Roxbury Financial LLC — 13F Holdings & Portfolio
CIK 2054149 · latest 13F-HR filed 2026-10-01
Roxbury Financial LLC manages $130.4M in 13F-reported U.S. long-equity assets across 426 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are MSFT (5.56%), GOOGL (4.80%), FBCG (3.98%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 28 new positions and exited 22; 121 existing positions rose in reported value and 143 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$130.4M
Long-equity book
Holdings
426
Distinct positions
Period
2026-09-30
Filed 2026-10-01
Q/Q Activity
+28 / −22 / ↑121 / ↓143
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26MSFT5.6% · +1%GOOGL4.8% · +1%FBCG4.0% · -0%ONEQ3.5% · +2%AAPL3.4% · +2%IVV3.4% · +3%V3.2% · +5%AMZN3.1% · +1%FSTA2.3% · +4%JPM2.2% · +2%CAT2.0% · -0%WFC1.8% · +0%WMT1.8% · +2%NTRA1.6% · -1%FHLC1.5% · -0%MCK1.5% · -0%NVDA1.5% · +0%CB1.4% · -1%IBM1.4% · -1%LMT1.3% · +0%RTX1.2% · -1%FIDU1.0% · +1%CVX1.0% · -2%JNJ1.0% · +1%DYNF1.0% · +11%DUK0.9% · +0%KO0.9% · +0%PRU0.9% · -10%VIG0.9% · +1%FSMD0.9% · -1%BRK.B0.9% · +5%PG0.9% · -4%LOW0.8% · -6%FDLO0.8% · +0%COST0.8% · -0%ITA0.8% · +3%ABBV0.8% · -0%ADP0.7% · +0%IWD0.7% · -1%MCD0.7% · -7%DGRO0.7% · +2%AFL0.7% · -0%CRM0.7% · -3%VTV0.7% · +1%MRK0.6% · -1%AMGN0.6% · +0%BLK0.6% · 0%MELI0.6% · -4%FENY0.6% · -1%SPY0.5% · +0%FNCL0.5% · +4%IGV0.5% · +3%XLE0.4% · -2%WCMI0.4% · +13%OSCR0.4% · 0%ITW0.4% · +0%NVS0.4% · 0%SU0.4% · +0%EMR0.4% · +0%BINC0.4% · -2%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 35.4%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Apr 30, 2015.
Assets Under Management
$594.4M
Discretionary
$594.4M
Employees
12
Accounts
34
Address
6001 SHADY OAK ROAD
STE 200
MINNETONKA, MN 55343
STE 200
MINNETONKA, MN 55343
Phone
(952) 230-6140
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| HONEYCUTT, JOSHUA, JOSEPH Control | BOARD MEMBER since Jan 2015 | 5–10% | Individual |
| HOOD RIVER CAPITAL MANAGEMENT LLC Control | PREFERRED SHAREHOLDER since Jan 2015 | 50–75% | Domestic Entity |
| MAR VISTA INVESTMENT PARTNERS LLC Control | PREFERRED SHAREHOLDER since Jan 2015 | 50–75% | Domestic Entity |
| MARVIN, ROBERT, CLARENCE Control | BOARD MEMBER since Jan 2015 | 10–25% | Individual |
| MASSEY, BRIAN, LEE Control | BOARD MEMBER since Jan 2015 | 10–25% | Individual |
| MYERS, SILAS, ALGIA Control | BOARD MEMBER since Jan 2015 | 25–50% | Individual |
| SCHMALTZ, ROBERT, ALOYS Control | CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICER since Jun 2013 | Less than 5% | Individual |
| SMOLUCH, BRIAN, PAUL Control | BOARD MEMBER since Jan 2015 | 10–25% | Individual |
| SWANK, DAVID, GORDON Control | BOARD MEMBER since Jan 2015 | 10–25% | Individual |
| MARVIN, ROBERT, CLARENCE Control Indirect owner via HOOD RIVER CAPITAL MANAGEMENT LLC | MEMBER, PORTFOLIO MANAGER since Oct 2012 | 25–50% | Individual |
| MASSEY, BRIAN, LEE Control Indirect owner via MAR VISTA INVESTMENT PARTNERS, LLC | PRESIDENT, MANAGER, BOARD MEMBER, COMMON MEMBER since Sep 2007 | 25–50% | Individual |
| MYERS, SILAS, ALGIA Control Indirect owner via MAR VISTA INVESTMENT PARTNERS, LLC | CEO, MANAGER, CHAIRMAN, BOARD MEMBER, COMMON MEMBER since Sep 2007 | 50–75% | Individual |
| SMOLUCH, BRIAN, PAUL Control Indirect owner via HOOD RIVER CAPITAL MANAGEMENT LLC | MANAGING MEMBER, PORTFOLIO MANAGER since Oct 2012 | 25–50% | Individual |
| SWANK, DAVID, GORDON Control Indirect owner via HOOD RIVER CAPITAL MANAGMENT LLC | MEMBER, PORTFOLIO MANAGER since Oct 2012 | 25–50% | Individual |
Ownership & leadership changes · 7 filings with changes since Mar 29, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Feb 13, 2015 filing
- No longer listedBEH, BRIAN, CARROLL · BOARD MEMBER, MANAGER, CEO, CCO · 5–10% · control person · listed since Feb 2007
- No longer listedBEH, BRIAN, CARROLL · TRUSTEE · General partner, trustee or manager · indirect via BRIAN C BEH REVOCABLE TRUST · control person · listed since May 2011
- No longer listedBRIAN C BEH REVOCABLE TRUST · COMMON SHAREHOLDER · 5–10% · control person · listed since May 2011
- No longer listedBROWNE, ANTHONY, HALL · TRUSTEE · General partner, trustee or manager · indirect via THE ANTHONY AND GAY BROWNE REVOCABLE TRUST · listed since Jul 1998
- No longer listedBROWNE, WILLIAM, HETHERINGTON · TRUSTEE · General partner, trustee or manager · indirect via THE BROWNE FAMILY 1999 IRREVOCABLE TRUST · listed since Dec 1999
- No longer listedFOUST, JON, ROBERT · BOARD MEMBER, MANAGER, PRESIDENT · Less than 5% · control person · listed since Aug 2000
- No longer listedM&T BANK CORPORATION · COMMON SHAREHOLDER · General partner, trustee or manager · indirect via 100% OWNER OF WT INVESTMENTS, INC., · control person · listed since May 2011
- No longer listedRANDALL, CHRISTOPHER, DOUGLAS · BOARD MEMBER · Less than 5% · control person · listed since Dec 2012
- No longer listedROXBURY CAPITAL MANAGEMENT · COMMON SHAREHOLDER, CALIFORNIA CORPORATION · 25–50% · control person · listed since Apr 1998
- No longer listedSCHNEYER, DAVID · BOARD MEMBER · Less than 5% · control person · listed since Dec 2012
- No longer listedTHE ANTHONY AND GAY BROWNE REVOCABLE TRUST · COMMON SHAREHOLDER · 10–25% · listed since Jul 1998
- No longer listedTHE BROWNE FAMILY 1999 IRREVOCABLE TRUST · COMMON SHAREHOLDER · 10–25% · listed since Dec 1999
- No longer listedVALENTINO, HARRY · BOARD MEMBER, MANAGER · Less than 5% · control person · listed since Dec 2011
- No longer listedWT INVESTMENTS, INC · COMMON AND PREFERRED SHAREHOLDER · 25–50% · control person · listed since Aug 1998
- AddedHONEYCUTT, JOSHUA, JOSEPH · BOARD MEMBER · 5–10% · control person
- AddedHOOD RIVER CAPITAL MANAGEMENT LLC · PREFERRED SHAREHOLDER · 50–75% · control person
- AddedMAR VISTA INVESTMENT PARTNERS LLC · PREFERRED SHAREHOLDER · 50–75% · control person
- AddedMARVIN, ROBERT, CLARENCE · BOARD MEMBER · 10–25% · control person
- AddedMARVIN, ROBERT, CLARENCE · MEMBER, PORTFOLIO MANAGER · 25–50% · indirect via HOOD RIVER CAPITAL MANAGEMENT LLC · control person
- AddedMASSEY, BRIAN, LEE · BOARD MEMBER · 10–25% · control person
- AddedMASSEY, BRIAN, LEE · PRESIDENT, MANAGER, BOARD MEMBER, COMMON MEMBER · 25–50% · indirect via MAR VISTA INVESTMENT PARTNERS, LLC · control person
- AddedMYERS, SILAS, ALGIA · BOARD MEMBER · 25–50% · control person
- AddedMYERS, SILAS, ALGIA · CEO, MANAGER, CHAIRMAN, BOARD MEMBER, COMMON MEMBER · 50–75% · indirect via MAR VISTA INVESTMENT PARTNERS, LLC · control person
- AddedSMOLUCH, BRIAN, PAUL · BOARD MEMBER · 10–25% · control person
- AddedSMOLUCH, BRIAN, PAUL · MANAGING MEMBER, PORTFOLIO MANAGER · 25–50% · indirect via HOOD RIVER CAPITAL MANAGEMENT LLC · control person
- and 3 more
Mar 28, 2014 filing
- No longer listedTHE ANTHONY AND GAY BROWNE REVOCABLE TRUST · SHAREHOLDER · 25–50% · indirect via ROXBURY CAPITAL MANAGEMENT · control person · listed since Jul 1998
- AddedBRIAN C BEH REVOCABLE TRUST · COMMON SHAREHOLDER · 5–10% · control person
- AddedSCHMALTZ, ROBERT, ALOYS · CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedTHE ANTHONY AND GAY BROWNE REVOCABLE TRUST · COMMON SHAREHOLDER · 10–25%
- ChangedBEH, BRIAN, CARROLL · title BOARD MEMBER, MANAGER, PRESIDENT, CEO, CCO → BOARD MEMBER, MANAGER, CEO, CCO
- ChangedBROWNE, ANTHONY, HALL · indirect via THE ANTHONY AND GAY BROWNE REVOCABLE TRUST: no longer a control person
- ChangedBROWNE, WILLIAM, HETHERINGTON · indirect via THE BROWNE FAMILY 1999 IRREVOCABLE TRUST: no longer a control person
- ChangedFOUST, JON, ROBERT · title BOARD MEMBER, MANAGER → BOARD MEMBER, MANAGER, PRESIDENT
- ChangedTHE BROWNE FAMILY 1999 IRREVOCABLE TRUST · no longer a control person
Mar 28, 2013 filing
- No longer listedBROWNE, CHRISTOPHER, HOWARD · TRUSTEE · General partner, trustee or manager · indirect via THE BROWNE FAMILY 1999 IRREVOCABLE TRUST · control person · listed since Dec 1999
- AddedBROWNE, WILLIAM, HETHERINGTON · TRUSTEE · General partner, trustee or manager · indirect via THE BROWNE FAMILY 1999 IRREVOCABLE TRUST · control person
Mar 15, 2013 filing
- AddedBEH, BRIAN, CARROLL · TRUSTEE · General partner, trustee or manager · indirect via BRIAN C BEH REVOCABLE TRUST · control person
- AddedRANDALL, CHRISTOPHER, DOUGLAS · BOARD MEMBER · Less than 5% · control person
- AddedSCHNEYER, DAVID · BOARD MEMBER · Less than 5% · control person
Dec 12, 2012 filing
- No longer listedMCSHEA, GREGORY, BURNS · BOARD MEMBER, MANAGER · Less than 5% · control person · listed since Dec 2011
Nov 27, 2012 filing
- No longer listedTHOMPSON, KENNETH, GERARD · BOARD MEMBER, MANAGER · Less than 5% · control person · listed since Dec 2011
Sep 21, 2012 filing
- No longer listedSIMPSON, LANCE, PATRICK · CHIEF COMPLIANCE OFFICER, CONTROLLER · Less than 5% · control person · listed since May 2009
- ChangedBEH, BRIAN, CARROLL · title BOARD MEMBER, MANAGER, PRESIDENT, CEO → BOARD MEMBER, MANAGER, PRESIDENT, CEO, CCO
Mar 29, 2012 filing (earliest on record)
- ListedBEH, BRIAN, CARROLL · BOARD MEMBER, MANAGER, PRESIDENT, CEO · 5–10% · control person
- ListedBROWNE, ANTHONY, HALL · TRUSTEE · General partner, trustee or manager · indirect via THE ANTHONY AND GAY BROWNE REVOCABLE TRUST · control person
- ListedBROWNE, CHRISTOPHER, HOWARD · TRUSTEE · General partner, trustee or manager · indirect via THE BROWNE FAMILY 1999 IRREVOCABLE TRUST · control person
- ListedFOUST, JON, ROBERT · BOARD MEMBER, MANAGER · Less than 5% · control person
- ListedM&T BANK CORPORATION · COMMON SHAREHOLDER · General partner, trustee or manager · indirect via 100% OWNER OF WT INVESTMENTS, INC., · control person
- ListedMCSHEA, GREGORY, BURNS · BOARD MEMBER, MANAGER · Less than 5% · control person
- ListedROXBURY CAPITAL MANAGEMENT · COMMON SHAREHOLDER, CALIFORNIA CORPORATION · 25–50% · control person
- ListedSIMPSON, LANCE, PATRICK · CHIEF COMPLIANCE OFFICER, CONTROLLER · Less than 5% · control person
- ListedTHE ANTHONY AND GAY BROWNE REVOCABLE TRUST · SHAREHOLDER · 25–50% · indirect via ROXBURY CAPITAL MANAGEMENT · control person
- ListedTHE BROWNE FAMILY 1999 IRREVOCABLE TRUST · COMMON SHAREHOLDER · 10–25% · control person
- ListedTHOMPSON, KENNETH, GERARD · BOARD MEMBER, MANAGER · Less than 5% · control person
- ListedVALENTINO, HARRY · BOARD MEMBER, MANAGER · Less than 5% · control person
- ListedWT INVESTMENTS, INC · COMMON AND PREFERRED SHAREHOLDER · 25–50% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MICROSOFT CORP COM$2.0M +38.7%
- NATERA INC COM$694.1K +50.9%
- APPLE INC COM$650.6K +17.1%
- VISA INC COM CL A$386.3K +10.1%
- INTEL CORP COM$262.9K +4169.8%
Top Trims
- CATERPILLAR INC COM-$808.9K -24.0%
- INTERNATIONAL BUSINESS MACHS COM-$515.1K -22.7%
- LOWES COS INC COM-$300.8K -21.5%
- MCDONALDS CORP COM-$236.9K -20.5%
- WALMART INC COM-$149.9K -6.1%
New Positions
- CARIS LIFE SCIENCES INC COM$295.2K
- HONEYWELL INTL INC COM$129.9K
- BROOKFIELD CORP CL A LTD VT SH$129.1K
- EXXONMOBIL HOLDINGS CORP COM SHS$124.9K
- VIRTUS REAVES UTILITIES ETF$120.3K
Exited Positions
- CAL MAINE FOODS INC COM NEW$576.2K
- COLUMBIA FINL INC COM$318.3K
- EXXON MOBIL CORP COM$105.0K
- ONEOK INC NEW COM$92.2K
- NEWAMSTERDAM PHARMA COMPANY NV ORDINARY SHARES$19.1K
Roxbury Financial LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | MICROSOFT CORP COM | MSFT | 594918104 | $7.2M | 5.56% | 14,121 | SH |
| 2 | ALPHABET INC CAP STK CL A | GOOGL | 02079K305 | $6.3M | 4.80% | 18,188 | SH |
| 3 | FIDELITY BLUE CHIP GROWTH ETF | FBCG | 316092352 | $5.2M | 3.98% | 81,989 | SH |
| 4 | FIDELITY NASDAQ COMPOSITE INDEX ETF | ONEQ | 315912808 | $4.5M | 3.46% | 42,589 | SH |
| 5 | APPLE INC COM | AAPL | 037833100 | $4.5M | 3.42% | 13,370 | SH |
| 6 | ISHARES CORE S&P 500 ETF | IVV | 464287200 | $4.4M | 3.40% | 5,784 | SH |
| 7 | VISA INC COM CL A | V | 92826C839 | $4.2M | 3.22% | 11,681 | SH |
| 8 | AMAZON COM INC COM | AMZN | 023135106 | $4.0M | 3.07% | 16,078 | SH |
| 9 | FIDELITY MSCI CONSUMER STAPLES INDEX ETF | FSTA | 316092303 | $3.0M | 2.31% | 59,140 | SH |
| 10 | JPMORGAN CHASE & CO COM | JPM | 46625H100 | $2.8M | 2.17% | 8,538 | SH |
| 11 | CATERPILLAR INC COM | CAT | 149123101 | $2.6M | 1.97% | 3,162 | SH |
| 12 | WELLS FARGO & CO COM | WFC | 949746101 | $2.3M | 1.78% | 28,976 | SH |
| 13 | WALMART INC COM | WMT | 931142103 | $2.3M | 1.77% | 22,226 | SH |
| 14 | NATERA INC COM | NTRA | 632307104 | $2.1M | 1.58% | 4,979 | SH |
| 15 | FIDELITY MSCI HEALTH CARE INDEX ETF | FHLC | 316092600 | $2.0M | 1.53% | 24,470 | SH |
| 16 | MCKESSON CORP COM | MCK | 58155Q103 | $2.0M | 1.53% | 2,334 | SH |
| 17 | NVIDIA CORPORATION COM | NVDA | 67066G104 | $1.9M | 1.48% | 8,470 | SH |
| 18 | CHUBB LIMITED COM | CB | H1467J104 | $1.8M | 1.38% | 5,521 | SH |
| 19 | INTERNATIONAL BUSINESS MACHS COM | IBM | 459200101 | $1.8M | 1.35% | 7,998 | SH |
| 20 | LOCKHEED MARTIN CORP COM | LMT | 539830109 | $1.6M | 1.25% | 3,205 | SH |
| 21 | RTX CORPORATION COM | RTX | 75513E101 | $1.5M | 1.16% | 8,149 | SH |
| 22 | FIDELITY MSCI INDUSTRIAL INDEX ETF | FIDU | 316092709 | $1.3M | 1.00% | 14,777 | SH |
| 23 | CHEVRON CORPORATION COM | CVX | 166764100 | $1.3M | 1.00% | 6,368 | SH |
| 24 | JOHNSON & JOHNSON COM | JNJ | 478160104 | $1.3M | 0.98% | 4,822 | SH |
| 25 | ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF | DYNF | 09290C103 | $1.2M | 0.96% | 17,979 | SH |
| 26 | DUKE ENERGY CORP NEW COM NEW | DUK | 26441C204 | $1.2M | 0.94% | 10,720 | SH |
| 27 | COCA COLA CO COM | KO | 191216100 | $1.2M | 0.93% | 14,141 | SH |
| 28 | PRUDENTIAL FINL INC COM | PRU | 744320102 | $1.2M | 0.91% | 10,435 | SH |
| 29 | VANGUARD DIVIDEND APPRECIATION ETF | VIG | 921908844 | $1.2M | 0.91% | 5,070 | SH |
| 30 | FIDELITY SMALL-MID MULTIFACTOR ETF | FSMD | 316092527 | $1.2M | 0.88% | 23,459 | SH |
| 31 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK.B | 084670702 | $1.1M | 0.86% | 2,254 | SH |
| 32 | PROCTER & GAMBLE CO COM | PG | 742718109 | $1.1M | 0.85% | 7,639 | SH |
| 33 | LOWES COS INC COM | LOW | 548661107 | $1.1M | 0.84% | 5,975 | SH |
| 34 | FIDELITY LOW VOLATILITY FACTOR ETF | FDLO | 316092824 | $1.1M | 0.83% | 15,275 | SH |
| 35 | COSTCO WHOLESALE CORPORATION COM | COST | 22160K105 | $1.1M | 0.81% | 1,160 | SH |
| 36 | ISHARES U.S. AEROSPACE & DEFENSE ETF | ITA | 464288760 | $1.0M | 0.79% | 4,992 | SH |
| 37 | ABBVIE INC COM | ABBV | 00287Y109 | $1.0M | 0.78% | 3,908 | SH |
| 38 | AUTOMATIC DATA PROCESSING INC COM | ADP | 053015103 | $928.3K | 0.71% | 3,597 | SH |
| 39 | ISHARES RUSSELL 1000 VALUE ETF | IWD | 464287598 | $923.7K | 0.71% | 3,726 | SH |
| 40 | MCDONALDS CORP COM | MCD | 580135101 | $919.7K | 0.71% | 3,983 | SH |
| 41 | ISHARES CORE DIVIDEND GROWTH ETF | DGRO | 46434V621 | $918.4K | 0.70% | 12,182 | SH |
| 42 | AFLAC INC COM | AFL | 001055102 | $890.6K | 0.68% | 7,967 | SH |
| 43 | SALESFORCE INC COM | CRM | 79466L302 | $880.4K | 0.68% | 3,835 | SH |
| 44 | VANGUARD MORNINGSTAR VALUE ETF | VTV | 922908744 | $855.2K | 0.66% | 3,958 | SH |
| 45 | MERCK & CO INC COM | MRK | 58933Y105 | $843.3K | 0.65% | 5,803 | SH |
| 46 | AMGEN INC COM | AMGN | 031162100 | $824.0K | 0.63% | 1,955 | SH |
| 47 | BLACKROCK INC COM | BLK | 09290D101 | $808.9K | 0.62% | 764 | SH |
| 48 | MERCADOLIBRE INC | MELI | 58733R102 | $751.9K | 0.58% | 435 | SH |
| 49 | FIDELITY MSCI ENERGY INDEX ETF | FENY | 316092402 | $737.1K | 0.57% | 21,742 | SH |
| 50 | STATE STREET SPDR S&P 500 ETF | SPY | 78462F103 | $666.5K | 0.51% | 874 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-01 | $130.4M | 426 | 0002054149-26-000004 |
| 2026-06-30 | 2026-07-01 | $126.5M | 410 | 0002054149-26-000003 |
| 2026-03-31 | 2026-04-17 | $111.2M | 392 | 0002054149-26-000002 |
| 2025-12-31 | 2026-01-05 | $111.4M | 371 | 0002054149-26-000001 |
Filer Information
Address
200 VALLEY ROADSUITE 205
MOUNT ARLINGTON, NJ 07856
Phone
(973) 928-7181
Filing Manager
Roxbury Financial LLC
MOUNT ARLINGTON, NJ
Signatory
Heather LeVar
Chief Compliance Officer