STAGE HARBOR FINANCIAL, LLC — 13F Holdings & Portfolio

CIK 1934721 · latest 13F-HR filed 2026-08-07

STAGE HARBOR FINANCIAL, LLC manages $173.1M in 13F-reported U.S. long-equity assets across 64 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DFLV (16.08%), VUG (14.16%), MUB (9.22%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 5 new positions and exited 2; 48 existing positions rose in reported value and 1 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$173.1M

Long-equity book

Holdings

Distinct positions

Period

2026-06-30

Filed 2026-08-07

Q/Q Activity

+5 / −2 / ↑48 / ↓1

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26

DFLV16.1% · +6%VUG14.2% · +515%MUB9.2% · -2%NBSM4.2% · +7%EFV4.1% · -0%ACWX3.9% · +0%IWF3.8% · +310%EVTR3.6% · +24%VB3.6% · -0%DXUV3.5% · +21%VTEB3.3% · -2%FNDX3.2% · -0%IVV3.1% · -7%VOE2.3% · -0%VTV2.1% · +1%IWD1.8% · 0%FNDF1.2% · -8%BND1.2% · -1%EFG0.9% · +39%VOO0.8% · -2%DFIV0.8% · +31%VTI0.8% · 0%IWP0.7% · +20%IWM0.7% · 0%NVDA0.6% · -7%MTUM0.6% · 0%EFA0.5% · 0%SMMU0.5% · new DFAC0.4% · -6%VBR0.4% · -4%VEA0.4% · 0%PRF0.4% · 0%GOOG0.3% · +3%AMZN0.3% · +5%MSFT0.3% · +20%PYLD0.3% · 0%MINT0.3% · new SPY0.3% · -3%IVE0.3% · -8%AAPL0.3% · +13%VSS0.3% · 0%DFAT0.3% · 0%MGC0.2% · 0%TSLA0.2% · -4%IEMG0.2% · -10%DFAE0.2% · +64%GOOGL0.2% · +0%META0.2% · -1%QUAL0.2% · 0%V0.2% · +18%VWO0.2% · 0%IVOO0.2% · -11%VOT0.2% · 0%QQQ0.2% · 0%VGT0.2% · +700%IVW0.2% · 0%BA0.2% · 0%NUMV0.1% · 0%GEV0.1% · new SCHF0.1% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 66.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 10, 2026.

Assets Under Management

$1.10B

Discretionary

$1.10B

Employees

Accounts

1,435

Address

100 LOWDER BROOK DRIVE
SUITE #2500
WESTWOOD, MA 02090

Phone

(781) 934-3130

Website

www.linkedin.com/company/stageharborfinancial
WWW.STAGEHARBORFINANCIAL.COM

Name	Title / Status	Ownership	Type
BIGGAR, MATTHEW, DOUGLAS Control	MANAGING MEMBER since Feb 2018	25–50%	Individual
FERNANDES, ANDRE, MATOS Control	MANAGING MEMBER since Feb 2018	25–50%	Individual
LEFAVOR, WILLIAM, FRANCIS Control	MANAGING MEMBER since Dec 2018	10–25%	Individual
RANZIE, ROSEMARIE, NA Control	CHIEF COMPLIANCE OFFICER since Jun 2018	Less than 5%	Individual

Ownership & leadership changes · 3 filings with changes since Dec 22, 2017

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jan 30, 2019 filing

AddedLEFAVOR, WILLIAM, FRANCIS · MANAGING MEMBER · 10–25% · control person
ChangedBIGGAR, MATTHEW, DOUGLAS · ownership 50–75% → 25–50%
ChangedFERNANDES, ANDRE, MATOS · ownership 50–75% → 25–50%

Jun 27, 2018 filing

AddedRANZIE, ROSEMARIE, NA · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
ChangedFERNANDES, ANDRE, MATOS · title CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER → MANAGING MEMBER

Feb 16, 2018 filing

No longer listedBERNSTEIN, DANIEL, ADAM · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2017
No longer listedINTERIM HOLDINGS, LLC · MANAGING MEMBER · 75% or more · control person · listed since Dec 2017
AddedBIGGAR, MATTHEW, DOUGLAS · MANAGING MEMBER · 50–75% · control person
AddedFERNANDES, ANDRE, MATOS · CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER · 50–75% · control person

Dec 22, 2017 filing (earliest on record)

ListedBERNSTEIN, DANIEL, ADAM · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
ListedINTERIM HOLDINGS, LLC · MANAGING MEMBER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 48 →

Top Trims

NETFLIX INC.-$116.6K -35.4%

New Positions

Exited Positions

ISHARES TR$337.5K
EXXON MOBIL CORP$202.2K

Loading…

#	Issuer	Symbol	CUSIP	Value	Δ

STAGE HARBOR FINANCIAL, LLC Holdings (2026-06-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	DIMENSIONAL ETF TRUST	DFLV	25434V666	$27.8M	16.08%	703,973	SH
2	VANGUARD INDEX FDS	VUG	922908736	$24.5M	14.16%	284,550	SH
3	ISHARES TR	MUB	464288414	$16.0M	9.22%	148,320	SH
4	NEUBERGER BERMAN ETF TRUST	NBSM	64135A804	$7.3M	4.22%	254,627	SH
5	ISHARES TR	EFV	464288877	$7.1M	4.10%	92,606	SH
6	ISHARES TR	ACWX	464288240	$6.7M	3.88%	88,140	SH
7	ISHARES TR	IWF	464287614	$6.6M	3.82%	53,280	SH
8	MORGAN STANLEY ETF TRUST	EVTR	61774R841	$6.3M	3.65%	124,474	SH
9	VANGUARD INDEX FDS	VB	922908751	$6.2M	3.60%	20,579	SH
10	DIMENSIONAL ETF TRUST	DXUV	25434V559	$6.1M	3.54%	92,079	SH
11	VANGUARD MUN BD FDS	VTEB	922907746	$5.7M	3.30%	112,971	SH
12	SCHWAB STRATEGIC TR	FNDX	808524771	$5.6M	3.21%	178,629	SH
13	ISHARES TR	IVV	464287200	$5.4M	3.11%	7,188	SH
14	VANGUARD INDEX FDS	VOE	922908512	$4.0M	2.32%	20,323	SH
15	VANGUARD INDEX FDS	VTV	922908744	$3.6M	2.05%	16,322	SH
16	ISHARES TR	IWD	464287598	$3.1M	1.80%	12,840	SH
17	SCHWAB STRATEGIC TR	FNDF	808524755	$2.1M	1.24%	40,732	SH
18	VANGUARD BD INDEX FDS	BND	921937835	$2.0M	1.15%	27,165	SH
19	ISHARES TR	EFG	464288885	$1.5M	0.87%	12,077	SH
20	VANGUARD INDEX FDS	VOO	922908363	$1.5M	0.85%	2,142	SH
21	DIMENSIONAL ETF TRUST	DFIV	25434V807	$1.4M	0.81%	25,914	SH
22	VANGUARD INDEX FDS	VTI	922908769	$1.3M	0.76%	3,576	SH
23	ISHARES TR	IWP	464287481	$1.3M	0.74%	8,759	SH
24	ISHARES TR	IWM	464287655	$1.2M	0.68%	3,889	SH
25	NVIDIA CORPORATION	NVDA	67066G104	$1.0M	0.60%	5,230	SH
26	ISHARES TR	MTUM	46432F396	$960.0K	0.55%	2,800	SH
27	ISHARES TR	EFA	464287465	$921.1K	0.53%	8,867	SH
28	PIMCO ETF TR	SMMU	72201R874	$800.4K	0.46%	15,850	SH
29	DIMENSIONAL ETF TRUST	DFAC	25434V708	$770.0K	0.44%	17,358	SH
30	VANGUARD INDEX FDS	VBR	922908611	$766.9K	0.44%	3,156	SH
31	VANGUARD TAX-MANAGED FDS	VEA	921943858	$664.6K	0.38%	9,328	SH
32	INVESCO EXCHANGE TRADED FD T	PRF	46137V613	$640.0K	0.37%	11,846	SH
33	ALPHABET INC	GOOG	02079K107	$586.5K	0.34%	1,660	SH
34	AMAZON COM INC	AMZN	023135106	$572.0K	0.33%	2,400	SH
35	MICROSOFT CORP	MSFT	594918104	$570.7K	0.33%	1,530	SH
36	PIMCO ETF TR	PYLD	72201R585	$560.2K	0.32%	21,124	SH
37	PIMCO ETF TR	MINT	72201R833	$535.9K	0.31%	5,316	SH
38	STATE STR SPDR S&P 500 ETF T	SPY	78462F103	$522.0K	0.30%	699	SH
39	ISHARES TR	IVE	464287408	$516.8K	0.30%	2,276	SH
40	APPLE INC	AAPL	037833100	$504.4K	0.29%	1,743	SH
41	VANGUARD INTL EQUITY INDEX F	VSS	922042718	$438.8K	0.25%	2,844	SH
42	DIMENSIONAL ETF TRUST	DFAT	25434V609	$437.8K	0.25%	6,263	SH
43	VANGUARD WORLD FD	MGC	921910873	$431.2K	0.25%	1,576	SH
44	TESLA INC	TSLA	88160R101	$422.3K	0.24%	1,004	SH
45	ISHARES INC	IEMG	46434G103	$407.2K	0.24%	4,915	SH
46	DIMENSIONAL ETF TRUST	DFAE	25434V302	$406.0K	0.23%	10,097	SH
47	ALPHABET INC	GOOGL	02079K305	$400.6K	0.23%	1,121	SH
48	META PLATFORMS INC	META	30303M102	$398.2K	0.23%	707	SH
49	ISHARES TR	QUAL	46432F339	$390.1K	0.23%	1,778	SH
50	VISA INC	V	92826C839	$369.2K	0.21%	1,076	SH