Legacy PCG, LLC — 13F Holdings & Portfolio
CIK 1952532 · latest 13F-HR filed 2026-08-12
Legacy PCG, LLC manages $20.7M in 13F-reported U.S. long-equity assets across 28 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VOO (28.00%), BND (9.96%), VGK (6.87%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions and exited 1; 12 existing positions rose in reported value and 4 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-12
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 73.7%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Mar 23, 2026.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| MGO GROUP, LLC Control | MANAGING MEMBER since Apr 2016 | 75% or more | Domestic Entity |
| ROMAN, LLC Control | MEMBER since May 2016 | 10–25% | Domestic Entity |
| ROMAN, ROBERTO Control | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER since May 2016 | Less than 5% | Individual |
| ROMAN, ROBERTO Control Indirect owner via ROMAN, LLC | MANAGING MEMBER since Sep 2025 | 75% or more | Individual |
Ownership & leadership changes · 5 filings with changes since Jun 24, 2016
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedO'CONNELL, KEVIN, JAMES · MEMBER · 25–50% · indirect via MGO GROUP, LLC · control person · listed since Apr 2016
- No longer listedPON, CYNTHIA · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Sep 2016
- No longer listedYOUNG, CHARLES, CHI · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2023
- Listed againROMAN, ROBERTO · MANAGING MEMBER · 75% or more · indirect via ROMAN, LLC · control person
- ChangedROMAN, ROBERTO · title CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER
- No longer listedLUNSFORD, TODD, ERIC · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since May 2016
- AddedYOUNG, CHARLES, CHI · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- No longer listedROMAN, ROBERTO · MEMBER · 75% or more · indirect via ROMAN, LLC · control person · listed since May 2016
- AddedPON, CYNTHIA · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ChangedROMAN, ROBERTO · ownership 10–25% → Less than 5%
- AddedROMAN, ROBERTO · CHIEF EXECUTIVE OFFICER · 10–25% · control person
- AddedROMAN, ROBERTO · MEMBER · 75% or more · indirect via ROMAN, LLC · control person
- ListedLUNSFORD, TODD, ERIC · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedMGO GROUP, LLC · MANAGING MEMBER · 75% or more · control person
- ListedO'CONNELL, KEVIN, JAMES · MEMBER · 25–50% · indirect via MGO GROUP, LLC · control person
- ListedROMAN, LLC · MEMBER · 10–25% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- VANGUARD INDEX FDS$751.8K +14.9%
- ISHARES TR$227.3K +48.3%
- VANGUARD BD INDEX FDS$144.3K +7.5%
- VANGUARD INTL EQUITY INDEX F$124.0K +11.8%
- VANGUARD INTL EQUITY INDEX F$112.4K +8.6%
Top Trims
- VANGUARD WHITEHALL FDS-$126.2K -23.6%
- APPLE INC-$81.9K -14.8%
- ISHARES TR-$63.2K -13.0%
- PIMCO ETF TR-$42.5K -16.6%
New Positions
- CROWDSTRIKE HLDGS INC$364.8K
- AMAZON COM INC$252.8K
- INVESCO EXCHANGE TRADED FD T$209.5K
Legacy PCG, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VOO | 922908363 | $5.8M | 28.00% | 8,158 | SH |
| 2 | VANGUARD BD INDEX FDS | BND | 921937835 | $2.1M | 9.96% | 28,572 | SH |
| 3 | VANGUARD INTL EQUITY INDEX F | VGK | 922042874 | $1.4M | 6.87% | 15,405 | SH |
| 4 | ISHARES TR | AGG | 464287226 | $1.4M | 6.64% | 14,127 | SH |
| 5 | VANGUARD INTL EQUITY INDEX F | VPL | 922042866 | $1.2M | 5.66% | 10,402 | SH |
| 6 | SELECT SECTOR SPDR TR | XLE | 81369Y506 | $743.3K | 3.59% | 12,352 | SH |
| 7 | ISHARES TR | TIP | 464287176 | $698.3K | 3.37% | 6,535 | SH |
| 8 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $664.0K | 3.21% | 11,006 | SH |
| 9 | APPLE INC | AAPL | 037833100 | $470.0K | 2.27% | 1,525 | SH |
| 10 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $467.6K | 2.26% | 605 | SH |
| 11 | SIMPLIFY EXCHANGE TRADED FUN | TUA | 82889N657 | $447.1K | 2.16% | 22,004 | SH |
| 12 | ISHARES INC | IEMG | 46434G103 | $440.3K | 2.13% | 5,534 | SH |
| 13 | GLOBAL X FDS | MLPX | 37954Y293 | $435.3K | 2.10% | 5,916 | SH |
| 14 | ISHARES TR | IEF | 464287440 | $424.5K | 2.05% | 4,576 | SH |
| 15 | ISHARES INC | EUSA | 464286681 | $414.3K | 2.00% | 3,511 | SH |
| 16 | VANGUARD WHITEHALL FDS | VWOB | 921946885 | $408.0K | 1.97% | 6,185 | SH |
| 17 | VANGUARD INDEX FDS | VO | 922908629 | $370.6K | 1.79% | 4,480 | SH |
| 18 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $364.8K | 1.76% | 1,620 | SH |
| 19 | NVIDIA CORPORATION Put | NVDA | 67066G954 | $326.3K | 1.58% | 1,500 | PRN |
| 20 | INVESCO QQQ TR | QQQ | 46090E103 | $299.9K | 1.45% | 416 | SH |
| 21 | ISHARES INC | EWC | 464286509 | $279.6K | 1.35% | 4,546 | SH |
| 22 | NVIDIA CORPORATION | NVDA | 67066G104 | $267.6K | 1.29% | 1,230 | SH |
| 23 | AMAZON COM INC | AMZN | 023135106 | $252.8K | 1.22% | 909 | SH |
| 24 | VANGUARD SCOTTSDALE FDS | VGIT | 92206C706 | $238.4K | 1.15% | 4,092 | SH |
| 25 | VANGUARD BD INDEX FDS | BSV | 921937827 | $231.4K | 1.12% | 2,987 | SH |
| 26 | PIMCO ETF TR | LTPZ | 72201R304 | $212.9K | 1.03% | 4,468 | SH |
| 27 | BROADCOM INC Put | AVGO | 11135F951 | $211.2K | 1.02% | 500 | PRN |
| 28 | INVESCO EXCHANGE TRADED FD T | SPHQ | 46137V241 | $209.5K | 1.01% | 2,436 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-12 | $20.7M | 28 | 0001951757-26-001237 |
| 2026-03-31 | 2026-05-15 | $18.6M | 25 | 0001951757-26-000885 |
| 2025-12-31 | 2026-02-10 | $161.5M | 67 | 0001951757-26-000402 |
| 2025-09-30 | 2025-11-14 | $166.8M | 67 | 0001951757-25-001428 |
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