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Mallini Complete Financial Planning LLC — 13F Holdings & Portfolio

CIK 2049540 · latest 13F-HR filed 2026-04-13

Backtest portfolio

Mallini Complete Financial Planning LLC manages $126.3M in 13F-reported U.S. long-equity assets across 61 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are VTI (34.03%), BND (20.13%), VXUS (12.25%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 3 new positions, exited 4, added to 9, and trimmed 20.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$126.3M

Long-equity book

Holdings

61

Distinct positions

Period

2026-03-31

Filed 2026-04-13

Q/Q Activity

+3 / −4 / ↑9 / ↓20

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • VANGUARD TOTAL BOND MARKET ETF$1.9M +7.9%
  • USA COMPRESSION PARTNERS LP COM UNIT LTDPAR$404.9K +18.8%
  • ISHARES ESG AWARE US AGGREGATE BOND ETF$212.9K +7.5%
  • ENERGY TRANSFER L P COM UT LTD PTN$104.5K +17.4%
  • EXXON MOBIL CORP COM$99.9K +41.2%
Show all 9 →

Top Trims

  • VANGUARD HIGH DIVIDEND YIELD INDEX ETF-$166.1K -24.5%
  • VANGUARD DIVIDEND APPRECIATION ETF-$113.3K -25.5%
  • APPLE INC COM-$100.8K -12.5%
  • ARES CAPITAL CORP COM-$81.4K -10.2%
  • AMAZON COM INC COM-$79.8K -11.2%
Show all 20 →

New Positions

  • JOHNSON & JOHNSON COM$225.4K
  • DUKE ENERGY CORP NEW COM NEW$219.8K
  • GOLDMAN SACHS BDC INC SHS$95.7K
Show all 3 →

Exited Positions

  • JPMORGAN EQUITY PREMIUM INCOME ETF$290.5K
  • ISHARES PREFERRED & INCOME SECURITIES ETF$262.2K
  • JPMORGAN INCOME ETF$223.3K
  • ABBVIE INC COM$208.1K
Show all 4 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD TOTAL STOCK MARKET ETF VTI 922908769 $43.0M 34.03% 133,910 SH
2 VANGUARD TOTAL BOND MARKET ETF BND 921937835 $25.4M 20.13% 345,212 SH
3 VANGUARD TOTAL INTERNATIONAL STOCK ETF VXUS 921909768 $15.5M 12.25% 200,583 SH
4 VANGUARD TAX-EXEMPT BOND ETF VTEB 922907746 $12.8M 10.15% 256,806 SH
5 VANGUARD ESG U.S. STOCK ETF ESGV 921910733 $3.3M 2.61% 29,379 SH
6 ISHARES ESG AWARE US AGGREGATE BOND ETF EAGG 46435U549 $3.0M 2.41% 63,942 SH
7 USA COMPRESSION PARTNERS LP COM UNIT LTDPAR USAC 90290N109 $2.6M 2.03% 94,489 SH
8 VANGUARD S&P 500 ETF VOO 922908363 $1.2M 0.99% 2,084 PRN
9 VANGUARD ESG INTERNATIONAL STOCK ETF VSGX 921910725 $1.1M 0.88% 15,406 SH
10 JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF JMST 46641Q654 $764.5K 0.61% 14,995 SH
11 PIMCO INTERMEDIATE MUNICIPAL BOND ACTIVE EXCHANGE-TRADED FUND MUNI 72201R866 $735.9K 0.58% 14,100 SH
12 ARES CAPITAL CORP COM ARCC 04010L103 $718.5K 0.57% 39,875 SH
13 APPLE INC COM AAPL 037833100 $706.4K 0.56% 2,783 PRN
14 ENERGY TRANSFER L P COM UT LTD PTN ET 29273V100 $705.4K 0.56% 36,550 SH
15 AMAZON COM INC COM AMZN 023135106 $632.7K 0.50% 3,038 PRN
16 GUGGENHEIM STRATEGIC OPPORTUN COM SBI GOF 40167F101 $555.6K 0.44% 50,418 SH
17 CORNERSTONE TOTAL RETURN FD COM CRF 21924U300 $548.8K 0.43% 78,966 SH
18 ISHARES MSCI USA MOMENTUM FACTOR ETF MTUM 46432F396 $530.7K 0.42% 2,211 PRN
19 JPMORGAN MUNICIPAL ETF JMUB 46641Q647 $529.9K 0.42% 10,600 SH
20 ISHARES CORE S&P 500 ETF IVV 464287200 $522.6K 0.41% 800 PRN
21 VANGUARD HIGH DIVIDEND YIELD INDEX ETF VYM 921946406 $510.9K 0.40% 3,449 PRN
22 ISHARES ESG OPTIMIZED MSCI USA ETF SUSA 464288802 $450.7K 0.36% 3,412 PRN
23 STATE STREET SPDR US LARGE CAP LOW VOLATILITY INDEX ETF LGLV 78468R804 $438.7K 0.35% 2,463 PRN
24 VANGUARD TOTAL INTERNATIONAL BOND ETF BNDX 92203J407 $399.2K 0.32% 8,309 PRN
25 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN AB 01881G106 $383.3K 0.30% 10,236 SH
26 FRANKLIN DYNAMIC MUNICIPAL BOND ETF FLMI 35473P868 $382.5K 0.30% 15,431 SH
27 PIMCO INCOME STRATEGY FD II COM PFN 72201J104 $379.5K 0.30% 55,073 SH
28 ROYAL BK CDA COM RY 780087102 $359.2K 0.28% 2,220 PRN
29 EXXON MOBIL CORP COM XOM 30231G102 $342.0K 0.27% 2,015 PRN
30 PIMCO DYNAMIC INCOME FD SHS PDI 72201Y101 $341.8K 0.27% 19,976 SH
31 VANGUARD DIVIDEND APPRECIATION ETF VIG 921908844 $330.5K 0.26% 1,536 PRN
32 EATON VANCE LIMITED DURATION I COM EVV 27828H105 $325.2K 0.26% 34,415 SH
33 INVESCO RAFI US 1000 ETF PRF 46137V613 $318.3K 0.25% 6,695 PRN
34 SOUTHERN CO COM SO 842587107 $316.8K 0.25% 3,281 PRN
35 FLAHERTY & CRUMRINE TOTAL RETU COM FLC 338479108 $308.3K 0.24% 18,571 SH
36 ENTERPRISE PRODS PARTNERS L P COM EPD 293792107 $306.9K 0.24% 8,111 PRN
37 CHEVRON CORPORATION COM CVX 166764100 $305.7K 0.24% 1,477 PRN
38 ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF MEAR 46431W838 $302.0K 0.24% 6,000 PRN
39 SIXTH STREET SPECIALTY LENDING COM TSLX 83012A109 $296.2K 0.23% 16,116 SH
40 PGIM HIGH YIELD BOND FUND INC COM ISD 69346H100 $294.7K 0.23% 22,392 SH
41 TESLA INC COM TSLA 88160R101 $272.1K 0.22% 732 PRN
42 PIMCO MUNICIPAL INCOME OPPORTUNITIES ACTIVE EXCHANGE-TRADED FUND SSMUF 72201R635 $271.0K 0.21% 6,000 PRN
43 HANCOCK JOHN PFD INCOME FD SH BEN INT HPI 41013W108 $271.0K 0.21% 17,273 SH
44 ISHARES S&P 500 GROWTH ETF IVW 464287309 $244.8K 0.19% 2,164 PRN
45 ENBRIDGE INC COM ENB 29250N105 $242.5K 0.19% 4,479 PRN
46 GABELLI CONV & INC SECS FD INC COM GCV 36240B109 $238.3K 0.19% 55,683 SH
47 NVIDIA CORPORATION COM NVDA 67066G104 $233.0K 0.18% 1,336 PRN
48 BROOKFIELD REAL ASSETS INCOME SHS BEN INT RA 112830104 $231.6K 0.18% 18,010 SH
49 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $227.1K 0.18% 393 PRN
50 JOHNSON & JOHNSON COM JNJ 478160104 $225.4K 0.18% 922 PRN
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-13 $126.3M 61 0002049540-26-000002
2025-12-31 2026-01-06 $124.4M 62 0002049540-26-000001