BROADWATER CAPITAL MANAGEMENT LLC — 13F Holdings & Portfolio

CIK 2084339 · latest 13F-HR filed 2026-02-03

BROADWATER CAPITAL MANAGEMENT LLC manages $127.7M in 13F-reported U.S. long-equity assets across 227 reported positions as of its 2023-12-31 13F-HR filing. Its largest disclosed positions are MSFT (12.01%), AAPL (9.16%), MCD (4.91%). Quarter over quarter (versus its 2024-03-31 filing) the fund opened 8 new positions, exited 24, added to 40, and trimmed 108.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$127.7M

Long-equity book

Holdings

227

Distinct positions

Period

2023-12-31

Filed 2026-02-03

Q/Q Activity

+8 / −24 / ↑40 / ↓108

vs 2024-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • APPLE INC$2.0M +20.5%
  • CVS HEALTH CORP$452.4K +33.8%
  • MCDONALDS CORP$400.9K +6.8%
  • INTEL CORP$339.9K +19.1%
  • NIKE INC$229.5K +15.5%
Show all 40

Top Trims

  • MICROSOFT CORP-$963.7K -5.9%
  • MERCK &CO INC-$606.0K -15.2%
  • DISNEY WALT CO-$505.8K -24.9%
  • EXXON MOBIL CORP-$442.0K -13.1%
  • PROCTER AND GAMBLE CO-$419.7K -9.7%
Show all 108

New Positions

  • IDEXX LABS INC$444.0K
  • LAZARD LTD$107.9K
  • COINBASE GLOBAL INC$17.4K
  • UNION PAC CORP$4.9K
  • BCE INC$0
Show all 8

Exited Positions

  • LAZARD INC$129.8K
  • BERKSHIRE HATHAWAY INC DEL$32.4K
  • WISDOMTREE TR$14.2K
  • SPDR GOLD TR$12.1K
  • ISHARES SILVER TR$10.9K
Show all 24
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 MICROSOFT CORP MSFT 594918104 $15.3M 12.01% 40,779 SH
2 APPLE INC AAPL 037833100 $11.7M 9.16% 60,710 SH
3 MCDONALDS CORP MCD 580135101 $6.3M 4.91% 21,150 SH
4 JOHNSON &JOHNSON JNJ 478160104 $4.4M 3.44% 27,978 SH
5 ALPHABET INC GOOGL 02079K305 $4.3M 3.36% 30,660 SH
6 PROCTER AND GAMBLE CO PG 742718109 $3.9M 3.07% 26,718 SH
7 COCA COLA CO KO 191216100 $3.5M 2.76% 59,685 SH
8 MERCK &CO INC MRK 58933Y105 $3.4M 2.65% 31,032 SH
9 ALPHABET INC GOOG 02079K107 $3.1M 2.44% 22,100 SH
10 EXXON MOBIL CORP XOM 30231G102 $2.9M 2.30% 29,330 SH
11 WALMART INC WMT 931142103 $2.8M 2.18% 17,646 SH
12 ANALOG DEVICES INC ADI 032654105 $2.3M 1.84% 11,830 SH
13 SOUTHERN CO SO 842587107 $2.2M 1.70% 30,979 SH
14 ABBVIE INC ABBV 00287Y109 $2.2M 1.70% 13,967 SH
15 WEC ENERGY GROUP INC WEC 92939U106 $2.1M 1.67% 25,370 SH
16 INTEL CORP INTC 458140100 $2.1M 1.66% 42,106 SH
17 GENERAL MLS INC GIS 370334104 $2.0M 1.58% 30,888 SH
18 STRYKER CORPORATION SYK 863667101 $2.0M 1.56% 6,635 SH
19 INTUITIVE SURGICAL INC ISRG 46120E602 $1.9M 1.53% 5,772 SH
20 ECOLAB INC ECL 278865100 $1.9M 1.45% 9,345 SH
21 CVS HEALTH CORP CVS 126650100 $1.8M 1.40% 22,676 SH
22 ABBOTT LABS ABT 002824100 $1.8M 1.38% 16,003 SH
23 NIKE INC NKE 654106103 $1.7M 1.34% 15,731 SH
24 CHEVRON CORP NEW CVX 166764100 $1.6M 1.22% 10,401 SH
25 S&P GLOBAL INC SPGI 78409V104 $1.6M 1.21% 3,520 SH
26 DISNEY WALT CO DIS 254687106 $1.5M 1.20% 16,917 SH
27 HONEYWELL INTL INC HON 438516106 $1.4M 1.11% 6,772 SH
28 AUTOMATIC DATA PROCESSING IN ADP 053015103 $1.4M 1.07% 5,845 SH
29 REALTY INCOME CORP O 756109104 $1.2M 0.97% 21,460 SH
30 PORTLAND GEN ELEC CO POR 736508847 $1.2M 0.95% 27,864 SH
31 VERIZON COMMUNICATIONS INC VZ 92343V104 $1.2M 0.94% 31,707 SH
32 ROPER TECHNOLOGIES INC ROP 776696106 $1.2M 0.92% 2,150 SH
33 FLOWERS FOODS INC FLO 343498101 $1.1M 0.87% 49,612 SH
34 SPDR SER TR XBI 78464A870 $1.1M 0.86% 12,300 SH
35 NORTHROP GRUMMAN CORP NOC 666807102 $1.1M 0.86% 2,340 SH
36 PEPSICO INC PEP 713448108 $1.1M 0.86% 6,430 SH
37 INTERNATIONAL BUSINESS MACHS IBM 459200101 $1.1M 0.83% 6,455 SH
38 GENERAL DYNAMICS CORP GD 369550108 $968.6K 0.76% 3,730 SH
39 UNITEDHEALTH GROUP INC UNH 91324P102 $923.4K 0.72% 1,754 SH
40 BECTON DICKINSON &CO BDX 075887109 $822.4K 0.64% 3,373 SH
41 COLGATE PALMOLIVE CO CL 194162103 $805.1K 0.63% 10,100 SH
42 STARBUCKS CORP SBUX 855244109 $788.2K 0.62% 8,210 SH
43 BRISTOL-MYERS SQUIBB CO BMY 110122108 $780.9K 0.61% 15,220 SH
44 3M CO MMM 88579Y101 $699.6K 0.55% 6,400 SH
45 AVERY DENNISON CORP AVY 053611109 $679.3K 0.53% 3,360 SH
46 PAYCHEX INC PAYX 704326107 $657.5K 0.52% 5,520 SH
47 QUALCOMM INC QCOM 747525103 $610.8K 0.48% 4,223 SH
48 PFIZER INC PFE 717081103 $605.5K 0.47% 21,032 SH
49 SHELL PLC SHEL 780259305 $540.0K 0.42% 8,207 SH
50 EXPEDITORS INTL WASH INC EXPD 302130109 $534.2K 0.42% 4,200 SH
Filing History
Period Filed AUM Holdings Accession
2024-03-31 2026-02-03 $130.3M 243 0002084339-26-000008
2023-12-31 2026-02-03 $127.7M 227 0002084339-26-000009