NBZ Investment Advisors LLC — 13F Holdings & Portfolio

CIK 1998018 · latest 13F-HR filed 2026-08-13

NBZ Investment Advisors LLC manages $256.5M in 13F-reported U.S. long-equity assets across 86 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPYM (13.53%), DIVO (9.42%), BALT (6.55%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 13 new positions, exited 0, added to 46, and trimmed 4.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
6322 DEANE HILL DRIVE
KNOXVILLE, TN 37919
Phone
(865) 584-1184
Filing Manager
NBZ Investment Advisors LLC
KNOXVILLE, TN
Signatory
RICHARD I. ZIVI, JR.
MANAGING MEMBER
Loading holdings…
AUM

$256.5M

Long-equity book

Holdings

86

Distinct positions

Period

2026-06-30

Filed 2026-08-13

Q/Q Activity

+13 / −0 / ↑46 / ↓4

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • SPDR SERIES TRUST$4.1M +13.6%
  • INVESCO EXCHANGE TRADED FD T$2.7M +19.6%
  • T ROWE PRICE EXCHANGE-TRADED$1.9M +13.7%
  • TIDAL TRUST I$1.8M +13.3%
  • SCHWAB STRATEGIC TR$1.1M +14.5%
Show all 46

Top Trims

  • PROFESIONALLY MANAGED PORTFO-$532.5K -7.1%
  • PFIZER INC-$76.1K -14.2%
  • CALAMOS ETF TR-$57.4K -8.5%
  • EXXON MOBIL CORP-$47.1K -18.1%
Show all 4

New Positions

  • GE AEROSPACE$810.2K
  • MICRON TECHNOLOGY INC$644.1K
  • GE VERNOVA INC$635.6K
  • PROCTER & GAMBLE CO$389.3K
  • SPACE EXPLORATION TECHN CORP$266.7K
Show all 13

Exited Positions

  • No exits this quarter.
Show all 0
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR SERIES TRUST SPYM 78464A854 $34.7M 13.53% 394,763 SH
2 AMPLIFY ETF TR DIVO 032108409 $24.2M 9.42% 528,957 SH
3 INNOVATOR ETFS TRUST BALT 45783Y855 $16.8M 6.55% 490,105 SH
4 INVESCO EXCHANGE TRADED FD T XSMO 46137V498 $16.8M 6.53% 178,992 SH
5 T ROWE PRICE EXCHANGE-TRADED TSPA 87283Q503 $15.6M 6.08% 328,035 SH
6 TIDAL TRUST I GRNY 886364231 $15.5M 6.05% 561,294 SH
7 INVESCO EXCHANGE TRADED FD T XMHQ 46137V472 $14.6M 5.70% 129,534 SH
8 JANUS DETROIT STR TR JAAA 47103U845 $13.8M 5.40% 274,249 SH
9 RBB FUND TRUST FEGE 75526L886 $12.8M 4.98% 261,301 SH
10 CAPITOL SER TR TACK 14064D550 $10.0M 3.90% 316,502 SH
11 SCHWAB STRATEGIC TR SCHB 808524102 $8.8M 3.42% 303,344 SH
12 AIM ETF PRODUCTS TRUST FEBU 00888H497 $7.9M 3.10% 267,443 SH
13 PROFESIONALLY MANAGED PORTFO AKRE 74316P579 $6.9M 2.70% 130,421 SH
14 ARK ETF TR ARKK 00214Q104 $5.8M 2.26% 71,696 SH
15 ISHARES TR SGOV 46436E718 $5.3M 2.08% 52,908 SH
16 APPLE INC AAPL 037833100 $4.4M 1.72% 15,287 SH
17 ALPHABET INC GOOG 02079K107 $3.3M 1.27% 9,238 SH
18 T ROWE PRICE EXCHANGE-TRADED TCHP 87283Q107 $3.2M 1.23% 63,188 SH
19 NVIDIA CORPORATION NVDA 67066G104 $3.0M 1.16% 14,934 SH
20 INVESCO QQQ TR QQQ 46090E103 $2.9M 1.11% 3,879 SH
21 AMERICAN EXPRESS CO AXP 025816109 $2.5M 0.97% 7,350 SH
22 AIM ETF PRODUCTS TRUST AUGU 00888H562 $2.3M 0.89% 72,314 SH
23 SCHWAB STRATEGIC TR SCHM 808524508 $2.1M 0.84% 58,113 SH
24 VERTIV HOLDINGS CO VRT 92537N108 $1.6M 0.63% 4,805 SH
25 JPMORGAN CHASE & CO JPM 46625H100 $1.5M 0.59% 4,602 SH
26 MICROSOFT CORP MSFT 594918104 $1.5M 0.59% 4,037 SH
27 ISHARES TR IVV 464287200 $1.0M 0.41% 1,397 SH
28 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $993.3K 0.39% 1,985 SH
29 WELLS FARGO & CO WFC 949746101 $928.4K 0.36% 11,234 SH
30 ADVANCED MICRO DEVICES INC AMD 007903107 $853.9K 0.33% 1,470 SH
31 GE AEROSPACE GE 369604301 $810.2K 0.32% 2,168 SH
32 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $797.1K 0.31% 1,669 SH
33 AIM ETF PRODUCTS TRUST JULU 00888H570 $651.5K 0.25% 20,303 SH
34 PINNACLE FINL PARTNERS INC PNFP 72348N109 $645.6K 0.25% 6,400 SH
35 MICRON TECHNOLOGY INC MU 595112103 $644.1K 0.25% 558 SH
36 GE VERNOVA INC GEV 36828A101 $635.6K 0.25% 541 SH
37 CALAMOS ETF TR CBTJ 12811T720 $619.1K 0.24% 35,859 SH
38 TESLA INC TSLA 88160R101 $610.7K 0.24% 1,452 SH
39 BOEING CO BA 097023105 $570.4K 0.22% 2,635 SH
40 ISHARES TR MAXJ 46438G612 $562.8K 0.22% 19,321 SH
41 AMAZON COM INC AMZN 023135106 $510.0K 0.20% 2,140 SH
42 INTEL CORP INTC 458140100 $464.4K 0.18% 3,326 SH
43 PFIZER INC PFE 717081103 $458.1K 0.18% 19,024 SH
44 AIM ETF PRODUCTS TRUST OCTU 00888H547 $423.5K 0.17% 13,922 SH
45 PROCTER & GAMBLE CO PG 742718109 $389.3K 0.15% 2,655 SH
46 PGIM ROCK ETF TR PBJN 69420N858 $345.3K 0.13% 11,197 SH
47 CALAMOS ETF TR CPSM 12811T605 $320.3K 0.12% 10,946 SH
48 ABBVIE INC ABBV 00287Y109 $309.0K 0.12% 1,228 SH
49 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $307.2K 0.12% 1,901 SH
50 META PLATFORMS INC META 30303M102 $291.8K 0.11% 518 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-13 $256.5M 86 0001398344-26-014304
2026-03-31 2026-05-04 $229.1M 73 0001398344-26-008218
2025-12-31 2026-02-03 $229.8M 68 0001398344-26-001994