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WAYSTONE ADVISORS LLC — 13F Holdings & Portfolio

CIK 2055997 · latest 13F-HR filed 2026-10-16

Backtest portfolio

WAYSTONE ADVISORS LLC manages $133.6M in 13F-reported U.S. long-equity assets across 110 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are MGK (7.51%), MSFT (7.37%), VOO (7.03%).

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$133.6M

Long-equity book

Holdings
110

Distinct positions

Period
2026-09-30

Filed 2026-10-16

Q/Q Activity
+0 / −0 / ↑0 / ↓0

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
MGK7.5% · -0%MSFT7.4% · 0%VOO7.0% · 0%MGV5.2% · -0%NVDA4.1% · 0%PAVE3.2% · 0%VEA3.2% · 0%SPYG2.9% · 0%META2.5% · 0%AAPL2.4% · 0%AMZN2.3% · 0%VBR2.0% · -0%SPYV1.9% · 0%VOE1.8% · -0%IEFA1.7% · -1%VOT1.5% · -0%MINT1.5% · -2%VO1.3% · -2%IEI1.2% · -3%SHY1.2% · -2%GOOGL1.0% · -0%VBK1.0% · -0%IWM1.0% · 0%HYG0.9% · -1%XLK0.9% · 0%VXF0.9% · 0%MTUM0.9% · -0%IEMG0.9% · -0%GOVT0.8% · 0%IVV0.8% · 0%SPTM0.8% · -0%TSLA0.8% · 0%VEU0.8% · 0%AVGO0.8% · 0%SGOV0.8% · 0%AMJB0.7% · 0%TIP0.7% · -2%USDU0.6% · -1%IGIB0.6% · -1%LLY0.6% · 0%IWV0.6% · 0%XCEM0.6% · 0%PANW0.6% · -0%IWF0.6% · 0%VB0.5% · 0%IEUR0.5% · 0%GEV0.5% · 0%TLH0.5% · -1%ACES0.5% · 0%CWB0.5% · -2%XLF0.5% · 0%SHYG0.4% · -1%VTI0.4% · 0%LQD0.4% · -2%JPM0.4% · 0%PWR0.4% · 0%TSM0.4% · 0%HWM0.4% · 0%USIG0.4% · 0%BIL0.4% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 45.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 7, 2026.

Assets Under Management
$179.3M
Discretionary
$179.3M
Employees
14
Accounts
663
Phone
(425) 484-0045
Website
Mailing Address
23515 NE NOVELTY HILL RD SUITE B215, REDMOND, WA, 98053
Name Title / Status Ownership Type
DEAN, AUSTIN, DOUGLAS ControlMANAGING MEMBER / CEO
since Oct 2023
75% or moreIndividual
LeGassick, Samantha, Nicole ControlCHIEF COMPLIANCE OFFICER
since Jul 2026
Less than 5%Individual
Parton, Taylor, Marie ControlCHIEF OPERATING OFFICER
since Jan 2025
Less than 5%Individual
Ownership & leadership changes · 5 filings with changes since Nov 15, 2023

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Aug 7, 2026 filing
  • No longer listedHEBERT-ROSCOE, STEPHANIE, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Aug 2023
  • AddedLeGassick, Samantha, Nicole · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Apr 25, 2025 filing
  • No longer listedGrisham, Gretchen · DIRECTOR OF INVESTMENTS · Less than 5% · listed since Jan 2025
Feb 28, 2025 filing
  • AddedGrisham, Gretchen · DIRECTOR OF INVESTMENTS · Less than 5%
  • AddedParton, Taylor, Marie · CHIEF OPERATING OFFICER · Less than 5% · control person
Aug 15, 2024 filing
  • No longer listedReynolds, Savana · CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICE · Less than 5% · control person · listed since Feb 2024
  • AddedHEBERT-ROSCOE, STEPHANIE, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jun 13, 2024 filing
  • AddedReynolds, Savana · CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICE · Less than 5% · control person
  • ChangedDEAN, AUSTIN, DOUGLAS · title MANAGING MEMBER / CEO / CCO → MANAGING MEMBER / CEO
Nov 15, 2023 filing (earliest on record)
  • ListedDEAN, AUSTIN, DOUGLAS · MANAGING MEMBER / CEO / CCO · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

  • No increased positions.
Show all 0 →

Top Trims

  • No decreased positions.
Show all 0 →

New Positions

  • No new positions this quarter.
Show all 0 →

Exited Positions

  • No exits this quarter.
Show all 0 →

WAYSTONE ADVISORS LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD WORLD FD MGK 921910816 $10.0M 7.51% 114,089 SH
2 MICROSOFT CORP MSFT 594918104 $9.8M 7.37% 26,392 SH
3 VANGUARD INDEX FDS VOO 922908363 $9.4M 7.03% 13,670 SH
4 VANGUARD WORLD FD MGV 921910840 $7.0M 5.22% 42,695 SH
5 NVIDIA CORPORATION NVDA 67066G104 $5.5M 4.13% 27,614 SH
6 GLOBAL X FDS PAVE 37954Y673 $4.3M 3.23% 73,223 SH
7 VANGUARD TAX-MANAGED FDS VEA 921943858 $4.3M 3.21% 60,159 SH
8 SPDR SERIES TRUST SPYG 78464A409 $3.9M 2.91% 32,627 SH
9 META PLATFORMS INC META 30303M102 $3.3M 2.46% 5,829 SH
10 APPLE INC AAPL 037833100 $3.3M 2.44% 11,265 SH
11 AMAZON COM INC AMZN 023135106 $3.1M 2.29% 12,846 SH
12 VANGUARD INDEX FDS VBR 922908611 $2.6M 1.95% 10,731 SH
13 SPDR SERIES TRUST SPYV 78464A508 $2.5M 1.87% 41,197 SH
14 VANGUARD INDEX FDS VOE 922908512 $2.4M 1.80% 12,161 SH
15 ISHARES TR IEFA 46432F842 $2.2M 1.67% 23,069 SH
16 VANGUARD INDEX FDS VOT 922908538 $2.0M 1.52% 6,617 SH
17 PIMCO ETF TR MINT 72201R833 $2.0M 1.46% 19,375 SH
18 VANGUARD INDEX FDS VO 922908629 $1.7M 1.30% 21,513 SH
19 ISHARES TR IEI 464288661 $1.7M 1.24% 14,113 SH
20 ISHARES TR SHY 464287457 $1.6M 1.16% 18,884 SH
21 ALPHABET INC GOOGL 02079K305 $1.4M 1.03% 3,840 SH
22 VANGUARD INDEX FDS VBK 922908595 $1.4M 1.01% 3,699 SH
23 ISHARES TR IWM 464287655 $1.3M 0.96% 4,277 SH
24 ISHARES TR HYG 464288513 $1.3M 0.95% 15,802 SH
25 SELECT SECTOR SPDR TR XLK 81369Y803 $1.2M 0.91% 6,411 SH
26 VANGUARD INDEX FDS VXF 922908652 $1.2M 0.90% 4,905 SH
27 ISHARES TR MTUM 46432F396 $1.2M 0.88% 3,414 SH
28 ISHARES INC IEMG 46434G103 $1.1M 0.86% 13,871 SH
29 ISHARES TR GOVT 46429B267 $1.1M 0.83% 48,457 SH
30 ISHARES TR IVV 464287200 $1.1M 0.81% 1,443 SH
31 SPDR SERIES TRUST SPTM 78464A805 $1.1M 0.80% 11,726 SH
32 TESLA INC TSLA 88160R101 $1.0M 0.78% 2,487 SH
33 VANGUARD INTL EQUITY INDEX F VEU 922042775 $1.0M 0.77% 12,294 SH
34 BROADCOM INC AVGO 11135F101 $1.0M 0.77% 2,725 SH
35 ISHARES TR SGOV 46436E718 $1.0M 0.75% 9,954 SH
36 JPMORGAN CHASE FINL CO LLC AMJB 48133Q309 $911.2K 0.68% 26,418 SH
37 ISHARES TR TIP 464287176 $870.1K 0.65% 7,951 SH
38 WISDOMTREE TR USDU 97717W471 $867.0K 0.65% 32,411 SH
39 ISHARES TR IGIB 464288638 $823.1K 0.62% 15,481 SH
40 ELI LILLY & CO LLY 532457108 $791.6K 0.59% 660 SH
41 ISHARES TR IWV 464287689 $785.4K 0.59% 1,842 SH
42 COLUMBIA ETF TR II XCEM 19762B202 $767.6K 0.57% 14,515 SH
43 PALO ALTO NETWORKS INC PANW 697435105 $762.5K 0.57% 2,236 SH
44 ISHARES TR IWF 464287614 $758.9K 0.57% 6,112 SH
45 VANGUARD INDEX FDS VB 922908751 $720.2K 0.54% 2,376 SH
46 ISHARES TR IEUR 46434V738 $704.3K 0.53% 9,369 SH
47 GE VERNOVA INC GEV 36828A101 $703.7K 0.53% 599 SH
48 ISHARES TR TLH 464288653 $649.3K 0.49% 6,470 SH
49 ALPS ETF TR ACES 00162Q460 $645.0K 0.48% 18,204 SH
50 SPDR SERIES TRUST CWB 78464A359 $643.3K 0.48% 5,966 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-16 $133.6M 110 0002085853-26-001207
2026-06-30 2026-07-16 $134.1M 110 0002085853-26-000758
2026-03-31 2026-04-16 $111.9M 101 0002085853-26-000399
2025-12-31 2026-02-09 $116.6M 102 0002085853-26-000222
Filer Information
Address
9210 218TH AVENUE NE
REDMOND, WA 98053
Phone
(425) 484-0045
Filing Manager
WAYSTONE ADVISORS LLC
REDMOND, WA
Signatory
Stephanie Herbert-Roscoe
Chief Compliance Officer