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Rossby Financial, LCC — 13F Holdings & Portfolio

CIK 2056510 · latest 13F-HR filed 2026-08-04

Backtest portfolio

Rossby Financial, LCC manages $547.1M in 13F-reported U.S. long-equity assets across 2,144 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are CVIE (6.14%), CVLC (4.20%), SMMD (2.29%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 119 new positions, exited 232, added to 1,068, and trimmed 660.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
2412 IRWIN STREET
MELBOURNE, FL 32901
Phone
(310) 209-0157
Filing Manager
Rossby Financial, LCC
MELBOURNE, FL
Signatory
Marissa Harris
Chief Compliance Officer
Loading holdings…
AUM

$547.1M

Long-equity book

Holdings

2,144

Distinct positions

Period

2026-06-30

Filed 2026-08-04

Q/Q Activity

+119 / −232 / ↑1068 / ↓660

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • MORGAN STANLEY ETF TRUST$6.9M +26.0%
  • SCHWAB STRATEGIC TR$5.7M +103.8%
  • MORGAN STANLEY ETF TRUST$5.2M +29.7%
  • EA SERIES TRUST$3.2M +35.4%
  • ISHARES TR$2.8M +28.6%
Show all 1068 →

Top Trims

  • ISHARES TR-$2.5M -99.1%
  • VANGUARD WHITEHALL FDS-$1.5M -37.0%
  • BLUEROCK PVT REAL ESTATE FD-$1.1M -29.3%
  • SPROTT ASSET MANAGEMENT LP-$1.1M -23.5%
  • SPDR GOLD TR-$964.6K -40.6%
Show all 660 →

New Positions

  • SEABRIDGE GOLD INC$702.7K
  • INVESCO DB MULTI-SECTOR COMM$572.1K
  • FLEX LNG LTD$392.1K
  • VANECK ETF TRUST$342.1K
  • ETF SER SOLUTIONS$342.0K
Show all 119 →

Exited Positions

  • SEABRIDGE GOLD INC COM$831.7K
  • HARBOR COMMODITY ALL-WEATHER STRATEGY ETF$468.3K
  • HONEYWELL INTL INC COM$380.4K
  • IPATH SERIES B S&P 500 VIX SHORT-TERM FUTURES ETN$329.9K
  • GOLAR LNG LTD SHS$321.9K
Show all 232 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 MORGAN STANLEY ETF TRUST CVIE 61774R106 $33.6M 6.14% 395,225 SH
2 MORGAN STANLEY ETF TRUST CVLC 61774R205 $23.0M 4.20% 242,957 SH
3 ISHARES TR SMMD 46435G268 $12.5M 2.29% 136,447 SH
4 EA SERIES TRUST FRDM 02072L607 $12.4M 2.27% 170,469 SH
5 SCHWAB STRATEGIC TR SCHG 808524300 $11.3M 2.06% 332,494 SH
6 NVIDIA CORPORATION NVDA 67066G104 $10.2M 1.86% 50,737 SH
7 APPLE INC AAPL 037833100 $9.7M 1.78% 33,562 SH
8 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $8.6M 1.56% 11,454 SH
9 VANGUARD INDEX FDS VOO 922908363 $8.1M 1.48% 11,821 SH
10 ISHARES TR EAGG 46435U549 $7.1M 1.29% 148,835 SH
11 VANECK ETF TRUST GRNB 92189F171 $7.1M 1.29% 292,147 SH
12 VANGUARD BD INDEX FDS BIV 921937819 $6.9M 1.26% 90,084 SH
13 ISHARES TR IVV 464287200 $6.8M 1.24% 9,151 SH
14 MICROSOFT CORP MSFT 594918104 $6.2M 1.14% 16,739 SH
15 VANGUARD INDEX FDS VUG 922908736 $6.0M 1.10% 62,505 SH
16 ISHARES TR QUAL 46432F339 $5.9M 1.09% 27,069 SH
17 VANGUARD WORLD FD VDC 92204A207 $5.7M 1.03% 25,075 SH
18 SPDR SERIES TRUST SPYM 78464A854 $5.5M 1.00% 62,179 SH
19 AMAZON COM INC AMZN 023135106 $5.2M 0.95% 21,909 SH
20 SCHWAB STRATEGIC TR FNDB 808524789 $5.1M 0.93% 166,973 SH
21 ISHARES TR IJH 464287507 $5.1M 0.93% 65,845 SH
22 ALPHABET INC GOOGL 02079K305 $5.0M 0.91% 13,972 SH
23 SPDR INDEX SHS FDS SPDW 78463X889 $4.5M 0.83% 89,801 SH
24 ISHARES TR HYG 464288513 $4.5M 0.82% 55,808 SH
25 SCHWAB STRATEGIC TR FNDF 808524755 $4.1M 0.74% 77,089 SH
26 NUSHARES ETF TR NUSC 67092P607 $4.0M 0.74% 77,279 SH
27 ALPHABET INC GOOG 02079K107 $3.9M 0.70% 10,916 SH
28 EA SERIES TRUST BOXX 02072L565 $3.8M 0.69% 32,130 SH
29 SPROTT ASSET MANAGEMENT LP PSLV 85207K107 $3.7M 0.67% 194,160 SH
30 ISHARES INC IEMG 46434G103 $3.5M 0.64% 42,064 SH
31 SCHWAB STRATEGIC TR SCHV 808524409 $3.1M 0.57% 90,225 SH
32 BROADCOM INC AVGO 11135F101 $3.0M 0.55% 8,013 SH
33 ISHARES TR IDEV 46435G326 $3.0M 0.54% 33,401 SH
34 JPMORGAN CHASE & CO JPM 46625H100 $3.0M 0.54% 9,077 SH
35 VANGUARD BD INDEX FDS BND 921937835 $2.9M 0.52% 38,873 SH
36 ELI LILLY & CO LLY 532457108 $2.8M 0.52% 2,376 SH
37 BLUEROCK PVT REAL ESTATE FD BPRE 09631P102 $2.8M 0.50% 212,056 SH
38 VANGUARD TAX-MANAGED FDS VEA 921943858 $2.7M 0.49% 38,569 SH
39 VANGUARD INDEX FDS VTV 922908744 $2.7M 0.49% 12,397 SH
40 VANGUARD WHITEHALL FDS VYM 921946406 $2.6M 0.47% 16,247 SH
41 J P MORGAN EXCHANGE TRADED F JPLD 46654Q773 $2.5M 0.46% 48,568 SH
42 SCHWAB STRATEGIC TR SCHF 808524805 $2.5M 0.46% 90,705 SH
43 VANGUARD INDEX FDS VTI 922908769 $2.5M 0.46% 6,788 SH
44 SPDR SERIES TRUST JNK 78468R622 $2.5M 0.45% 25,747 SH
45 META PLATFORMS INC META 30303M102 $2.5M 0.45% 4,374 SH
46 MORGAN STANLEY ETF TRUST EVSM 61774R858 $2.4M 0.44% 47,335 SH
47 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $2.3M 0.42% 27,867 SH
48 MICRON TECHNOLOGY INC MU 595112103 $2.2M 0.41% 1,946 SH
49 ISHARES TR AGG 464287226 $2.2M 0.41% 22,482 SH
50 WALMART INC WMT 931142103 $2.2M 0.39% 18,973 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-04 $547.1M 2,144 0002056510-26-000003
2026-03-31 2026-05-11 $489.4M 2,281 0002056510-26-000002
2025-12-31 2026-02-12 $324.2M 1,824 0002056510-26-000001
2025-09-30 2025-11-10 $306.8M 1,484 0002056510-25-000005