.7M 3.30% 112,971 SH
12 SCHWAB STRATEGIC TR FNDX 808524771 $5.6M 3.21% 178,629 SH
13 ISHARES TR IVV 464287200 $5.4M 3.11% 7,188 SH
14 VANGUARD INDEX FDS VOE 922908512 $4.0M 2.32% 20,323 SH
15 VANGUARD INDEX FDS VTV 922908744 $3.6M 2.05% 16,322 SH
16 ISHARES TR IWD 464287598 $3.1M 1.80% 12,840 SH
17 SCHWAB STRATEGIC TR FNDF 808524755 $2.1M 1.24% 40,732 SH
18 VANGUARD BD INDEX FDS BND 921937835 $2.0M 1.15% 27,165 SH
19 ISHARES TR EFG 464288885 $1.5M 0.87% 12,077 SH
20 VANGUARD INDEX FDS VOO 922908363 $1.5M 0.85% 2,142 SH
21 DIMENSIONAL ETF TRUST DFIV 25434V807 $1.4M 0.81% 25,914 SH
22 VANGUARD INDEX FDS VTI 922908769 $1.3M 0.76% 3,576 SH
23 ISHARES TR IWP 464287481 $1.3M 0.74% 8,759 SH
24 ISHARES TR IWM 464287655 $1.2M 0.68% 3,889 SH
25 NVIDIA CORPORATION NVDA 67066G104 $1.0M 0.60% 5,230 SH
26 ISHARES TR MTUM 46432F396 $960.0K 0.55% 2,800 SH
27 ISHARES TR EFA 464287465 $921.1K 0.53% 8,867 SH
28 PIMCO ETF TR SMMU 72201R874 $800.4K 0.46% 15,850 SH
29 DIMENSIONAL ETF TRUST DFAC 25434V708 $770.0K 0.44% 17,358 SH
30 VANGUARD INDEX FDS VBR 922908611 $766.9K 0.44% 3,156 SH
31 VANGUARD TAX-MANAGED FDS VEA 921943858 $664.6K 0.38% 9,328 SH
32 INVESCO EXCHANGE TRADED FD T PRF 46137V613 $640.0K 0.37% 11,846 SH
33 ALPHABET INC GOOG 02079K107 $586.5K 0.34% 1,660 SH
34 AMAZON COM INC AMZN 023135106 $572.0K 0.33% 2,400 SH
35 MICROSOFT CORP MSFT 594918104 $570.7K 0.33% 1,530 SH
36 PIMCO ETF TR PYLD 72201R585 $560.2K 0.32% 21,124 SH
37 PIMCO ETF TR MINT 72201R833 $535.9K 0.31% 5,316 SH
38 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $522.0K 0.30% 699 SH
39 ISHARES TR IVE 464287408 $516.8K 0.30% 2,276 SH
40 APPLE INC AAPL 037833100 $504.4K 0.29% 1,743 SH
41 VANGUARD INTL EQUITY INDEX F VSS 922042718 $438.8K 0.25% 2,844 SH
42 DIMENSIONAL ETF TRUST DFAT 25434V609 $437.8K 0.25% 6,263 SH
43 VANGUARD WORLD FD MGC 921910873 $431.2K 0.25% 1,576 SH
44 TESLA INC TSLA 88160R101 $422.3K 0.24% 1,004 SH
45 ISHARES INC IEMG 46434G103 $407.2K 0.24% 4,915 SH
46 DIMENSIONAL ETF TRUST DFAE 25434V302 $406.0K 0.23% 10,097 SH
47 ALPHABET INC GOOGL 02079K305 $400.6K 0.23% 1,121 SH
48 META PLATFORMS INC META 30303M102 $398.2K 0.23% 707 SH
49 ISHARES TR QUAL 46432F339 $390.1K 0.23% 1,778 SH
50 VISA INC V 92826C839 $369.2K 0.21% 1,076 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-07 $173.1M 64 0001951757-26-001181
2026-03-31 2026-05-04 $150.8M 61 0001951757-26-000769
2025-12-31 2026-02-17 $148.4M 60 0001951757-26-000471