Bruce G. Allen Investments, LLC — 13F Holdings & Portfolio
CIK 2005409 · latest 13F-HR filed 2026-05-08
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$152.9M
Long-equity book
Holdings
1,084
Distinct positions
Period
2026-03-31
Filed 2026-05-08
Q/Q Activity
+78 / −75 / ↑416 / ↓394
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SCHWAB US DIVIDEND EQUITY ETF$1.8M +15.6%
- VANGUARD VALUE ETF$938.9K +5.8%
- IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN$836.7K +21.5%
- SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF$528.9K +5.1%
- EXXON MOBIL CORP COM$230.3K +33.4%
Top Trims
- SPROTT ASSET MANAGEMENT LP PHYSICAL GOLD TR-$361.7K -8.3%
- MICROSOFT CORP COM-$188.6K -27.0%
- APPLE INC COM-$180.5K -8.1%
- BANK OF AMER CORP COM-$112.2K -20.7%
- GE AEROSPACE COM NEW-$99.6K -7.7%
New Positions
- ASTRAZENECA PLC ORD$122.3K
- STATE STREET SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF$44.8K
- PETROLEO BRASILEIRO S A SPONSORED ADR$27.3K
- ISHARES S&P GSCI COMMODITY INDEXED TRUST$26.1K
- OSHKOSH CORP COM$18.0K
Exited Positions
- ASTRAZENECA PLC SPONSORED ADR$131.6K
- TEGNA INC COM$118.0K
- WEBSTER FINL CORP COM$51.0K
- DAKOTA GOLD CORP COM$43.4K
- OSISKO DEVELOPMENT CORP COM NEW$32.6K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES MSCI EAFE VALUE ETF | EFV | 464288877 | $23.7M | 15.50% | 318,695 | SH |
| 2 | VANGUARD VALUE ETF | VTV | 922908744 | $17.2M | 11.27% | 87,811 | SH |
| 3 | SCHWAB US DIVIDEND EQUITY ETF | SCHD | 808524797 | $13.0M | 8.50% | 423,476 | SH |
| 4 | SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF | FNDF | 808524755 | $10.9M | 7.15% | 223,450 | SH |
| 5 | SCHWAB FUNDAMENTAL U.S. LARGE COMPANY ETF | FNDX | 808524771 | $9.8M | 6.39% | 350,606 | SH |
| 6 | VANGUARD MID-CAP VALUE ETF | VOE | 922908512 | $5.1M | 3.33% | 27,654 | SH |
| 7 | IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN | DJP | 06738C778 | $4.7M | 3.09% | 98,123 | SH |
| 8 | SPROTT ASSET MANAGEMENT LP PHYSICAL GOLD TR | PHYS | 85207H104 | $4.0M | 2.62% | 113,065 | SH |
| 9 | APPLE INC COM | AAPL | 037833100 | $2.1M | 1.35% | 8,124 | SH |
| 10 | VANGUARD RUSSELL 1000 VALUE ETF | VONV | 92206C714 | $1.9M | 1.23% | 20,075 | SH |
| 11 | ISHARES RUSSELL 1000 VALUE ETF | IWD | 464287598 | $1.6M | 1.02% | 7,292 | SH |
| 12 | STATE STREET SPDR S&P 500 ETF | SPY | 78462F103 | $1.5M | 1.01% | 2,376 | SH |
| 13 | PIMCO RAFI ESG U.S. ETF | RAFE | 72201T342 | $1.5M | 1.00% | 36,739 | SH |
| 14 | VANGUARD SMALL CAP VALUE ETF | VBR | 922908611 | $1.3M | 0.87% | 6,135 | SH |
| 15 | GE AEROSPACE COM NEW | GE | 369604301 | $1.2M | 0.78% | 4,218 | SH |
| 16 | ISHARES S&P SMALL-CAP 600 VALUE ETF | IJS | 464287879 | $1.1M | 0.69% | 8,957 | SH |
| 17 | WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND | DLS | 97717W760 | $1.0M | 0.68% | 12,742 | SH |
| 18 | NUVEEN TAXABLE MUNICPAL INM FD COM | NBB | 67074C103 | $925.4K | 0.61% | 59,091 | SH |
| 19 | EXXON MOBIL CORP COM | XOM | 30231G102 | $920.1K | 0.60% | 5,423 | SH |
| 20 | PROCTER & GAMBLE CO COM | PG | 742718109 | $816.2K | 0.53% | 5,651 | SH |
| 21 | JOHNSON & JOHNSON COM | JNJ | 478160104 | $761.4K | 0.50% | 3,115 | SH |
| 22 | GE VERNOVA INC COM | GEV | 36828A101 | $754.2K | 0.49% | 864 | SH |
| 23 | SHELL PLC SPON ADS | SHEL | 780259305 | $742.4K | 0.49% | 7,983 | SH |
| 24 | VERIZON COMMUNICATIONS INC COM | VZ | 92343V104 | $736.7K | 0.48% | 14,676 | SH |
| 25 | AT&T INC COM | T | 00206R102 | $691.5K | 0.45% | 23,854 | SH |
| 26 | SCHWAB FUNDAMENTAL U.S. SMALL COMPANY ETF | FNDA | 808524763 | $675.6K | 0.44% | 20,833 | SH |
| 27 | ALPHABET INC CAP STK CL A | GOOGL | 02079K305 | $657.9K | 0.43% | 2,288 | SH |
| 28 | JPMORGAN CHASE & CO COM | JPM | 46625H100 | $648.0K | 0.42% | 2,203 | SH |
| 29 | CUMMINS INC COM | CMI | 231021106 | $584.3K | 0.38% | 1,086 | SH |
| 30 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK.B | 084670702 | $569.8K | 0.37% | 1,189 | SH |
| 31 | ABRDN BLOOMBERG ALL COMMODITY STRATEGY K-1 FREE ETF | BCI | 003261104 | $563.1K | 0.37% | 23,182 | SH |
| 32 | ETRACS CMCI TOTAL RETURN ETN SERIES B | UCIB | 90274D390 | $545.2K | 0.36% | 16,538 | SH |
| 33 | CHEVRON CORPORATION COM | CVX | 166764100 | $535.7K | 0.35% | 2,589 | SH |
| 34 | BANK NEW YORK MELLON CORP COM | BK | 064058100 | $525.5K | 0.34% | 4,430 | SH |
| 35 | MICROSOFT CORP COM | MSFT | 594918104 | $509.9K | 0.33% | 1,378 | SH |
| 36 | COCA COLA CO COM | KO | 191216100 | $507.6K | 0.33% | 6,674 | SH |
| 37 | ABBVIE INC COM | ABBV | 00287Y109 | $499.8K | 0.33% | 2,298 | SH |
| 38 | VANGUARD INTERMEDIATE-TERM BOND ETF | BIV | 921937819 | $491.2K | 0.32% | 6,365 | SH |
| 39 | COLGATE PALMOLIVE CO COM | CL | 194162103 | $490.8K | 0.32% | 5,758 | SH |
| 40 | META PLATFORMS INC CL A | META | 30303M102 | $489.2K | 0.32% | 855 | SH |
| 41 | STATE STREET ENERGY SELECT SECTOR SPDR ETF | XLE | 81369Y506 | $488.0K | 0.32% | 7,965 | SH |
| 42 | MERCK & CO INC COM | MRK | 58933Y105 | $467.4K | 0.31% | 3,886 | SH |
| 43 | BANK OF AMER CORP COM | BAC | 060505104 | $429.3K | 0.28% | 8,805 | SH |
| 44 | UNION PAC CORP COM | UNP | 907818108 | $388.5K | 0.25% | 1,601 | SH |
| 45 | HOME DEPOT INC COM | HD | 437076102 | $386.8K | 0.25% | 1,176 | SH |
| 46 | WELLS FARGO & CO COM | WFC | 949746101 | $385.1K | 0.25% | 4,837 | SH |
| 47 | WALMART INC COM | WMT | 931142103 | $353.6K | 0.23% | 2,845 | SH |
| 48 | ISHARES RUSSELL MIDCAP ETF | IWR | 464287499 | $343.4K | 0.22% | 3,531 | SH |
| 49 | NEXTERA ENERGY INC COM | NEE | 65339F101 | $341.6K | 0.22% | 3,678 | SH |
| 50 | SPDR GOLD SHARES | GLD | 78463V107 | $330.5K | 0.22% | 768 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-08 | $152.9M | 1,084 | 0001986152-26-000079 |
| 2025-12-31 | 2026-02-10 | $147.8M | 1,081 | 0001986152-26-000022 |