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Sarver Vrooman Wealth Advisors — 13F Holdings & Portfolio

CIK 2076215 · latest 13F-HR filed 2026-10-01

Backtest portfolio

Sarver Vrooman Wealth Advisors manages $170.0M in 13F-reported U.S. long-equity assets across 142 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SCHD (32.43%), IBDW (26.73%), IBDZ (24.91%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 9 new positions and exited 12; 35 existing positions rose in reported value and 45 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$170.0M

Long-equity book

Holdings
142

Distinct positions

Period
2026-09-30

Filed 2026-10-01

Q/Q Activity
+9 / −12 / ↑35 / ↓45

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SCHD32.4% · +2%IBDW26.7% · +2%IBDZ24.9% · +2%DGRW3.1% · +13%DBEF2.9% · +16%AVLV2.7% · +14%AAPL0.5% · 0%BSMR0.5% · 0%BSMU0.5% · 0%IBDX0.3% · -1%SPY0.2% · 0%IBDU0.2% · +15%USMV0.2% · 0%SPMO0.2% · +62%IBDS0.2% · -1%IBDT0.2% · -1%BRK.B0.2% · +64%IBDV0.1% · -2%IBDY0.1% · 0%IBCA0.1% · 0%WMT0.1% · 0%GD0.1% · +13%XOM0.1% · 0%SPHQ0.1% · +3%MSFT0.1% · -36%BNY0.1% · newDELL0.1% · 0%JPM0.1% · 0%PSX0.1% · 0%XMHQ0.1% · +3%NVDA0.1% · +95%AMGN0.1% · 0%VOO0.1% · newMRK0.1% · 0%JNJ0.1% · 0%GILD0.1% · 0%OKE0.1% · 0%CSCO0.1% · 0%VIG0.1% · newBAC0.0% · +67%BLK0.0% · 0%CTVA0.0% · 0%BSCV0.0% · 0%ADP0.0% · 0%IRM0.0% · newCVX0.0% · 0%WM0.0% · 0%BSCQ0.0% · 0%BSCR0.0% · 0%BSCS0.0% · 0%BSCT0.0% · 0%EXEL0.0% · 0%COST0.0% · 0%BSCU0.0% · 0%ITW0.0% · 0%STT0.0% · 0%MCD0.0% · 0%QCOM0.0% · 0%IBDR0.0% · -28%DOV0.0% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 94.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 21, 2026.

Assets Under Management
$452.2M
Discretionary
$381.8M
Employees
5
Accounts
934
Address
9237 WARD PARKWAY
SUITE 320
KANSAS CITY, MO 64114
Phone
(816) 601-1150
Website
Name Title / Status Ownership Type
PAV, LLC ControlMEMBER
since Apr 2026
50–75%Domestic Entity
VROOMAN, PETER ControlCHIEF COMPLIANCE OFFICER
since Oct 2025
25–50%Individual
R3D3, LLCMEMBER
since Apr 2026
10–25%Domestic Entity
TPK, LLCMEMBER
since Apr 2026
10–25%Domestic Entity
DIETZ, RON Control
Indirect owner via R3D3, LLC
MANAGING MEMBER
since Apr 2026
75% or moreIndividual
KING, THOMAS Control
Indirect owner via TPK, LLC
MANAGING MEMBER
since Apr 2026
75% or moreIndividual
VROOMAN, PETER Control
Indirect owner via PAV, LLC
MANAGING MEMBER
since Apr 2026
75% or moreIndividual
Ownership & leadership changes · 4 filings with changes since Dec 23, 2024

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 21, 2026 filing
  • No longer listedDIETZ, RON · PARTNER · 10–25% · control person · listed since Feb 2025
  • No longer listedKING, THOMAS · PARTNER · 10–25% · control person · listed since Feb 2025
  • No longer listedSARVER, JONATHAN · PARTNER · 25–50% · control person · listed since Feb 2025
  • AddedDIETZ, RON · MANAGING MEMBER · 75% or more · indirect via R3D3, LLC · control person
  • AddedKING, THOMAS · MANAGING MEMBER · 75% or more · indirect via TPK, LLC · control person
  • AddedPAV, LLC · MEMBER · 50–75% · control person
  • AddedR3D3, LLC · MEMBER · 10–25%
  • AddedTPK, LLC · MEMBER · 10–25%
  • AddedVROOMAN, PETER · MANAGING MEMBER · 75% or more · indirect via PAV, LLC · control person
  • ChangedVROOMAN, PETER · title CHIEF COMPLIANCE OFFICER / MANAGING PARTNER → CHIEF COMPLIANCE OFFICER
Jan 19, 2026 filing
  • ChangedSARVER, JONATHAN · title MANAGING PARTNER → PARTNER
Oct 31, 2025 filing
  • ChangedSARVER, JONATHAN · title CHIEF COMPLIANCE OFFICER / MANAGING PARTNER → MANAGING PARTNER
  • ChangedVROOMAN, PETER · title MANAGING PARTNER → CHIEF COMPLIANCE OFFICER / MANAGING PARTNER
Oct 8, 2025 filing
  • No longer listedESTES-FLEISCHMANN, JESSICA, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2025
  • ChangedSARVER, JONATHAN · title MANAGING PARTNER → CHIEF COMPLIANCE OFFICER / MANAGING PARTNER
Dec 23, 2024 filing (earliest on record)
  • ListedDIETZ, RON · PARTNER · 10–25% · control person
  • ListedESTES-FLEISCHMANN, JESSICA, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedKING, THOMAS · PARTNER · 10–25% · control person
  • ListedSARVER, JONATHAN · MANAGING PARTNER · 25–50% · control person
  • ListedVROOMAN, PETER · MANAGING PARTNER · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Sarver Vrooman Wealth Advisors Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SCHWAB US DIVIDEND ETF EQUITY SCHD 808524797 $55.1M 32.43% 1,694,611 SH
2 ISHARES ETF TR IBONDS DEC 2031 TREM CORPORATE IBDW 46436E486 $45.4M 26.73% 2,265,413 SH
3 ISHARES TR IBONDS ETF DEC 2034 TERM CORPORATE IBDZ 46438G653 $42.3M 24.91% 1,718,835 SH
4 WISDOMTREE US QUAL ETF DIVIDEND GROWTH FUND DGRW 97717X669 $5.3M 3.09% 54,093 SH
5 XTRACKERS MSCI EAFE ETF EQUITY DBEF 233051200 $5.0M 2.93% 90,668 SH
6 AMERICAN CENTY TR ETF AVANTIS U S LARGE CAP VALUE AVLV 025072349 $4.6M 2.73% 51,308 SH
7 APPLE INC AAPL 037833100 $884.5K 0.52% 2,656 SH
8 INVESCO EXCH TRADED ETF SELF INDEXED FD TR BULLETSHARES 2027 MUN BD BSMR 46138J494 $840.2K 0.49% 36,117 SH
9 INVESCO SELF-INDEXED ETF FD TR BULLETSHARES 2030 MUN FD ETF BSMU 46138J445 $815.1K 0.48% 39,012 SH
10 ISHARES TR IBONDS ETF DEC 2032 TERM CORPORATE IBDX 46436E312 $513.0K 0.30% 21,314 SH
11 STATE STREET SPDR ETF S&P 500 SPY 78462F103 $361.5K 0.21% 474 SH
12 ISHARES TR ETF IBONDS DEC 2029 TERM CORPORATE IBDU 46436E205 $357.8K 0.21% 15,767 SH
13 ISHARES EDGE MSCI ETF MIN VOL USA ETF USMV 46429B697 $331.9K 0.20% 3,406 SH
14 INVESCO TR II ETF S&P 500 MOMENTUM SPMO 46138E339 $299.2K 0.18% 1,974 SH
15 ISHARES TR ETF IBONDS DEC 2027 TERM CORPORATE ETF IBDS 46435UAA9 $289.5K 0.17% 12,004 SH
16 ISHARES TR ETF IBONDS DEC 2028 TERM CORPORATE IBDT 46435U515 $288.3K 0.17% 11,550 SH
17 BERKSHIRE HATHAWAY INC SERIES B NEW BRK.B 084670702 $260.9K 0.15% 524 SH
18 ISHARES TR ETF IBONDS DEC 2030 TERM CORPORATE ETF IBDV 46436E726 $248.1K 0.15% 11,737 SH
19 ISHARES TR IBONDS ETF DEC 2033 TERM CORP IBDY 46436E130 $245.6K 0.14% 10,031 SH
20 ISHARES TR ETF IBONDS DEC 2035 TERM CORP IBCA 46438G372 $243.7K 0.14% 10,124 SH
21 WALMART INC WMT 931142103 $242.3K 0.14% 2,332 SH
22 GENL DYNAMICS CORP GD 369550108 $225.0K 0.13% 678 SH
23 EXXONMOBIL HLDGS CORP XOM 30233Q108 $209.1K 0.12% 1,285 SH
24 INVESCO TR ETF S&P 500 QUALITY SPHQ 46137V241 $185.7K 0.11% 2,209 SH
25 MICROSOFT CORP MSFT 594918104 $183.1K 0.11% 357 SH
26 BANK NEW YORK MELLON CORP BNY 064058100 $177.8K 0.10% 1,229 SH
27 DELL TECHNOLOGIES INC CL C DELL 24703L202 $168.9K 0.10% 314 SH
28 JPMORGAN CHASE & CO JPM 46625H100 $152.2K 0.09% 460 SH
29 PHILLIPS 66 PSX 718546104 $136.1K 0.08% 533 SH
30 INVESCO S&P MIDCAP ETF QUALITY XMHQ 46137V472 $134.3K 0.08% 1,203 SH
31 NVIDIA CORP NVDA 67066G104 $126.8K 0.07% 555 SH
32 AMGEN INC AMGN 031162100 $119.7K 0.07% 284 SH
33 VANGUARD INDEX FDS ETF S&P 500 ETF SHS NEW VOO 922908363 $110.0K 0.06% 157 SH
34 MERCK & CO INC NEW MRK 58933Y105 $104.5K 0.06% 719 SH
35 JOHNSON & JOHNSON JNJ 478160104 $100.9K 0.06% 381 SH
36 GILEAD SCIENCES INC GILD 375558103 $91.4K 0.05% 613 SH
37 ONEOK INC COM OKE 30609A109 $91.0K 0.05% 1,067 SH
38 CISCO SYSTEMS INC CSCO 17275R102 $87.4K 0.05% 812 SH
39 VANGUARD DIVIDEND ETF APPRECIATION VIG 921908844 $86.3K 0.05% 370 SH
40 BANK OF AMERICA CORP BAC 060505104 $83.0K 0.05% 1,524 SH
41 BLACKROCK INC COM NEW BLK 09290D101 $79.4K 0.05% 75 SH
42 CORTEVA INC CTVA 22052L104 $74.1K 0.04% 954 SH
43 INVESCO EXCHANGE ETF TRADED SELF INDXD FD TR BLLTSHRS 2031 CRPT BD BSCV 46138J429 $70.9K 0.04% 4,498 SH
44 AUTOMATIC DATA PROCESSING ADP 053015103 $68.1K 0.04% 264 SH
45 IRON MOUNTAIN INC IRM 46284V101 $67.7K 0.04% 610 SH
46 CHEVRON CORPORATION CVX 166764100 $66.4K 0.04% 325 SH
47 WASTE MGMT INC DEL WM 94106L109 $64.6K 0.04% 317 SH
48 INVESCO EXCHANGE ETF TRADED SELF INDEXED FD BULLETSHARES 2026 BSCQ 46138J791 $62.8K 0.04% 3,219 SH
49 INVESCO EXCHANGE ETF TRADED SELF INDEXED FD BULLETSHARES 2027 CORP BSCR 46138J783 $62.8K 0.04% 3,212 SH
50 INVESCO EXCHANGE ETF TRADED SELF INDEXED BULLETSHARES 2028 CORP BSCS 46138J643 $62.2K 0.04% 3,092 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-01 $170.0M 142 0002076215-26-000006
2026-06-30 2026-07-02 $167.8M 145 0002076215-26-000005
2026-03-31 2026-04-15 $162.4M 138 0002076215-26-000003
2025-12-31 2026-04-23 $157.3M 137 0002076215-26-000004
Filer Information
Address
9237 WARD PARKWAY
STE 320
KANSAS CITY, MO 64114
Phone
(816) 601-1153
Filing Manager
Sarver Vrooman Wealth Advisors
KANSAS CITY, MO
Signatory
Jessica Estes
Chief Operating Officer