LEGACY SOLUTIONS, LLC — 13F Holdings & Portfolio
CIK 2053314 · latest 13F-HR filed 2026-10-07
LEGACY SOLUTIONS, LLC manages $130.9M in 13F-reported U.S. long-equity assets across 91 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPYM (15.83%), SPDW (7.63%), IUSG (6.76%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 6 new positions and exited 3; 10 existing positions rose in reported value and 19 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$130.9M
Long-equity book
Holdings
91
Distinct positions
Period
2026-09-30
Filed 2026-10-07
Q/Q Activity
+6 / −3 / ↑10 / ↓19
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26SPYM15.8% · -0%SPDW7.6% · +1%IUSG6.8% · +3%IUSV6.2% · +4%CGGR6.0% · -3%JIVE4.7% · newIVOO3.5% · +3%SPSM3.1% · +3%SPEM2.6% · +2%HTRB2.5% · +11%FBND2.1% · +9%SPAB2.1% · +9%MINT1.7% · +7%VUSB1.6% · -1%GSY1.6% · +3%VTI1.3% · -1%FMB1.2% · +2%ITOT1.2% · 0%BSV1.2% · +11%NVDA1.2% · -12%MOAT1.1% · -4%GLD1.1% · -1%AAPL1.0% · -16%FSEP0.9% · 0%QLTY0.9% · +0%IVV0.8% · +0%QQQM0.8% · 0%MSFT0.7% · -2%FAUG0.7% · 0%BUFR0.7% · +7%QQQ0.7% · -2%GOOGL0.6% · +1%GLDM0.6% · 0%CEG0.6% · 0%SHM0.5% · -2%AVGO0.5% · -38%SPY0.5% · 0%MTUM0.5% · 0%DSEP0.4% · 0%EXC0.4% · 0%MS0.4% · -5%FJUN0.4% · +2%QSPT0.4% · 0%FDEC0.3% · 0%C0.3% · -5%AMZN0.3% · -11%FMAY0.3% · 0%JCI0.3% · -7%GS0.3% · -8%RTX0.3% · -6%FOCT0.3% · 0%FMAR0.3% · -2%V0.3% · -4%XOM0.3% · -0%COP0.3% · -4%WMT0.3% · -6%MSI0.3% · -4%FAPR0.3% · 0%GMAR0.2% · 0%META0.2% · -2%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 58.8%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 21, 2026.
Assets Under Management
$283.7M
Discretionary
$277.1M
Employees
18
Accounts
3,723
Address
13965 W. CHINDEN BLVD #100
BOISE, ID 83713
BOISE, ID 83713
Phone
(208) 925-0006
This firm reports 1 disclosure item on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| COVINO, PETER, CARMINE Control | MANAGER since Sep 2022 | Less than 5% | Individual |
| LEGACY INVESTMENT SOLUTIONS HOLDINGS, LLC Control | OWNER since Aug 2023 | 75% or more | Domestic Entity |
| LEGACY WEALTH ADVISORS, LLC Control | OWNER since Sep 2022 | Less than 5% | Domestic Entity |
| LPM INSURANCE & AGENCY, LLC Control | OWNER since Sep 2022 | Less than 5% | Domestic Entity |
| RAD, ANDY, ALBERT Control | CHIEF INVESTMENT OFFICER since Sep 2022 | Less than 5% | Individual |
| WEST, JEFFERSON, HUNT | CHIEF COMPLIANCE OFFICER since Dec 2023 | Less than 5% | Individual |
| COVINO, PETER, CARMINE Control Indirect owner via LEGACY INVESTMENT SOLUTIONS HOLDINGS, LLC | OWNER since May 2023 | 50–75% | Individual |
| RAD, ANDY, ALBERT Control Indirect owner via LEGACY INVESTMENT SOLUTIONS HOLDINGS, LLC | OWNER since May 2023 | 50–75% | Individual |
Ownership & leadership changes · 3 filings with changes since Sep 19, 2022
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jan 8, 2024 filing
- No longer listedMARTIN, SEAN, R. · CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER · Less than 5% · control person · listed since Nov 2023
- AddedWEST, JEFFERSON, HUNT · CHIEF COMPLIANCE OFFICER · Less than 5%
Nov 17, 2023 filing
- No longer listedLee, Benjamin, Cory · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Sep 2022
- AddedMARTIN, SEAN, R. · CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER · Less than 5% · control person
Oct 30, 2023 filing
- No longer listedAJRAD TRUST · OWNER · 75% or more · indirect via LPM INSURANCE & AGENCY, LLC · control person · listed since Sep 2022
- No longer listedCOVINO, LISA, ANN · TRUSTEE · General partner, trustee or manager · indirect via PETER AND LISA COVINO FAMILY TRUST DATED 2/2/2021 · control person · listed since Feb 2021
- No longer listedCOVINO, PETER, CARMINE · TRUSTEE · General partner, trustee or manager · indirect via PETER AND LISA COVINO FAMILY TRUST DATED 2/2/2021 · control person · listed since Feb 2021
- No longer listedPETER AND LISA COVINO FAMILY TRUST DATED 2/2/2021 · OWNER · 75% or more · indirect via LEGACY WEALTH ADVISORS, LLC · control person · listed since Sep 2022
- No longer listedRAD, ANDY, ALBERT · TRUSTEE · General partner, trustee or manager · indirect via AJRAD TRUST · control person · listed since Sep 2022
- No longer listedRAD, JULIE, MARIE · TRUSTEE · General partner, trustee or manager · indirect via AJRAD TRUST · control person · listed since Sep 2022
- AddedCOVINO, PETER, CARMINE · OWNER · 50–75% · indirect via LEGACY INVESTMENT SOLUTIONS HOLDINGS, LLC · control person
- AddedLEGACY INVESTMENT SOLUTIONS HOLDINGS, LLC · OWNER · 75% or more · control person
- AddedRAD, ANDY, ALBERT · OWNER · 50–75% · indirect via LEGACY INVESTMENT SOLUTIONS HOLDINGS, LLC · control person
- ChangedLEGACY WEALTH ADVISORS, LLC · ownership 50–75% → Less than 5%
- ChangedLPM INSURANCE & AGENCY, LLC · ownership 50–75% → Less than 5%
Sep 19, 2022 filing (earliest on record)
- ListedAJRAD TRUST · OWNER · 75% or more · indirect via LPM INSURANCE & AGENCY, LLC · control person
- ListedCOVINO, LISA, ANN · TRUSTEE · General partner, trustee or manager · indirect via PETER AND LISA COVINO FAMILY TRUST DATED 2/2/2021 · control person
- ListedCOVINO, PETER, CARMINE · MANAGER · Less than 5% · control person
- ListedCOVINO, PETER, CARMINE · TRUSTEE · General partner, trustee or manager · indirect via PETER AND LISA COVINO FAMILY TRUST DATED 2/2/2021 · control person
- ListedLEGACY WEALTH ADVISORS, LLC · OWNER · 50–75% · control person
- ListedLPM INSURANCE & AGENCY, LLC · OWNER · 50–75% · control person
- ListedLee, Benjamin, Cory · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedPETER AND LISA COVINO FAMILY TRUST DATED 2/2/2021 · OWNER · 75% or more · indirect via LEGACY WEALTH ADVISORS, LLC · control person
- ListedRAD, ANDY, ALBERT · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ListedRAD, ANDY, ALBERT · TRUSTEE · General partner, trustee or manager · indirect via AJRAD TRUST · control person
- ListedRAD, JULIE, MARIE · TRUSTEE · General partner, trustee or manager · indirect via AJRAD TRUST · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES TR$489.4K +5.9%
- MICROSOFT CORP$248.2K +34.0%
- HARTFORD FDS EXCHANGE TRADED$163.6K +5.4%
- PIMCO ETF TR$134.4K +6.3%
- VANGUARD BD INDEX FDS$127.5K +9.1%
Top Trims
- BROADCOM INC-$483.2K -42.5%
- SPDR SERIES TRUST-$256.1K -5.9%
- GOLDMAN SACHS GROUP INC-$89.5K -17.9%
- FIRST TR EXCH TRADED FD III-$83.7K -5.0%
- MORGAN STANLEY-$81.2K -14.2%
New Positions
- J P MORGAN EXCHANGE TRADED F$6.1M
- DISNEY WALT CO$252.6K
- BECTON DICKINSON & CO$225.8K
- FIDELITY COVINGTON TRUST$218.1K
- MEDTRONIC PLC$217.6K
Exited Positions
- L3HARRIS TECHNOLOGIES INC$251.4K
- INTERNATIONAL BUSINESS MACHS$228.8K
- D R HORTON INC$207.4K
LEGACY SOLUTIONS, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | SPYM | 78464A854 | $20.7M | 15.83% | 230,851 | SH |
| 2 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $10.0M | 7.63% | 198,997 | SH |
| 3 | ISHARES TR | IUSG | 464287671 | $8.9M | 6.76% | 45,681 | SH |
| 4 | ISHARES TR | IUSV | 464287663 | $8.1M | 6.22% | 73,844 | SH |
| 5 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $7.8M | 5.98% | 165,161 | SH |
| 6 | J P MORGAN EXCHANGE TRADED F | JIVE | 46654Q757 | $6.1M | 4.68% | 64,374 | SH |
| 7 | VANGUARD ADMIRAL FDS INC | IVOO | 921932885 | $4.6M | 3.55% | 38,126 | SH |
| 8 | SPDR SERIES TRUST | SPSM | 78468R853 | $4.1M | 3.10% | 76,690 | SH |
| 9 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $3.5M | 2.65% | 66,933 | SH |
| 10 | HARTFORD FDS EXCHANGE TRADED | HTRB | 41653L305 | $3.2M | 2.45% | 100,256 | SH |
| 11 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $2.8M | 2.15% | 64,924 | SH |
| 12 | SPDR SERIES TRUST | SPAB | 78464A649 | $2.7M | 2.08% | 111,612 | SH |
| 13 | PIMCO ETF TR | MINT | 72201R833 | $2.3M | 1.73% | 22,517 | SH |
| 14 | VANGUARD BD INDEX FDS | VUSB | 92203C303 | $2.1M | 1.60% | 42,279 | SH |
| 15 | INVESCO ACTIVELY MANAGED EXC | GSY | 46090A887 | $2.0M | 1.56% | 40,946 | SH |
| 16 | VANGUARD INDEX FDS | VTI | 922908769 | $1.7M | 1.30% | 4,542 | SH |
| 17 | FIRST TR EXCH TRADED FD III | FMB | 33739N108 | $1.6M | 1.21% | 33,003 | SH |
| 18 | ISHARES TR | ITOT | 464287150 | $1.6M | 1.20% | 9,467 | SH |
| 19 | VANGUARD BD INDEX FDS | BSV | 921937827 | $1.5M | 1.17% | 20,079 | SH |
| 20 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.5M | 1.17% | 6,711 | SH |
| 21 | VANECK ETF TRUST | MOAT | 92189F643 | $1.4M | 1.09% | 13,548 | SH |
| 22 | SPDR GOLD TR | GLD | 78463V107 | $1.4M | 1.08% | 3,729 | SH |
| 23 | APPLE INC | AAPL | 037833100 | $1.4M | 1.05% | 4,118 | SH |
| 24 | FIRST TR EXCHNG TRADED FD VI | FSEP | 33740U307 | $1.2M | 0.90% | 20,674 | SH |
| 25 | GMO ETF TRUST | QLTY | 90139K100 | $1.2M | 0.90% | 27,444 | SH |
| 26 | ISHARES TR | IVV | 464287200 | $1.1M | 0.84% | 1,432 | SH |
| 27 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $993.4K | 0.76% | 3,261 | SH |
| 28 | MICROSOFT CORP | MSFT | 594918104 | $977.8K | 0.75% | 1,907 | SH |
| 29 | FIRST TR EXCHNG TRADED FD VI | FAUG | 33740F862 | $926.0K | 0.71% | 16,073 | SH |
| 30 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $915.6K | 0.70% | 24,435 | SH |
| 31 | INVESCO QQQ TR | QQQ | 46090E103 | $908.6K | 0.69% | 1,228 | SH |
| 32 | ALPHABET INC | GOOGL | 02079K305 | $829.1K | 0.63% | 2,410 | SH |
| 33 | WORLD GOLD TR | GLDM | 98149E303 | $805.6K | 0.62% | 9,803 | SH |
| 34 | CONSTELLATION ENERGY CORP | CEG | 21037T109 | $759.5K | 0.58% | 2,990 | SH |
| 35 | SPDR SERIES TRUST | SHM | 78468R739 | $699.3K | 0.53% | 14,991 | SH |
| 36 | BROADCOM INC | AVGO | 11135F101 | $654.6K | 0.50% | 1,864 | SH |
| 37 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $653.2K | 0.50% | 856 | SH |
| 38 | ISHARES TR | MTUM | 46432F396 | $609.9K | 0.47% | 1,922 | SH |
| 39 | FIRST TR EXCHNG TRADED FD VI | DSEP | 33740F680 | $541.9K | 0.41% | 11,089 | SH |
| 40 | EXELON CORP | EXC | 30161N101 | $496.0K | 0.38% | 12,278 | SH |
| 41 | MORGAN STANLEY | MS | 617446448 | $492.3K | 0.38% | 2,617 | SH |
| 42 | FIRST TR EXCHNG TRADED FD VI | FJUN | 33740F722 | $488.5K | 0.37% | 7,984 | SH |
| 43 | FIRST TR EXCHNG TRADED FD VI | QSPT | 33740U836 | $465.1K | 0.36% | 12,724 | SH |
| 44 | FIRST TR EXCHNG TRADED FD VI | FDEC | 33740U505 | $456.4K | 0.35% | 8,145 | SH |
| 45 | CITIGROUP INC | C | 172967424 | $444.6K | 0.34% | 3,433 | SH |
| 46 | AMAZON COM INC | AMZN | 023135106 | $436.0K | 0.33% | 1,750 | SH |
| 47 | FIRST TR EXCHNG TRADED FD VI | FMAY | 33740F748 | $432.8K | 0.33% | 7,544 | SH |
| 48 | JOHNSON CONTROLS INTERNATION | JCI | G51502105 | $418.9K | 0.32% | 2,818 | SH |
| 49 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $410.8K | 0.31% | 456 | SH |
| 50 | RTX CORPORATION | RTX | 75513E101 | $404.8K | 0.31% | 2,180 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-07 | $130.9M | 91 | 0002053314-26-000005 |
| 2026-06-30 | 2026-07-06 | $123.6M | 88 | 0002053314-26-000003 |
| 2026-03-31 | 2026-04-07 | $107.9M | 77 | 0002053314-26-000002 |
| 2025-12-31 | 2026-01-14 | $113.8M | 81 | 0002053314-26-000001 |
Filer Information
Address
206 N UNION STKENNETT SQUARE, PA 19348
Phone
(610) 444-9920
Filing Manager
LEGACY SOLUTIONS, LLC
KENNETT SQUARE, PA
Signatory
Angela Maria Stewart
Chief Compliance Officer