Rooted Wealth Advisors, Inc. — 13F Holdings & Portfolio
CIK 1963732 · latest 13F-HR filed 2026-04-21
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$379.2M
Long-equity book
Holdings
144
Distinct positions
Period
2026-03-31
Filed 2026-04-21
Q/Q Activity
+11 / −5 / ↑62 / ↓28
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- INVESCO EXCH TRADED FD TR II$3.0M +15.3%
- GLOBAL X FDS$2.8M +126.9%
- GUINNESS ATKINSON FDS$2.2M +72.9%
- SPDR SERIES TRUST$2.1M +11.0%
- VANGUARD WELLINGTON FD$1.9M +32.9%
Top Trims
- J P MORGAN EXCHANGE TRADED F-$2.8M -21.0%
- ISHARES TR-$1.8M -9.3%
- ISHARES TR-$1.3M -59.7%
- VANGUARD INDEX FDS-$1.2M -10.9%
- J P MORGAN EXCHANGE TRADED F-$946.5K -23.9%
New Positions
- SERVICENOW INC$325.6K
- ROBINHOOD MKTS INC$293.6K
- CASEYS GEN STORES INC$285.1K
- INTUIT$283.0K
- CAPITAL ONE FINL CORP$245.8K
Exited Positions
- PARSONS CORP DEL$873.4K
- SOFI TECHNOLOGIES INC$241.0K
- WISDOMTREE TR$203.1K
- TOYOTA MOTOR CORP$200.6K
- WEBULL CORP$83.5K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VOO | 922908363 | $53.2M | 14.02% | 81,617 | SH |
| 2 | INVESCO EXCH TRADED FD TR II | IDMO | 46138E222 | $22.6M | 5.97% | 379,170 | SH |
| 3 | SPDR SERIES TRUST | SPYG | 78464A409 | $21.2M | 5.60% | 192,017 | SH |
| 4 | ISHARES TR | DGRO | 46434V621 | $17.4M | 4.59% | 237,885 | SH |
| 5 | INVESCO ACTIVELY MANAGED EXC | GTO | 46090A804 | $13.8M | 3.63% | 291,422 | SH |
| 6 | FIDELITY COVINGTON TRUST | FDVV | 316092840 | $13.3M | 3.50% | 224,650 | SH |
| 7 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $11.8M | 3.11% | 44,281 | SH |
| 8 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $11.7M | 3.09% | 254,617 | SH |
| 9 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $10.5M | 2.76% | 181,449 | SH |
| 10 | VANGUARD INDEX FDS | VO | 922908629 | $9.7M | 2.55% | 125,730 | SH |
| 11 | ISHARES U S ETF TR | HYGH | 46431W606 | $8.4M | 2.22% | 97,272 | SH |
| 12 | VANGUARD WELLINGTON FD | VFMF | 921935607 | $7.8M | 2.06% | 46,955 | SH |
| 13 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $7.2M | 1.90% | 46,394 | SH |
| 14 | FIRST TR EXCHANGE-TRADED FD | CIBR | 33734X846 | $6.2M | 1.64% | 92,840 | SH |
| 15 | INVESCO ACTIVELY MANAGED EXC | ICLO | 46090A721 | $6.2M | 1.62% | 241,314 | SH |
| 16 | ISHARES TR | IUSG | 464287671 | $5.7M | 1.50% | 32,420 | SH |
| 17 | APPLE INC | AAPL | 037833100 | $5.3M | 1.41% | 19,535 | SH |
| 18 | GUINNESS ATKINSON FDS | ADIV | 402031843 | $5.3M | 1.40% | 284,533 | SH |
| 19 | NVIDIA CORPORATION | NVDA | 67066G104 | $5.1M | 1.34% | 25,166 | SH |
| 20 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $5.1M | 1.34% | 60,843 | SH |
| 21 | GLOBAL X FDS | MLPX | 37954Y293 | $5.0M | 1.32% | 71,282 | SH |
| 22 | SELECT SECTOR SPDR TR | XLP | 81369Y308 | $4.7M | 1.23% | 56,765 | SH |
| 23 | MICROSOFT CORP | MSFT | 594918104 | $4.6M | 1.22% | 11,096 | SH |
| 24 | FIDELITY COVINGTON TRUST | FELC | 316092113 | $4.2M | 1.11% | 106,667 | SH |
| 25 | DIMENSIONAL ETF TRUST | DFAT | 25434V609 | $4.2M | 1.10% | 62,624 | SH |
| 26 | FIRST TR EXCHANGE TRADED FD | AIRR | 33738R704 | $3.8M | 1.00% | 30,758 | SH |
| 27 | AMAZON COM INC | AMZN | 023135106 | $3.8M | 0.99% | 15,175 | SH |
| 28 | SCHWAB STRATEGIC TR | SCHH | 808524847 | $3.7M | 0.96% | 155,704 | SH |
| 29 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $3.6M | 0.95% | 15,900 | SH |
| 30 | VICTORY PORTFOLIOS II | USTB | 92647N535 | $3.6M | 0.95% | 71,085 | SH |
| 31 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $3.0M | 0.80% | 51,275 | SH |
| 32 | J P MORGAN EXCHANGE TRADED F | JEPQ | 46654Q203 | $3.0M | 0.80% | 51,457 | SH |
| 33 | ISHARES TR | SHY | 464287457 | $3.0M | 0.78% | 35,814 | SH |
| 34 | FIRST TR EXCHANGE-TRADED FD | FDN | 33733E302 | $2.6M | 0.69% | 9,861 | SH |
| 35 | CATERPILLAR INC | CAT | 149123101 | $2.6M | 0.68% | 3,219 | SH |
| 36 | ALPHABET INC | GOOGL | 02079K305 | $2.5M | 0.67% | 7,542 | SH |
| 37 | SPDR SERIES TRUST | SPYM | 78464A854 | $2.1M | 0.55% | 25,077 | SH |
| 38 | VANGUARD WORLD FD | VHT | 92204A504 | $2.1M | 0.55% | 7,486 | SH |
| 39 | ISHARES TR | SHYG | 46434V407 | $2.0M | 0.53% | 46,951 | SH |
| 40 | BROADCOM INC | AVGO | 11135F101 | $1.9M | 0.51% | 4,835 | SH |
| 41 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $1.9M | 0.49% | 9,173 | SH |
| 42 | ISHARES SILVER TR | SLV | 46428Q109 | $1.8M | 0.48% | 25,109 | SH |
| 43 | FRANKLIN TEMPLETON ETF TR | FLBL | 35473P595 | $1.7M | 0.45% | 73,691 | SH |
| 44 | NETFLIX INC. | NFLX | 64110L106 | $1.7M | 0.45% | 17,804 | SH |
| 45 | META PLATFORMS INC | META | 30303M102 | $1.7M | 0.44% | 2,469 | SH |
| 46 | TESLA INC | TSLA | 88160R101 | $1.6M | 0.44% | 4,203 | SH |
| 47 | ALPHABET INC | GOOG | 02079K107 | $1.5M | 0.41% | 4,599 | SH |
| 48 | J P MORGAN EXCHANGE TRADED F | JMEE | 46641Q118 | $1.4M | 0.38% | 19,695 | SH |
| 49 | ISHARES TR | IXUS | 46432F834 | $1.4M | 0.37% | 14,981 | SH |
| 50 | ELI LILLY & CO | LLY | 532457108 | $1.4M | 0.37% | 1,510 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-21 | $379.2M | 144 | 0001963732-26-000002 |
| 2025-12-31 | 2026-02-09 | $355.5M | 138 | 0001963732-26-000001 |