Top Institutional Investors

NBZ Investment Advisors LLC — 13F Holdings & Portfolio

CIK 1998018 · latest 13F-HR filed 2026-08-13

Backtest portfolio

NBZ Investment Advisors LLC manages $256.5M in 13F-reported U.S. long-equity assets across 86 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPYM (13.53%), DIVO (9.42%), BALT (6.55%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 13 new positions and exited 0; 46 existing positions rose in reported value and 4 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$256.5M

Long-equity book

Holdings
86

Distinct positions

Period
2026-06-30

Filed 2026-08-13

Q/Q Activity
+13 / −0 / ↑46 / ↓4

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
SPYM13.6% · -1%DIVO9.4% · 0%BALT6.6% · -0%XSMO6.5% · -3%TSPA6.1% · -2%GRNY6.1% · -2%XMHQ5.7% · -1%JAAA5.4% · -4%FEGE5.0% · +3%TACK3.9% · -1%SCHB3.4% · -1%FEBU3.1% · -1%AKRE2.7% · -8%ARKK2.3% · -2%SGOV2.1% · +13%AAPL1.7% · +17%GOOG1.3% · 0%TCHP1.2% · -2%NVDA1.2% · +15%QQQ1.1% · 0%AXP1.0% · +40%AUGU0.9% · -0%SCHM0.8% · -0%VRT0.6% · 0%JPM0.6% · +16%MSFT0.6% · +2%IVV0.4% · 0%BRK.B0.4% · +6%WFC0.4% · 0%AMD0.3% · +0%GE0.3% · newTSM0.3% · +3%JULU0.3% · -1%PNFP0.3% · 0%MU0.3% · newGEV0.2% · newCBTJ0.2% · 0%TSLA0.2% · +28%BA0.2% · 0%MAXJ0.2% · 0%AMZN0.2% · +4%INTC0.2% · -33%PFE0.2% · 0%OCTU0.2% · -3%PG0.2% · newPBJN0.1% · 0%CPSM0.1% · 0%ABBV0.1% · +12%SPMO0.1% · +0%META0.1% · 0%NLY0.1% · 0%SPCX0.1% · newCPNJ0.1% · 0%JNJ0.1% · newBX0.1% · 0%JANU0.1% · 0%VOO0.1% · 0%SCHW0.1% · +0%XOM0.1% · +2%CAT0.1% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 68.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 25, 2026.

Assets Under Management
$431.2M
Discretionary
$431.2M
Employees
7
Accounts
529
Address
6322 DEANE HILL DRIVE
KNOXVILLE, TN 37919
Phone
(865) 584-1184
Website
Name Title / Status Ownership Type
ZIVI, RICHARD, IRA ControlMANAGING MEMBER, CHIEF COMPLIANCE OFFICER
since Jul 1995
50–75%Individual
HALL, TERRY, RAYOWNER
since Jan 2021
10–25%Individual
HASTON, BRADLEY, JAMESOWNER
since Jan 2025
Less than 5%Individual
PETERS, KIMBERLY, MICHELLEOWNER
since Jan 2021
10–25%Individual
SEGERS, LUCINDA, JENSENOWNER
since Jan 2021
10–25%Individual
STOOKSBURY, BRADLEY, EDWARDOWNER
since Jan 2021
10–25%Individual
ZIVI, SAMUEL, ALEXANDEROWNER
since Jan 2025
Less than 5%Individual
Ownership & leadership changes · 2 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 25, 2026 filing
  • AddedHASTON, BRADLEY, JAMES · OWNER · Less than 5%
  • AddedZIVI, SAMUEL, ALEXANDER · OWNER · Less than 5%
Mar 25, 2021 filing
  • No longer listedNOVINGER, JEFFREY, HALVER · MANAGING MEMBER · 50–75% · control person · listed since Jul 1995
  • AddedHALL, TERRY, RAY · OWNER · 10–25%
  • AddedPETERS, KIMBERLY, MICHELLE · OWNER · 10–25%
  • AddedSEGERS, LUCINDA, JENSEN · OWNER · 10–25%
  • AddedSTOOKSBURY, BRADLEY, EDWARD · OWNER · 10–25%
Mar 28, 2012 filing (earliest on record)
  • ListedNOVINGER, JEFFREY, HALVER · MANAGING MEMBER · 50–75% · control person
  • ListedZIVI, RICHARD, IRA · MANAGING MEMBER, CHIEF COMPLIANCE OFFICER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 46 →

Top Trims

Show all 4 →

New Positions

Show all 13 →

Exited Positions

  • No exits this quarter.
Show all 0 →

NBZ Investment Advisors LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR SERIES TRUST SPYM 78464A854 $34.7M 13.53% 394,763 SH
2 AMPLIFY ETF TR DIVO 032108409 $24.2M 9.42% 528,957 SH
3 INNOVATOR ETFS TRUST BALT 45783Y855 $16.8M 6.55% 490,105 SH
4 INVESCO EXCHANGE TRADED FD T XSMO 46137V498 $16.8M 6.53% 178,992 SH
5 T ROWE PRICE EXCHANGE-TRADED TSPA 87283Q503 $15.6M 6.08% 328,035 SH
6 TIDAL TRUST I GRNY 886364231 $15.5M 6.05% 561,294 SH
7 INVESCO EXCHANGE TRADED FD T XMHQ 46137V472 $14.6M 5.70% 129,534 SH
8 JANUS DETROIT STR TR JAAA 47103U845 $13.8M 5.40% 274,249 SH
9 RBB FUND TRUST FEGE 75526L886 $12.8M 4.98% 261,301 SH
10 CAPITOL SER TR TACK 14064D550 $10.0M 3.90% 316,502 SH
11 SCHWAB STRATEGIC TR SCHB 808524102 $8.8M 3.42% 303,344 SH
12 AIM ETF PRODUCTS TRUST FEBU 00888H497 $7.9M 3.10% 267,443 SH
13 PROFESIONALLY MANAGED PORTFO AKRE 74316P579 $6.9M 2.70% 130,421 SH
14 ARK ETF TR ARKK 00214Q104 $5.8M 2.26% 71,696 SH
15 ISHARES TR SGOV 46436E718 $5.3M 2.08% 52,908 SH
16 APPLE INC AAPL 037833100 $4.4M 1.72% 15,287 SH
17 ALPHABET INC GOOG 02079K107 $3.3M 1.27% 9,238 SH
18 T ROWE PRICE EXCHANGE-TRADED TCHP 87283Q107 $3.2M 1.23% 63,188 SH
19 NVIDIA CORPORATION NVDA 67066G104 $3.0M 1.16% 14,934 SH
20 INVESCO QQQ TR QQQ 46090E103 $2.9M 1.11% 3,879 SH
21 AMERICAN EXPRESS CO AXP 025816109 $2.5M 0.97% 7,350 SH
22 AIM ETF PRODUCTS TRUST AUGU 00888H562 $2.3M 0.89% 72,314 SH
23 SCHWAB STRATEGIC TR SCHM 808524508 $2.1M 0.84% 58,113 SH
24 VERTIV HOLDINGS CO VRT 92537N108 $1.6M 0.63% 4,805 SH
25 JPMORGAN CHASE & CO JPM 46625H100 $1.5M 0.59% 4,602 SH
26 MICROSOFT CORP MSFT 594918104 $1.5M 0.59% 4,037 SH
27 ISHARES TR IVV 464287200 $1.0M 0.41% 1,397 SH
28 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $993.3K 0.39% 1,985 SH
29 WELLS FARGO & CO WFC 949746101 $928.4K 0.36% 11,234 SH
30 ADVANCED MICRO DEVICES INC AMD 007903107 $853.9K 0.33% 1,470 SH
31 GE AEROSPACE GE 369604301 $810.2K 0.32% 2,168 SH
32 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $797.1K 0.31% 1,669 SH
33 AIM ETF PRODUCTS TRUST JULU 00888H570 $651.5K 0.25% 20,303 SH
34 PINNACLE FINL PARTNERS INC PNFP 72348N109 $645.6K 0.25% 6,400 SH
35 MICRON TECHNOLOGY INC MU 595112103 $644.1K 0.25% 558 SH
36 GE VERNOVA INC GEV 36828A101 $635.6K 0.25% 541 SH
37 CALAMOS ETF TR CBTJ 12811T720 $619.1K 0.24% 35,859 SH
38 TESLA INC TSLA 88160R101 $610.7K 0.24% 1,452 SH
39 BOEING CO BA 097023105 $570.4K 0.22% 2,635 SH
40 ISHARES TR MAXJ 46438G612 $562.8K 0.22% 19,321 SH
41 AMAZON COM INC AMZN 023135106 $510.0K 0.20% 2,140 SH
42 INTEL CORP INTC 458140100 $464.4K 0.18% 3,326 SH
43 PFIZER INC PFE 717081103 $458.1K 0.18% 19,024 SH
44 AIM ETF PRODUCTS TRUST OCTU 00888H547 $423.5K 0.17% 13,922 SH
45 PROCTER & GAMBLE CO PG 742718109 $389.3K 0.15% 2,655 SH
46 PGIM ROCK ETF TR PBJN 69420N858 $345.3K 0.13% 11,197 SH
47 CALAMOS ETF TR CPSM 12811T605 $320.3K 0.12% 10,946 SH
48 ABBVIE INC ABBV 00287Y109 $309.0K 0.12% 1,228 SH
49 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $307.2K 0.12% 1,901 SH
50 META PLATFORMS INC META 30303M102 $291.8K 0.11% 518 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-13 $256.5M 86 0001398344-26-014304
2026-03-31 2026-05-04 $229.1M 73 0001398344-26-008218
2025-12-31 2026-02-03 $229.8M 68 0001398344-26-001994
Filer Information
Address
6322 DEANE HILL DRIVE
KNOXVILLE, TN 37919
Phone
(865) 584-1184
Filing Manager
NBZ Investment Advisors LLC
KNOXVILLE, TN
Signatory
RICHARD I. ZIVI, JR.
MANAGING MEMBER