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LEGACY CAPITAL WEALTH MANAGEMENT, LLC — 13F Holdings & Portfolio

CIK 2071183 · latest 13F-HR filed 2026-08-13

Backtest portfolio

LEGACY CAPITAL WEALTH MANAGEMENT, LLC manages $217.7M in 13F-reported U.S. long-equity assets across 80 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPMO (11.99%), SCIO (5.04%), UDEC (4.63%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 14 new positions and exited 3; 42 existing positions rose in reported value and 9 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$217.7M

Long-equity book

Holdings
80

Distinct positions

Period
2026-06-30

Filed 2026-08-13

Q/Q Activity
+14 / −3 / ↑42 / ↓9

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
SPMO12.1% · +16%SCIO5.1% · +15%UDEC4.7% · +7%JAAA4.6% · +0%CGDV4.1% · +6%NVDA4.1% · +1%GRNY3.1% · +14%KLAC2.8% · +749%SPY2.5% · -2%AAPL2.5% · -0%STRL2.3% · -31%GOOG2.3% · -0%AMZN2.2% · -2%TSM2.1% · +4%QQQM2.1% · -1%AVGO2.1% · +8%ANET2.0% · +2%MSFT2.0% · +3%RCL1.9% · 0%XMMO1.8% · +4%ATI1.8% · +3%LLY1.8% · +4%BRK.B1.7% · +16%EME1.7% · +5%VRTX1.7% · +25%PH1.7% · +12%ORLY1.6% · +23%NEM1.6% · +32%JPM1.6% · +8%TJX1.6% · +5%META1.6% · +8%AEP1.5% · +11%CVX1.5% · +11%MCK1.5% · +17%COST1.5% · +20%TQQQ0.9% · newMU0.8% · -48%CGGO0.7% · -2%COWZ0.6% · -3%QQQ0.5% · +81%XOM0.4% · +0%CSCO0.3% · +39%TSLA0.3% · -32%VTI0.3% · 0%GOOGL0.3% · +5%AMD0.3% · -56%VGT0.3% · +700%SCHB0.3% · +31%SSO0.3% · -27%BE0.2% · newSPGIW0.2% · newVIG0.2% · -3%PLTR0.2% · -17%SLV0.2% · -6%ONDS0.2% · +53%IVV0.1% · newJNJ0.1% · -2%IMCG0.1% · newAAOI0.1% · newBKR0.1% · -12%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 45.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 13, 2026.

Assets Under Management
$2.66B
Discretionary
$2.52B
Employees
22
Accounts
4,667
Address
1715 AARON BRENNER DR.
SUITE 301
MEMPHIS, TN 38120-1443
Phone
(901) 758-9006
Website
Name Title / Status Ownership Type
Epperly, Lawrence, James ControlDIRECTOR OF CLIENT SERVICE
since Jan 2025
Less than 5%Individual
JALENAK, E, CHARLES ControlDIRECTOR
since Jan 2025
10–25%Individual
MAZZOLA, LINDSEY, BELL ControlDIRECTOR OF CLIENT OPERATIONS
since May 2012
5–10%Individual
MILLER, DUNCAN, L ControlPRESIDENT & CEO
since Jan 2022
10–25%Individual
PEYTON, HALLIE, L ControlDIRECTOR
since Jan 2025
5–10%Individual
RAWLINSON, REBECCA, JEANNE ControlDIRECTOR OF CLIENT SERVICE
since Jan 2025
5–10%Individual
SIEVERS, ROBIN, KEITH ControlMANAGING DIRECTOR
since Jan 2025
5–10%Individual
SIMMONS, CATHY, ANN ControlCHIEF COMPLIANCE OFFICER
since Apr 2007
Less than 5%Individual
SOWELL, NICHOLAS, GLENN ControlDIRECTOR OF FINANCIAL PLANNING
since Oct 2021
Less than 5%Individual
VOSBURG, ALAN, EDWARD ControlIT MANAGER
since Jan 2013
5–10%Individual
Ownership & leadership changes · 13 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 10, 2025 filing
  • ChangedEpperly, Lawrence, James · title DIRECTOR OF PORTFOLIO MANAGEMENT → DIRECTOR OF CLIENT SERVICE
  • ChangedJALENAK, E, CHARLES · title SENIOR WEALTH STRATEGIST → DIRECTOR
  • ChangedPEYTON, HALLIE, L · title DIRECTOR OF CLIENT SERVICE → DIRECTOR
  • ChangedRAWLINSON, REBECCA, JEANNE · title DIRECTOR OF FINANCIAL PLANNING → DIRECTOR OF CLIENT SERVICE
  • ChangedSIEVERS, ROBIN, KEITH · title DIRECTOR OF CLIENT SERVICE → MANAGING DIRECTOR
Sep 9, 2024 filing
  • No longer listedISAACS, JAMES, J. · CHAIRMAN · 10–25% · control person · listed since Jan 2022
  • AddedVOSBURG, ALAN, EDWARD · IT MANAGER · 5–10% · control person
Mar 8, 2024 filing
  • No longer listedDAVES, HOWARD, CLIFTON · CONTROLLER · Less than 5% · listed since Jan 2005
  • AddedEpperly, Lawrence, James · DIRECTOR OF PORTFOLIO MANAGEMENT · Less than 5% · control person
  • AddedSOWELL, NICHOLAS, GLENN · DIRECTOR OF FINANCIAL PLANNING · Less than 5% · control person
  • ChangedJALENAK, E, CHARLES · title DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE → SENIOR WEALTH STRATEGIST
  • ChangedPEYTON, HALLIE, L · ownership 10–25% → 5–10%
  • ChangedRAWLINSON, REBECCA, JEANNE · ownership Less than 5% → 5–10%
Mar 27, 2023 filing
  • ChangedJALENAK, E, CHARLES · ownership 5–10% → 10–25%
  • ChangedPEYTON, HALLIE, L · ownership 5–10% → 10–25%
  • ChangedSIMMONS, CATHY, ANN · ownership 5–10% → Less than 5%
Feb 22, 2022 filing
  • AddedRAWLINSON, REBECCA, JEANNE · DIRECTOR OF FINANCIAL PLANNING · Less than 5% · control person
  • ChangedISAACS, JAMES, J. · title CEO & PRESIDENT → CHAIRMAN
  • ChangedMILLER, DUNCAN, L · title MANAGING DIRECTOR OF CLIENT SERVICE → PRESIDENT & CEO
Jul 10, 2019 filing
  • No longer listedOVERCAST, WILLIAM, COIL · DIRECTOR OF FINANCIAL PLANNING · 5–10% · listed since May 2012
Mar 27, 2019 filing
  • ChangedISAACS, JAMES, J. · ownership 25–50% → 10–25%
Mar 22, 2018 filing
  • ChangedJALENAK, E, CHARLES · title DIRECTOR OF WEALTH PLANNING → DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE
  • ChangedMAZZOLA, LINDSEY, BELL · now a control person
  • ChangedSIEVERS, ROBIN, KEITH · ownership Less than 5% → 5–10%
Mar 22, 2017 filing
  • ChangedJALENAK, E, CHARLES · now a control person
Mar 28, 2014 filing
  • No longer listedHOLDSWORTH, STEVEN, ALLEN · DIRECTOR OF FINANCIAL PLANNING · 5–10% · listed since Jul 2004
  • No longer listedTRIMM, ROBERT · CHIEF INVESTMENT OFFICER · Less than 5% · listed since Jun 2012
  • ChangedMAZZOLA, LINDSEY, BELL · ownership Less than 5% → 5–10%
  • ChangedMILLER, DUNCAN, L · ownership 5–10% → 10–25%
  • ChangedOVERCAST, WILLIAM, COIL · ownership Less than 5% → 5–10%
Older changes (4 more filings)
Mar 25, 2013 filing
  • No longer listedUELEKE, JOHN, W. · CHAIRMAN & FOUNDER · Less than 5% · control person · listed since Apr 1982
  • AddedJALENAK, E, CHARLES · DIRECTOR OF WEALTH PLANNING · 5–10%
  • AddedSIEVERS, ROBIN, KEITH · DIRECTOR OF CLIENT SERVICE · Less than 5% · control person
  • ChangedMILLER, DUNCAN, L · title DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT → MANAGING DIRECTOR OF CLIENT SERVICE
  • ChangedPEYTON, HALLIE, L · title DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT → DIRECTOR OF CLIENT SERVICE
  • ChangedSIMMONS, CATHY, ANN · title CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES → CHIEF COMPLIANCE OFFICER
Jan 18, 2013 filing
  • ChangedUELEKE, JOHN, W. · ownership 10–25% → Less than 5%
Aug 16, 2012 filing
  • AddedMAZZOLA, LINDSEY, BELL · DIRECTOR OF CLIENT OPERATIONS · Less than 5%
  • AddedOVERCAST, WILLIAM, COIL · DIRECTOR OF FINANCIAL PLANNING · Less than 5%
  • AddedTRIMM, ROBERT · CHIEF INVESTMENT OFFICER · Less than 5%
  • ChangedHOLDSWORTH, STEVEN, ALLEN · title MANAGING DIRECTOR → DIRECTOR OF FINANCIAL PLANNING
  • ChangedISAACS, JAMES, J. · ownership 10–25% → 25–50%
Mar 28, 2012 filing (earliest on record)
  • ListedDAVES, HOWARD, CLIFTON · CONTROLLER · Less than 5%
  • ListedHOLDSWORTH, STEVEN, ALLEN · MANAGING DIRECTOR · 5–10%
  • ListedISAACS, JAMES, J. · CEO & PRESIDENT · 10–25% · control person
  • ListedMILLER, DUNCAN, L · DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT · 5–10% · control person
  • ListedPEYTON, HALLIE, L · DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT · 5–10% · control person
  • ListedSIMMONS, CATHY, ANN · CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES · 5–10% · control person
  • ListedUELEKE, JOHN, W. · CHAIRMAN & FOUNDER · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 42 →

Top Trims

Show all 9 →

New Positions

Show all 14 →

Exited Positions

Show all 3 →

LEGACY CAPITAL WEALTH MANAGEMENT, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $26.1M 11.99% 161,592 SH
2 FIRST TR EXCHANGE-TRADED FD SCIO 33738D770 $11.0M 5.04% 530,567 SH
3 INNOVATOR ETFS TRUST UDEC 45782C532 $10.1M 4.63% 241,913 SH
4 JANUS DETROIT STR TR JAAA 47103U845 $10.0M 4.59% 197,781 SH
5 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $8.9M 4.07% 179,905 SH
6 NVIDIA CORPORATION NVDA 67066G104 $8.7M 4.01% 43,569 SH
7 TIDAL TRUST I GRNY 886364231 $6.6M 3.03% 238,249 SH
8 KLA CORP KLAC 482480100 $6.1M 2.79% 20,148 SH
9 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $5.5M 2.50% 7,299 SH
10 APPLE INC AAPL 037833100 $5.3M 2.44% 18,390 SH
11 STERLING INFRASTRUCTURE INC STRL 859241101 $5.1M 2.32% 6,017 SH
12 ALPHABET INC GOOG 02079K107 $4.9M 2.25% 13,849 SH
13 AMAZON COM INC AMZN 023135106 $4.8M 2.22% 20,249 SH
14 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $4.5M 2.09% 9,521 SH
15 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $4.5M 2.09% 14,997 SH
16 BROADCOM INC AVGO 11135F101 $4.5M 2.04% 11,781 SH
17 ARISTA NETWORKS INC ANET 040413205 $4.3M 1.98% 25,399 SH
18 MICROSOFT CORP MSFT 594918104 $4.3M 1.97% 11,483 SH
19 ROYAL CARIBBEAN GROUP RCL V7780T103 $4.2M 1.91% 13,100 SH
20 INVESCO EXCHANGE TRADED FD T XMMO 46137V464 $3.9M 1.81% 23,187 SH
21 ATI INC ATI 01741R102 $3.9M 1.80% 19,903 SH
22 ELI LILLY & CO LLY 532457108 $3.9M 1.79% 3,241 SH
23 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $3.7M 1.68% 7,324 SH
24 EMCOR GROUP INC EME 29084Q100 $3.6M 1.67% 4,391 SH
25 VERTEX PHARMACEUTICALS INC VRTX 92532F100 $3.6M 1.67% 7,333 SH
26 PARKER-HANNIFIN CORP PH 701094104 $3.6M 1.64% 3,656 SH
27 OREILLY AUTOMOTIVE INC ORLY 67103H107 $3.5M 1.61% 38,157 SH
28 NEWMONT CORP NEM 651639106 $3.5M 1.61% 37,477 SH
29 JPMORGAN CHASE & CO JPM 46625H100 $3.4M 1.56% 10,392 SH
30 TJX COS INC NEW TJX 872540109 $3.4M 1.55% 22,253 SH
31 META PLATFORMS INC META 30303M102 $3.4M 1.54% 5,949 SH
32 AMERICAN ELEC PWR CO INC AEP 025537101 $3.3M 1.53% 24,280 SH
33 CHEVRON CORPORATION CVX 166764100 $3.3M 1.50% 19,728 SH
34 MCKESSON CORP MCK 58155Q103 $3.3M 1.49% 4,306 SH
35 COSTCO WHOLESALE CORPORATION COST 22160K105 $3.2M 1.45% 3,371 SH
36 PROSHARES TR TQQQ 74347X831 $1.8M 0.84% 22,627 SH
37 MICRON TECHNOLOGY INC MU 595112103 $1.7M 0.78% 1,462 SH
38 CAPITAL GROUP GBL GROWTH EQT CGGO 14020X104 $1.5M 0.67% 34,708 SH
39 PACER FDS TR COWZ 69374H881 $1.2M 0.56% 19,427 SH
40 INVESCO QQQ TR QQQ 46090E103 $984.6K 0.45% 1,337 SH
41 EXXON MOBIL CORP XOM 30231G102 $942.6K 0.43% 6,894 SH
42 CISCO SYS INC CSCO 17275R102 $721.6K 0.33% 6,143 SH
43 TESLA INC TSLA 88160R101 $716.3K 0.33% 1,703 SH
44 VANGUARD INDEX FDS VTI 922908769 $641.3K 0.29% 1,733 SH
45 ALPHABET INC GOOGL 02079K305 $639.0K 0.29% 1,788 SH
46 ADVANCED MICRO DEVICES INC AMD 007903107 $617.5K 0.28% 1,063 SH
47 VANGUARD WORLD FD VGT 92204A702 $581.3K 0.27% 4,864 SH
48 META PLATFORMS INC Put META 30303M952 $563.3K 0.26% 1,000 SH
49 SCHWAB STRATEGIC TR SCHB 808524102 $560.1K 0.26% 19,341 SH
50 PROSHARES TR SSO 74347R107 $555.4K 0.26% 8,243 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-13 $217.7M 80 0001986152-26-000127
2026-03-31 2026-05-07 $173.9M 65 0001986152-26-000065
2025-12-31 2026-02-11 $165.1M 70 0001986152-26-000025
Filer Information
Address
1725 HUGHES LANDING BLVD., SUITE 830
THE WOODLANDS, TX 77380
Phone
(281) 595-1996
Filing Manager
LEGACY CAPITAL WEALTH MANAGEMENT, LLC
THE WOODLANDS, TX
Signatory
Lindsay Marie Rider
Compliance Consultant