Richard W. Paul & Associates, LLC — 13F Holdings & Portfolio
CIK 1964203 · latest 13F-HR filed 2026-08-10
Richard W. Paul & Associates, LLC manages $327.0M in 13F-reported U.S. long-equity assets across 320 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IUSV (6.22%), IUSG (5.79%), TLT (3.54%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 35 new positions, exited 15, added to 149, and trimmed 69.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
ST 100
NOVI, MI 48375-5376
$327.0M
Long-equity book
320
Distinct positions
2026-06-30
Filed 2026-08-10
+35 / −15 / ↑149 / ↓69
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- PIMCO ETF TR$3.7M +56.9%
- ISHARES TR$3.3M +21.2%
- PIMCO ETF TR$2.4M +31.1%
- ISHARES TR$1.7M +20.3%
- ISHARES TR$1.7M +9.2%
Top Trims
- ISHARES TR-$4.4M -64.2%
- PAYPAL HLDGS INC-$1.5M -99.6%
- PFIZER INC-$1.2M -97.3%
- LULULEMON ATHLETICA INC-$1.1M -99.7%
- ZOETIS INC-$1.0M -99.7%
New Positions
- NIKE INC$1.2M
- BROADRIDGE FINL SOLUTIONS IN$1.1M
- SAP SE$1.1M
- AMPHENOL CORP$582.7K
- CARNIVAL CORP LTD$327.4K
Exited Positions
- FIRST TR EXCHANGE-TRADED FD$1.0M
- CARNIVAL CORP$307.9K
- VANECK ETF TRUST$18.6K
- EXXON MOBIL CORP$13.2K
- BANK MONTREAL MEDIUM$10.8K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IUSV | 464287663 | $20.3M | 6.22% | 184,588 | SH |
| 2 | ISHARES TR | IUSG | 464287671 | $18.9M | 5.79% | 100,700 | SH |
| 3 | ISHARES TR | TLT | 464287432 | $11.6M | 3.54% | 134,132 | SH |
| 4 | J P MORGAN EXCHANGE TRADED F | JPIE | 46641Q159 | $11.4M | 3.49% | 247,862 | SH |
| 5 | ISHARES TR | IEFA | 46432F842 | $11.3M | 3.47% | 117,424 | SH |
| 6 | ISHARES TR | IJR | 464287804 | $10.4M | 3.17% | 69,807 | SH |
| 7 | PIMCO ETF TR | BOND | 72201R775 | $10.3M | 3.14% | 111,468 | SH |
| 8 | PIMCO ETF TR | PYLD | 72201R585 | $9.9M | 3.04% | 374,816 | SH |
| 9 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $8.4M | 2.57% | 39,568 | SH |
| 10 | INVESCO QQQ TR | QQQ | 46090E103 | $8.2M | 2.49% | 11,069 | SH |
| 11 | ISHARES TR | EFA | 464287465 | $7.6M | 2.32% | 72,892 | SH |
| 12 | ISHARES INC | IEMG | 46434G103 | $7.0M | 2.14% | 84,321 | SH |
| 13 | FIDELITY COVINGTON TRUST | FESM | 31609A206 | $6.7M | 2.05% | 139,079 | SH |
| 14 | APPLE INC | AAPL | 037833100 | $5.2M | 1.60% | 18,102 | SH |
| 15 | ISHARES TR | IVV | 464287200 | $4.8M | 1.47% | 6,399 | SH |
| 16 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $4.5M | 1.37% | 98,755 | SH |
| 17 | MICROSOFT CORP | MSFT | 594918104 | $4.4M | 1.35% | 11,839 | SH |
| 18 | ISHARES TR | IUSB | 46434V613 | $4.2M | 1.29% | 91,544 | SH |
| 19 | NVIDIA CORPORATION | NVDA | 67066G104 | $3.9M | 1.19% | 19,388 | SH |
| 20 | ISHARES TR | SCZ | 464288273 | $3.9M | 1.18% | 46,878 | SH |
| 21 | ISHARES TR | EEM | 464287234 | $3.8M | 1.16% | 55,443 | SH |
| 22 | ISHARES TR | IJH | 464287507 | $3.7M | 1.12% | 47,623 | SH |
| 23 | VANGUARD WHITEHALL FDS | VYMI | 921946794 | $3.3M | 1.01% | 33,727 | SH |
| 24 | ISHARES TR | IAGG | 46435G672 | $2.8M | 0.86% | 55,552 | SH |
| 25 | MICRON TECHNOLOGY INC | MU | 595112103 | $2.6M | 0.80% | 2,257 | SH |
| 26 | ISHARES TR | ISTB | 46432F859 | $2.6M | 0.78% | 52,973 | SH |
| 27 | ISHARES TR | AGG | 464287226 | $2.4M | 0.75% | 24,744 | SH |
| 28 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $2.4M | 0.73% | 15,110 | SH |
| 29 | META PLATFORMS INC | META | 30303M102 | $2.4M | 0.73% | 4,221 | SH |
| 30 | AMAZON COM INC | AMZN | 023135106 | $2.4M | 0.73% | 9,961 | SH |
| 31 | FIRST TR EXCHNG TRADED FD VI | BUFD | 33740U703 | $2.3M | 0.70% | 76,899 | SH |
| 32 | JPMORGAN CHASE & CO | JPM | 46625H100 | $2.2M | 0.69% | 6,858 | SH |
| 33 | ALPHABET INC | GOOG | 02079K107 | $2.1M | 0.65% | 6,007 | SH |
| 34 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $2.1M | 0.65% | 3,635 | SH |
| 35 | ISHARES TR | EMB | 464288281 | $2.1M | 0.63% | 21,268 | SH |
| 36 | PHILIP MORRIS INTL INC | PM | 718172109 | $2.0M | 0.62% | 11,147 | SH |
| 37 | JANUS DETROIT STR TR | JMBS | 47103U852 | $2.0M | 0.62% | 44,729 | SH |
| 38 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $2.0M | 0.61% | 54,540 | SH |
| 39 | UNITEDHEALTH GROUP INC | UNH | 91324P102 | $1.9M | 0.59% | 4,664 | SH |
| 40 | BROADCOM INC | AVGO | 11135F101 | $1.9M | 0.59% | 5,124 | SH |
| 41 | ABBVIE INC | ABBV | 00287Y109 | $1.9M | 0.58% | 7,599 | SH |
| 42 | ASML HLDG NV | ASML | N07059210 | $1.9M | 0.58% | 950 | SH |
| 43 | UNITED PARCEL SVCS INC | UPS | 911312106 | $1.9M | 0.57% | 17,286 | SH |
| 44 | ISHARES TR | IGF | 464288372 | $1.7M | 0.53% | 25,801 | SH |
| 45 | SPDR SERIES TRUST | SPYM | 78464A854 | $1.7M | 0.52% | 19,408 | SH |
| 46 | SEAGATE TECHNOLOGY HLDNGS PL | STX | G7997R103 | $1.7M | 0.52% | 1,767 | SH |
| 47 | ALIGN TECHNOLOGY INC | ALGN | 016255101 | $1.7M | 0.52% | 10,089 | SH |
| 48 | ISHARES TR | MCHI | 46429B671 | $1.7M | 0.51% | 32,870 | SH |
| 49 | NORWEGIAN CRUISE LINE HLDGS | NCLH | G66721104 | $1.6M | 0.49% | 76,116 | SH |
| 50 | HOME DEPOT INC | HD | 437076102 | $1.6M | 0.48% | 4,440 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-10 | $327.0M | 320 | 0001964203-26-000003 |
| 2026-03-31 | 2026-05-13 | $297.1M | 300 | 0001964203-26-000002 |
| 2025-12-31 | 2026-02-12 | $301.2M | 294 | 0001964203-26-000001 |
| 2025-09-30 | 2025-11-13 | $292.9M | 316 | 0001964203-25-000005 |