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CERTIOR FINANCIAL GROUP, LLC — 13F Holdings & Portfolio

CIK 2055620 · latest 13F-HR filed 2026-10-19

Backtest portfolio

CERTIOR FINANCIAL GROUP, LLC manages $184.5M in 13F-reported U.S. long-equity assets across 143 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SCHG (7.94%), SCHD (6.52%), TCAF (5.86%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 13 new positions and exited 16; 30 existing positions rose in reported value and 44 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$184.5M

Long-equity book

Holdings
143

Distinct positions

Period
2026-09-30

Filed 2026-10-19

Q/Q Activity
+13 / −16 / ↑30 / ↓44

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SCHG7.9% · +2%SCHD6.5% · +2%TCAF5.9% · -0%BIL4.8% · -16%VGT3.2% · +0%SCHA3.2% · -0%FLJP3.0% · +76%MSFT2.6% · +7%VTEB2.6% · -2%CGDV2.3% · +0%IVV2.2% · -2%AAPL2.2% · -0%GLDM2.1% · +84%SPYM1.9% · -7%USFR1.8% · newVWO1.7% · +6%VEA1.7% · +1%HYD1.6% · -2%IEF1.5% · -0%SUB1.4% · -2%MUNI1.4% · -3%BSV1.3% · +0%QLTY1.1% · +0%VXUS1.0% · -1%ARCC1.0% · -6%BENJ1.0% · +7%SCHI0.9% · +0%MSTR0.9% · +0%GBTC0.8% · -18%ARKB0.8% · 0%XOM0.7% · +9%FSCO0.7% · -29%STIP0.7% · +2%CGBL0.7% · -0%PLTR0.6% · -2%CGIC0.6% · +2%SPYI0.6% · 0%DIVO0.6% · 0%JEPI0.6% · -2%CGUS0.6% · -0%GOVT0.5% · +5%FPAG0.5% · +2%CGGO0.5% · +0%HGER0.5% · -74%FSSL0.5% · -28%LMT0.5% · -1%AVUV0.4% · -1%PECO0.4% · -2%SDCI0.4% · -16%CGCP0.4% · +0%VZ0.4% · -1%CGGR0.4% · +4%HBTA0.4% · -7%TSM0.4% · +2%TXN0.4% · -1%JEPQ0.4% · 0%GILD0.3% · +4%FSK0.3% · -39%ABBV0.3% · -1%ARES0.3% · -0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 42%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Oct 28, 2026.

Assets Under Management
$452.3M
Discretionary
$409.2M
Employees
9
Accounts
1,698
Address
20104 VALLEY FORGE CIRCLE
KING OF PRUSSIA, PA 19406
Phone
(610) 783-7010
Website
Name Title / Status Ownership Type
KANTOR, AVI, NO MIDDLE NAME ControlMANAGING MEMBER
since Nov 2016
75% or moreIndividual
SADZEWICZ, GERY, JOSEPHCHIEF COMPLIANCE OFFICER
since Mar 2023
Less than 5%Individual
Ownership & leadership changes · 3 filings with changes since Oct 4, 2016

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2023 filing
  • No longer listedSCARAMUCCI, ADREA, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Mar 2022
  • AddedSADZEWICZ, GERY, JOSEPH · CHIEF COMPLIANCE OFFICER · Less than 5%
Mar 24, 2022 filing
  • AddedSCARAMUCCI, ADREA, ANN · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedKANTOR, AVI, NO MIDDLE NAME · title MANAGING MEMBER/CCO → MANAGING MEMBER
Nov 1, 2016 filing
  • No longer listedYENTEMA, JESSICA, RAE · MANAGING MEMBER/CCO · 75% or more · control person · listed since Oct 2016
  • AddedKANTOR, AVI, NO MIDDLE NAME · MANAGING MEMBER/CCO · 75% or more · control person
Oct 4, 2016 filing (earliest on record)
  • ListedYENTEMA, JESSICA, RAE · MANAGING MEMBER/CCO · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

CERTIOR FINANCIAL GROUP, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SCHWAB STRATEGIC TR SCHG 808524300 $14.7M 7.94% 407,825 SH
2 SCHWAB STRATEGIC TR SCHD 808524797 $12.0M 6.52% 369,749 SH
3 T ROWE PRICE EXCHANGE-TRADED TCAF 87283Q867 $10.8M 5.86% 255,916 SH
4 SPDR SERIES TRUST BIL 78468R663 $8.8M 4.77% 96,121 SH
5 VANGUARD WORLD FD VGT 92204A702 $5.9M 3.20% 47,016 SH
6 SCHWAB STRATEGIC TR SCHA 808524607 $5.9M 3.20% 180,834 SH
7 FRANKLIN TEMPLETON ETF TR FLJP 35473P744 $5.4M 2.95% 131,531 SH
8 MICROSOFT CORP MSFT 594918104 $4.9M 2.64% 9,490 SH
9 VANGUARD MUN BD FDS VTEB 922907746 $4.9M 2.63% 102,433 SH
10 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $4.3M 2.32% 87,644 SH
11 ISHARES TR IVV 464287200 $4.1M 2.22% 5,345 SH
12 APPLE INC AAPL 037833100 $4.0M 2.18% 12,057 SH
13 WORLD GOLD TR GLDM 98149E303 $3.8M 2.08% 46,768 SH
14 SPDR SERIES TRUST SPYM 78464A854 $3.5M 1.92% 39,440 SH
15 WISDOMTREE TR USFR 97717Y527 $3.4M 1.82% 66,565 SH
16 VANGUARD INTL EQUITY INDEX F VWO 922042858 $3.1M 1.68% 52,402 SH
17 VANGUARD TAX-MANAGED FDS VEA 921943858 $3.1M 1.66% 43,313 SH
18 VANECK ETF TRUST HYD 92189H409 $2.9M 1.55% 59,590 SH
19 ISHARES TR IEF 464287440 $2.7M 1.47% 30,434 SH
20 ISHARES TR SUB 464288158 $2.6M 1.41% 24,872 SH
21 PIMCO ETF TR MUNI 72201R866 $2.5M 1.36% 50,447 SH
22 VANGUARD BD INDEX FDS BSV 921937827 $2.3M 1.25% 30,236 SH
23 GMO ETF TRUST QLTY 90139K100 $1.9M 1.05% 45,459 SH
24 VANGUARD STAR FDS VXUS 921909768 $1.9M 1.03% 22,315 SH
25 ARES CAPITAL CORP ARCC 04010L103 $1.8M 0.98% 95,033 SH
26 HORIZON FDS BENJ 44053A622 $1.8M 0.96% 33,181 SH
27 SCHWAB STRATEGIC TR SCHI 808524698 $1.7M 0.92% 79,176 SH
28 STRATEGY INC MSTR 594972408 $1.6M 0.87% 10,491 SH
29 GRAYSCALE BITCOIN TRUST ETF GBTC 389637109 $1.4M 0.77% 22,037 SH
30 ARK 21SHARES BITCOIN ETF ARKB 040919102 $1.4M 0.76% 50,368 SH
31 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $1.4M 0.74% 8,348 SH
32 FS CREDIT OPPORTUNITIES CORP FSCO 30290Y101 $1.3M 0.69% 248,087 SH
33 ISHARES TR STIP 46429B747 $1.3M 0.68% 12,626 SH
34 CAPITAL GROUP CORE BALANCED CGBL 14021D107 $1.2M 0.65% 32,816 SH
35 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $1.1M 0.61% 6,054 SH
36 CAPITAL GROUP INTERNATIONAL CGIC 14021T102 $1.1M 0.60% 30,522 SH
37 NEOS ETF TRUST SPYI 78433H303 $1.1M 0.59% 20,450 SH
38 AMPLIFY ETF TR DIVO 032108409 $1.1M 0.58% 23,186 SH
39 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $1.1M 0.57% 18,772 SH
40 CAPITAL GROUP CORE EQUITY ET CGUS 14020V108 $1.0M 0.57% 23,467 SH
41 ISHARES TR GOVT 46429B267 $998.3K 0.54% 45,648 SH
42 INVESTMENT MANAGERS SER TR I FPAG 30254T577 $973.2K 0.53% 23,806 SH
43 CAPITAL GROUP GBL GROWTH EQT CGGO 14020X104 $905.6K 0.49% 22,766 SH
44 HARBOR ETF TRUST HGER 41151J505 $902.3K 0.49% 25,590 SH
45 FS SPECIALTY LENDING FD FSSL 644323107 $901.7K 0.49% 77,536 SH
46 LOCKHEED MARTIN CORP LMT 539830109 $889.2K 0.48% 1,746 SH
47 AMERICAN CENTY ETF TR AVUV 025072877 $824.5K 0.45% 7,001 SH
48 PHILLIPS EDISON & CO INC PECO 71844V201 $796.9K 0.43% 21,341 SH
49 USCF ETF TR SDCI 90290T809 $794.0K 0.43% 25,450 SH
50 CAPITAL GRP FIXED INCM ETF T CGCP 14020Y102 $788.6K 0.43% 37,253 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-19 $184.5M 143 0001104659-26-116738
2026-06-30 2026-07-20 $182.5M 146 0001104659-26-084938
2026-03-31 2026-04-27 $157.0M 130 0001104659-26-049297
2025-12-31 2026-02-04 $148.0M 133 0001104659-26-010102
Filer Information
Address
20104 VALLEY FORGE CIRCLE
KING OF PRUSSIA, PA 19406
Phone
(610) 783-7010
Filing Manager
CERTIOR FINANCIAL GROUP, LLC
KING OF PRUSSIA, PA
Signatory
Avi Kantor
Managing Member