Dale Q Rice Investment Management Ltd — 13F Holdings & Portfolio

CIK 2041427 · latest 13F-HR filed 2026-10-09

Dale Q Rice Investment Management Ltd manages $183.5M in 13F-reported U.S. long-equity assets across 68 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are USD (24.11%), AAPL (18.62%), QLD (13.46%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 2 new positions and exited 2; 16 existing positions rose in reported value and 22 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$183.5M

Long-equity book

Holdings

Distinct positions

Period

2026-09-30

Filed 2026-10-09

Q/Q Activity

+2 / −2 / ↑16 / ↓22

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26

USD24.1% · +0%AAPL18.6% · -0%QLD13.5% · +0%QQQ5.4% · -0%SPY4.0% · -0%GOOGL2.8% · -0%XSD2.5% · -0%NVDA2.2% · +0%TSLA1.8% · +2%BRK.B1.7% · -2%IYW1.6% · -0%ROM1.3% · 0%LRCX1.3% · +0%IJH1.2% · +1%MSFT1.1% · 0%TMFC1.0% · -0%MA0.9% · -0%AMZN0.8% · -1%XLK0.7% · -0%IHI0.6% · -7%GOOG0.6% · -0%PLTR0.6% · -6%RKLB0.6% · 0%DVY0.5% · -1%CAT0.5% · 0%FBT0.4% · -1%PANW0.4% · 0%RSP0.4% · 0%DE0.4% · 0%SCHD0.4% · -1%TQQQ0.4% · 0%IJR0.3% · +6%MRK0.3% · -1%INTC0.3% · 0%CRWD0.3% · +300%FXL0.3% · -2%SOXX0.3% · 0%BX0.3% · 0%XSW0.3% · -0%RFG0.3% · -0%COST0.3% · 0%MU0.2% · -10%SPCX0.2% · new AGG0.2% · -3%CVX0.2% · 0%IBB0.2% · -1%BOOT0.2% · -0%DIA0.2% · -0%CSCO0.2% · 0%RFV0.2% · -4%FV0.2% · -0%HLT0.2% · -1%RPV0.2% · -1%SMH0.2% · 0%BA0.2% · -1%JPM0.2% · 0%SSO0.2% · -0%AMD0.2% · 0%AVGO0.2% · 0%ORCL0.2% · +5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 76.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 29, 2026.

Assets Under Management

$156.6M

Discretionary

$154.1M

Employees

Accounts

266

Phone

(360) 693-7577

Name	Title / Status	Ownership	Type
RICE, DALE, QUINTIN Control	OWNER / CHIEF COMPLIANCE OFFICER since Aug 2020	75% or more	Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

APPLE INC$4.4M +14.8%
MICROSOFT CORP$565.6K +37.5%
NVIDIA CORPORATION$498.3K +14.4%
PALANTIR TECHNOLOGIES INC$356.1K +51.3%
CROWDSTRIKE HLDGS INC$154.1K +38.8%

Show all 16 →

Top Trims

PROSHARES TR-$3.5M -7.4%
SPDR SERIES TRUST-$852.0K -15.5%
LAM RESEARCH CORP-$728.9K -24.0%
TESLA INC-$547.8K -14.3%
ROCKET LAB CORP-$468.2K -31.5%

Show all 22 →

New Positions

SPACE EXPLORATION TECHN CORP$437.5K
EOG RES INC$205.3K

Exited Positions

AST SPACEMOBILE INC$291.9K
INVESCO EXCHANGE TRADED FD T$215.8K

Loading…

#	Issuer	Symbol	CUSIP	Value	Δ

Dale Q Rice Investment Management Ltd Holdings (2026-09-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	PROSHARES TR	USD	74347R669	$44.2M	24.11%	459,544	SH
2	APPLE INC	AAPL	037833100	$34.2M	18.62%	102,605	SH
3	PROSHARES TR	QLD	74347R206	$24.7M	13.46%	258,195	SH
4	INVESCO QQQ TR	QQQ	46090E103	$9.9M	5.38%	13,348	SH
5	STATE STR SPDR S&P 500 ETF T	SPY	78462F103	$7.4M	4.05%	9,734	SH
6	ALPHABET INC	GOOGL	02079K305	$5.1M	2.76%	14,709	SH
7	SPDR SERIES TRUST	XSD	78464A862	$4.6M	2.53%	8,758	SH
8	NVIDIA CORPORATION	NVDA	67066G104	$4.0M	2.16%	17,337	SH
9	TESLA INC	TSLA	88160R101	$3.3M	1.79%	9,268	SH
10	BERKSHIRE HATHAWAY INC DEL	BRK.B	084670702	$3.0M	1.66%	6,113	SH
11	ISHARES TR	IYW	464287721	$2.9M	1.61%	11,123	SH
12	PROSHARES TR	ROM	74347R693	$2.3M	1.26%	14,500	SH
13	LAM RESEARCH CORP	LRCX	512807306	$2.3M	1.26%	7,016	SH
14	ISHARES TR	IJH	464287507	$2.2M	1.19%	30,329	SH
15	MICROSOFT CORP	MSFT	594918104	$2.1M	1.13%	4,042	SH
16	RBB FD INC	TMFC	74933W601	$1.9M	1.04%	23,764	SH
17	MASTERCARD INCORPORATED	MA	57636Q104	$1.6M	0.86%	2,847	SH
18	AMAZON COM INC	AMZN	023135106	$1.6M	0.85%	6,246	SH
19	SELECT SECTOR SPDR TR	XLK	81369Y803	$1.3M	0.69%	6,507	SH
20	ISHARES TR	IHI	464288810	$1.2M	0.63%	22,679	SH
21	ALPHABET INC	GOOG	02079K107	$1.1M	0.63%	3,370	SH
22	PALANTIR TECHNOLOGIES INC	PLTR	69608A108	$1.1M	0.57%	5,618	SH
23	ROCKET LAB CORP	RKLB	773121108	$1.0M	0.56%	14,644	SH
24	ISHARES TR	DVY	464287168	$934.3K	0.51%	6,144	SH
25	CATERPILLAR INC	CAT	149123101	$909.7K	0.50%	1,122	SH
26	FIRST TR EXCHANGE-TRADED FD	FBT	33733E203	$817.9K	0.45%	3,004	SH
27	PALO ALTO NETWORKS INC	PANW	697435105	$783.1K	0.43%	1,971	SH
28	INVESCO EXCHANGE TRADED FD T	RSP	46137V357	$767.2K	0.42%	3,688	SH
29	DEERE & CO	DE	244199105	$761.5K	0.41%	1,134	SH
30	SCHWAB STRATEGIC TR	SCHD	808524797	$725.9K	0.40%	22,316	SH
31	PROSHARES TR	TQQQ	74347X831	$694.2K	0.38%	8,896	SH
32	ISHARES TR	IJR	464287804	$572.1K	0.31%	4,205	SH
33	MERCK & CO INC	MRK	58933Y105	$560.3K	0.31%	3,856	SH
34	INTEL CORP	INTC	458140100	$559.4K	0.30%	4,653	SH
35	CROWDSTRIKE HLDGS INC	CRWD	22788C105	$551.7K	0.30%	2,084	SH
36	FIRST TR EXCHANGE-TRADED FD	FXL	33734X176	$546.2K	0.30%	2,471	SH
37	ISHARES TR	SOXX	464287523	$545.3K	0.30%	959	SH
38	BLACKSTONE INC	BX	09260D107	$536.6K	0.29%	4,787	SH
39	SPDR SERIES TRUST	XSW	78464A599	$527.0K	0.29%	2,709	SH
40	INVESCO EXCHANGE TRADED FD T	RFG	46137V217	$506.6K	0.28%	8,567	SH
41	COSTCO WHOLESALE CORPORATION	COST	22160K105	$488.9K	0.27%	537	SH
42	MICRON TECHNOLOGY INC	MU	595112103	$446.3K	0.24%	419	SH
43	SPACE EXPLORATION TECHN CORP	SPCX	84615Q103	$437.5K	0.24%	2,900	SH
44	ISHARES TR	AGG	464287226	$418.6K	0.23%	4,428	SH
45	CHEVRON CORPORATION	CVX	166764100	$416.2K	0.23%	2,038	SH
46	ISHARES TR	IBB	464287556	$415.8K	0.23%	1,975	SH
47	BOOT BARN HLDGS INC	BOOT	099406100	$413.3K	0.23%	3,431	SH
48	STATE STR SPDR DOW JONES IND	DIA	78467X109	$404.8K	0.22%	796	SH
49	CISCO SYS INC	CSCO	17275R102	$390.6K	0.21%	3,629	SH
50	INVESCO EXCHANGE TRADED FD T	RFV	46137V191	$358.4K	0.20%	2,534	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-09-30	2026-10-09	$183.5M	68	0002041427-26-000005
2026-06-30	2026-08-07	$184.4M	68	0002041427-26-000003
2026-03-31	2026-05-08	$132.0M	68	0002041427-26-000002
2025-12-31	2026-01-30	$139.6M	65	0002041427-26-000001

Filer Information

Address

10000 NE 7TH AVE #215
VANCOUVER, WA 98685

Phone

(360) 693-7577

Filing Manager

Dale Q Rice Investment Management Ltd

VANCOUVER, WA

Signatory

Dale Q. Rice

Chief Compliance Officer