Richard W. Paul & Associates, LLC — 13F Holdings & Portfolio
CIK 1964203 · latest 13F-HR filed 2026-05-13
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$297.1M
Long-equity book
Holdings
300
Distinct positions
Period
2026-03-31
Filed 2026-05-13
Q/Q Activity
+13 / −7 / ↑88 / ↓118
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- PIMCO ETF TR$4.7M +260.1%
- VERTIV HOLDINGS CO$430.6K +38.2%
- CISCO SYS INC$410.2K +42.4%
- ISHARES TR$387.0K +10.3%
- ORACLE CORP$369.8K +4743.9%
Top Trims
- ISHARES TR-$8.4M -55.3%
- ISHARES TR-$4.8M -35.9%
- ISHARES TR-$1.7M -9.8%
- SELECT SECTOR SPDR TR-$1.6M -98.6%
- MICROSOFT CORP-$949.3K -21.0%
New Positions
- FIDELITY COVINGTON TRUST$5.4M
- FIDELITY MERRIMACK STR TR$4.4M
- ISHARES TR$1.7M
- SMUCKER J M CO$250.3K
- AMCOR PLC$22.3K
Exited Positions
- AMCOR PLC$17.2K
- GSK PLC$16.7K
- AMERICAN ELEC PWR CO INC$12.0K
- GILEAD SCIENCES INC$9.5K
- DIAGEO PLC$8.8K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IUSV | 464287663 | $18.6M | 6.27% | 182,128 | SH |
| 2 | ISHARES TR | IUSG | 464287671 | $15.6M | 5.26% | 100,734 | SH |
| 3 | ISHARES TR | TLT | 464287432 | $11.8M | 3.98% | 136,243 | SH |
| 4 | J P MORGAN EXCHANGE TRADED F | JPIE | 46641Q159 | $10.8M | 3.64% | 234,753 | SH |
| 5 | ISHARES TR | IEFA | 46432F842 | $10.5M | 3.53% | 115,797 | SH |
| 6 | ISHARES TR | IJR | 464287804 | $8.6M | 2.90% | 69,236 | SH |
| 7 | PIMCO ETF TR | PYLD | 72201R585 | $7.6M | 2.55% | 289,287 | SH |
| 8 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $7.3M | 2.47% | 38,282 | SH |
| 9 | ISHARES TR | AGG | 464287226 | $6.8M | 2.30% | 68,830 | SH |
| 10 | INVESCO QQQ TR | QQQ | 46090E103 | $6.6M | 2.23% | 11,465 | SH |
| 11 | PIMCO ETF TR | BOND | 72201R775 | $6.6M | 2.21% | 70,998 | SH |
| 12 | ISHARES TR | EFA | 464287465 | $6.1M | 2.04% | 62,361 | SH |
| 13 | ISHARES INC | IEMG | 46434G103 | $5.8M | 1.97% | 83,842 | SH |
| 14 | FIDELITY COVINGTON TRUST | FESM | 31609A206 | $5.4M | 1.82% | 142,132 | SH |
| 15 | APPLE INC | AAPL | 037833100 | $4.6M | 1.55% | 18,195 | SH |
| 16 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $4.4M | 1.48% | 96,600 | SH |
| 17 | ISHARES TR | IVV | 464287200 | $4.2M | 1.41% | 6,396 | SH |
| 18 | ISHARES TR | IUSB | 46434V613 | $4.1M | 1.39% | 89,575 | SH |
| 19 | ISHARES TR | SCZ | 464288273 | $3.6M | 1.23% | 46,446 | SH |
| 20 | MICROSOFT CORP | MSFT | 594918104 | $3.6M | 1.20% | 9,649 | SH |
| 21 | VANGUARD WHITEHALL FDS | VYMI | 921946794 | $3.5M | 1.17% | 36,790 | SH |
| 22 | NVIDIA CORPORATION | NVDA | 67066G104 | $3.4M | 1.15% | 19,618 | SH |
| 23 | ISHARES TR | IJH | 464287507 | $3.2M | 1.08% | 47,708 | SH |
| 24 | ISHARES TR | EEM | 464287234 | $3.2M | 1.08% | 56,427 | SH |
| 25 | ISHARES TR | IAGG | 46435G672 | $2.7M | 0.92% | 54,823 | SH |
| 26 | ISHARES TR | ISTB | 46432F859 | $2.5M | 0.85% | 52,204 | SH |
| 27 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $2.2M | 0.75% | 15,046 | SH |
| 28 | FIRST TR EXCHNG TRADED FD VI | BUFD | 33740U703 | $2.1M | 0.72% | 76,141 | SH |
| 29 | ALPHABET INC | GOOG | 02079K107 | $2.1M | 0.72% | 7,422 | SH |
| 30 | JANUS DETROIT STR TR | JMBS | 47103U852 | $2.0M | 0.67% | 43,739 | SH |
| 31 | ISHARES TR | EMB | 464288281 | $2.0M | 0.66% | 20,794 | SH |
| 32 | META PLATFORMS INC | META | 30303M102 | $1.9M | 0.63% | 3,295 | SH |
| 33 | JPMORGAN CHASE & CO | JPM | 46625H100 | $1.8M | 0.62% | 6,287 | SH |
| 34 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $1.8M | 0.62% | 54,435 | SH |
| 35 | PHILIP MORRIS INTL INC | PM | 718172109 | $1.8M | 0.61% | 11,038 | SH |
| 36 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $1.8M | 0.60% | 35,308 | SH |
| 37 | ISHARES TR | MCHI | 46429B671 | $1.8M | 0.59% | 31,456 | SH |
| 38 | FIDELITY ETHEREUM FD | FETH | 31613E103 | $1.8M | 0.59% | 83,976 | SH |
| 39 | ALIGN TECHNOLOGY INC | ALGN | 016255101 | $1.8M | 0.59% | 10,211 | SH |
| 40 | AMAZON COM INC | AMZN | 023135106 | $1.7M | 0.59% | 8,391 | SH |
| 41 | ISHARES TR | IGF | 464288372 | $1.7M | 0.57% | 25,362 | SH |
| 42 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $1.6M | 0.55% | 1,638 | SH |
| 43 | ASML HLDG NV | ASML | N07059210 | $1.6M | 0.54% | 1,218 | SH |
| 44 | BROADCOM INC | AVGO | 11135F101 | $1.6M | 0.53% | 5,105 | SH |
| 45 | MICRON TECHNOLOGY INC | MU | 595112103 | $1.6M | 0.53% | 4,622 | SH |
| 46 | VERTIV HOLDINGS CO | VRT | 92537N108 | $1.6M | 0.52% | 6,219 | SH |
| 47 | ABBVIE INC | ABBV | 00287Y109 | $1.5M | 0.51% | 7,029 | SH |
| 48 | UNITED PARCEL SVCS INC | UPS | 911312106 | $1.5M | 0.51% | 15,473 | SH |
| 49 | NETFLIX INC. | NFLX | 64110L106 | $1.5M | 0.51% | 15,657 | SH |
| 50 | SPDR SERIES TRUST | SPYM | 78464A854 | $1.5M | 0.51% | 19,668 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-13 | $297.1M | 300 | 0001964203-26-000002 |
| 2025-12-31 | 2026-02-12 | $301.2M | 294 | 0001964203-26-000001 |
| 2025-09-30 | 2025-11-13 | $292.9M | 316 | 0001964203-25-000005 |