Top Institutional Investors

SECURED RETIREMENT ADVISORS, LLC — 13F Holdings & Portfolio

CIK 2012356 · latest 13F-HR filed 2026-07-16

Backtest portfolio

SECURED RETIREMENT ADVISORS, LLC manages $194.9M in 13F-reported U.S. long-equity assets across 134 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are STXF (4.44%), NVDA (3.73%), AAPL (3.66%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 27 new positions and exited 23; 57 existing positions rose in reported value and 32 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$194.9M

Long-equity book

Holdings
134

Distinct positions

Period
2026-06-30

Filed 2026-07-16

Q/Q Activity
+27 / −23 / ↑57 / ↓32

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
STRV4.4% · newNVDA3.7% · -8%AAPL3.7% · -0%BOND2.7% · -2%MSFT2.4% · +10%CSCO2.0% · +3%GOOGL1.7% · -36%CAT1.7% · +73%META1.6% · +246%AMZN1.5% · -23%TSLA1.5% · -1%SPYV1.4% · -0%ABBV1.3% · +466%BRK.B1.2% · +171%BUFR1.2% · -0%ADP1.2% · newGLW1.2% · -77%MCO1.1% · newCPB1.1% · newIEFA1.1% · -13%SYK1.1% · newVTI1.1% · -4%AVGO1.1% · -21%LLY1.1% · -9%DUK1.1% · newAEP1.0% · newKO1.0% · +277%LOW1.0% · newMU1.0% · -47%NEM0.9% · +97%GS0.9% · +9%IEX0.9% · newGNRC0.9% · -0%JPM0.9% · -26%BPOP0.9% · +0%APH0.9% · newCB0.9% · newMS0.9% · newPYLD0.9% · +37%V0.9% · +150%JNJ0.8% · +103%COHR0.8% · -34%SPYG0.8% · +50%LMT0.8% · -1%TEX0.8% · +1%SDVY0.8% · -4%BK0.8% · newC0.8% · -41%WMT0.8% · -30%IBM0.8% · -50%BA0.8% · +1%JCI0.8% · +2%QCOM0.8% · +34%LRCX0.7% · newDE0.7% · +1%ORCL0.7% · -11%USB0.7% · +0%SPG0.7% · -1%SPGI0.7% · newXOCT0.7% · +2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 25.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Feb 23, 2026.

Assets Under Management
$255.1M
Discretionary
$255.1M
Employees
6
Accounts
1,732
Address
6121 EXCELSIOR BLVD
ST LOUIS PARK, MN 55416
Phone
(952) 460-3260
Website
Name Title / Status Ownership Type
LUCEY, JOSEPH, SCOTT ControlCEO/CHIEF COMPLIANCE OFFICER
since May 2007
Less than 5%Individual
SECURED RETIREMENT ASSOCIATES, LLC ControlMANAGING MEMBER
since May 2007
75% or moreDomestic Entity
LUCEY, JOSEPH, SCOTT Control
Indirect owner via SECURED RETIREMENT ASSOCIATES, LLC
MANAGING MEMBER
since May 2007
75% or moreIndividual
Ownership & leadership changes · 2 filings with changes since Jun 14, 2021

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 20, 2025 filing
  • AddedLUCEY, JOSEPH, SCOTT · MANAGING MEMBER · 75% or more · indirect via SECURED RETIREMENT ASSOCIATES, LLC · control person
  • AddedSECURED RETIREMENT ASSOCIATES, LLC · MANAGING MEMBER · 75% or more · control person
  • ChangedLUCEY, JOSEPH, SCOTT · ownership 75% or more → Less than 5%
Mar 8, 2024 filing
  • ChangedLUCEY, JOSEPH, SCOTT · title CEO, PRESIDENT, AND CHIEF COMPLIANCE OFFICER → CEO/CHIEF COMPLIANCE OFFICER
Jun 14, 2021 filing (earliest on record)
  • ListedLUCEY, JOSEPH, SCOTT · CEO, PRESIDENT, AND CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

SECURED RETIREMENT ADVISORS, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 EA SERIES TRUST STXF 02072L680 $8.6M 4.44% 179,003 SH
2 NVIDIA CORPORATION NVDA 67066G104 $7.3M 3.73% 36,284 SH
3 APPLE INC AAPL 037833100 $7.1M 3.66% 24,677 SH
4 PIMCO ETF TR BOND 72201R775 $5.3M 2.72% 57,389 SH
5 MICROSOFT CORP MSFT 594918104 $4.7M 2.40% 12,542 SH
6 CISCO SYS INC CSCO 17275R102 $3.9M 2.01% 33,428 SH
7 ALPHABET INC GOOGL 02079K305 $3.3M 1.70% 9,272 SH
8 CATERPILLAR INC CAT 149123101 $3.2M 1.67% 3,048 SH
9 META PLATFORMS INC META 30303M102 $3.1M 1.61% 5,585 SH
10 AMAZON COM INC AMZN 023135106 $2.9M 1.49% 12,216 SH
11 TESLA INC TSLA 88160R101 $2.8M 1.46% 6,765 SH
12 SPDR SERIES TRUST SPYV 78464A508 $2.8M 1.43% 45,994 SH
13 ABBVIE INC ABBV 00287Y109 $2.5M 1.30% 10,052 SH
14 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $2.4M 1.23% 4,772 SH
15 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $2.3M 1.21% 64,318 SH
16 AUTOMATIC DATA PROCESSING IN ADP 053015103 $2.3M 1.20% 10,473 SH
17 CORNING INC GLW 219350105 $2.3M 1.20% 9,129 SH
18 MOODYS CORP MCO 615369105 $2.2M 1.14% 4,891 SH
19 THE CAMPBELLS COMPANY CPB 134429109 $2.2M 1.12% 97,949 SH
20 ISHARES TR IEFA 46432F842 $2.2M 1.11% 22,396 SH
21 STRYKER CORPORATION SYK 863667101 $2.2M 1.11% 6,866 SH
22 VANGUARD INDEX FDS VTI 922908769 $2.1M 1.09% 5,732 SH
23 BROADCOM INC AVGO 11135F101 $2.1M 1.07% 5,522 SH
24 ELI LILLY & CO LLY 532457108 $2.1M 1.07% 1,731 SH
25 DUKE ENERGY CORP NEW DUK 26441C204 $2.1M 1.06% 16,380 SH
26 AMERICAN ELEC PWR CO INC AEP 025537101 $2.0M 1.04% 14,774 SH
27 COCA COLA CO KO 191216100 $1.9M 0.99% 23,624 SH
28 LOWES COS INC LOW 548661107 $1.9M 0.98% 8,645 SH
29 MICRON TECHNOLOGY INC MU 595112103 $1.9M 0.97% 1,632 SH
30 NEWMONT CORP NEM 651639106 $1.8M 0.95% 19,805 SH
31 GOLDMAN SACHS GROUP INC GS 38141G104 $1.8M 0.93% 1,790 SH
32 IDEX CORP IEX 45167R104 $1.8M 0.92% 7,871 SH
33 GENERAC HLDGS INC GNRC 368736104 $1.8M 0.91% 6,043 SH
34 JPMORGAN CHASE & CO JPM 46625H100 $1.8M 0.90% 5,363 SH
35 POPULAR INC BPOP 733174700 $1.8M 0.90% 10,679 SH
36 AMPHENOL CORP APH 032095101 $1.7M 0.89% 9,863 SH
37 CHUBB LIMITED CB H1467J104 $1.7M 0.88% 5,033 SH
38 MORGAN STANLEY MS 617446448 $1.7M 0.88% 8,176 SH
39 PIMCO ETF TR PYLD 72201R585 $1.7M 0.87% 63,799 SH
40 VISA INC V 92826C839 $1.7M 0.86% 4,872 SH
41 JOHNSON & JOHNSON JNJ 478160104 $1.7M 0.85% 6,512 SH
42 COHERENT CORP COHR 19247G107 $1.6M 0.84% 4,166 SH
43 SPDR SERIES TRUST SPYG 78464A409 $1.6M 0.84% 13,774 SH
44 LOCKHEED MARTIN CORP LMT 539830109 $1.6M 0.83% 3,175 SH
45 TEREX CORP NEW TEX 880779103 $1.6M 0.83% 22,249 SH
46 FIRST TR EXCHANGE TRADED FD SDVY 33741X102 $1.6M 0.80% 36,180 SH
47 BANK OF NY MELLON CORP BNY 064058100 $1.5M 0.79% 10,700 SH
48 CITIGROUP INC C 172967424 $1.5M 0.79% 11,054 SH
49 WALMART INC WMT 931142103 $1.5M 0.78% 13,480 SH
50 INTERNATIONAL BUSINESS MACHS IBM 459200101 $1.5M 0.78% 5,371 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-16 $194.9M 134 0002012356-26-000004
2026-03-31 2026-04-24 $176.7M 130 0002012356-26-000003
2025-12-31 2026-01-30 $179.1M 125 0002012356-26-000001
Filer Information
Address
6121 EXCELSIOR BLVD
ST LOUIS PARK, MN 55416
Phone
(952) 460-3260
Filing Manager
SECURED RETIREMENT ADVISORS, LLC
ST LOUIS PARK, MN
Signatory
JOSEPH S. LUCEY
CEO