Catherine Avery Investment Management LLC — 13F Holdings & Portfolio
CIK 2103454 · latest 13F-HR filed 2026-07-27
Catherine Avery Investment Management LLC manages $229.0M in 13F-reported U.S. long-equity assets across 168 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are STX (4.89%), CSCO (3.48%), MSFT (3.39%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 64 new positions, exited 7, added to 41, and trimmed 36.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 210
LONGBOAT KEY, FL 34228
$229.0M
Long-equity book
168
Distinct positions
2026-06-30
Filed 2026-07-27
+64 / −7 / ↑41 / ↓36
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SEAGATE TECHNOLOGY HLDNGS PL$6.2M +126.2%
- MICROSOFT CORP$5.2M +198.3%
- CISCO SYS INC$929.1K +13.2%
- BEST BUY INC$927.6K +15.2%
- BANK OF AMER CORP$775.6K +13.9%
Top Trims
- STANLEY BLACK & DECKER INC-$5.1M -90.8%
- QUALCOMM INC-$5.0M -93.3%
- PACKAGING CORP AMER-$4.9M -92.2%
- VERIZON COMMUNICATIONS INC-$4.2M -61.4%
- ORACLE CORP-$2.1M -33.6%
New Positions
- INTERNATIONAL PAPER CO$5.5M
- SALESFORCE INC$5.4M
- SPDR SERIES TRUST$361.4K
- FIRST TR EXCHANGE-TRADED FD$189.4K
- ENTERPRISE PRODS PARTNERS L$110.3K
Exited Positions
- BLACKROCK INC$24.0K
- AUTOMATIC DATA PROCESSING IN$10.2K
- HONEYWELL INTL INC$6.6K
- AT&T INC$2.5K
- CF INDUSTRIES HOLD$1.3K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SEAGATE TECHNOLOGY HLDNGS PL | STX | G7997R103 | $11.2M | 4.89% | 11,595 | SH |
| 2 | CISCO SYS INC | CSCO | 17275R102 | $8.0M | 3.48% | 67,834 | SH |
| 3 | MICROSOFT CORP | MSFT | 594918104 | $7.8M | 3.39% | 20,780 | SH |
| 4 | CITIGROUP INC | C | 172967424 | $7.6M | 3.34% | 54,620 | SH |
| 5 | JPMORGAN CHASE & CO | JPM | 46625H100 | $7.3M | 3.18% | 22,241 | SH |
| 6 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $7.2M | 3.15% | 25,644 | SH |
| 7 | BEST BUY INC | BBY | 086516101 | $7.0M | 3.07% | 92,755 | SH |
| 8 | BRISTOL-MYERS SQUIBB CO | BMY | 110122108 | $6.9M | 3.02% | 119,907 | SH |
| 9 | MERCK & CO INC | MRK | 58933Y105 | $6.9M | 3.01% | 53,596 | SH |
| 10 | FREEPORT MCMORAN INC | FCX | 35671D857 | $6.6M | 2.87% | 104,522 | SH |
| 11 | TARGET CORP | TGT | 87612E106 | $6.6M | 2.86% | 50,194 | SH |
| 12 | BANK OF AMER CORP | BAC | 060505104 | $6.4M | 2.78% | 111,573 | SH |
| 13 | AMGEN INC | AMGN | 031162100 | $6.3M | 2.77% | 17,530 | SH |
| 14 | ONEOK INC NEW | OKE | 682680103 | $6.1M | 2.67% | 70,408 | SH |
| 15 | NEXTERA ENERGY INC | NEE | 65339F101 | $6.1M | 2.66% | 69,471 | SH |
| 16 | L3HARRIS TECHNOLOGIES INC | LHX | 502431109 | $6.1M | 2.65% | 33,098 | SH |
| 17 | HOME DEPOT INC | HD | 437076102 | $6.0M | 2.60% | 16,897 | SH |
| 18 | UNITED PARCEL SVCS INC | UPS | 911312106 | $5.7M | 2.51% | 53,469 | SH |
| 19 | KEYCORP | KEY | 493267108 | $5.7M | 2.51% | 249,306 | SH |
| 20 | TRUIST FINL CORP | TFC | 89832Q109 | $5.7M | 2.49% | 114,289 | SH |
| 21 | MCDONALDS CORP | MCD | 580135101 | $5.7M | 2.48% | 21,006 | SH |
| 22 | CHEVRON CORPORATION | CVX | 166764100 | $5.6M | 2.47% | 34,079 | SH |
| 23 | LENNAR CORP | LEN | 526057104 | $5.6M | 2.43% | 61,453 | SH |
| 24 | OMNICOM GROUP INC | OMC | 681919106 | $5.6M | 2.42% | 76,208 | SH |
| 25 | PFIZER INC | PFE | 717081103 | $5.5M | 2.40% | 227,951 | SH |
| 26 | INTERNATIONAL PAPER CO | IP | 460146103 | $5.5M | 2.39% | 46,731 | SH |
| 27 | HEWLETT PACKARD ENTERPRISE C | HPE | 42824C109 | $5.4M | 2.37% | 120,344 | SH |
| 28 | SALESFORCE INC | CRM | 79466L302 | $5.4M | 2.37% | 34,593 | SH |
| 29 | PHILLIPS 66 | PSX | 718546104 | $5.3M | 2.29% | 31,061 | SH |
| 30 | ORACLE CORP | ORCL | 68389X105 | $4.2M | 1.82% | 28,378 | SH |
| 31 | EVERSOURCE ENERGY | ES | 30040W108 | $3.7M | 1.62% | 51,329 | SH |
| 32 | BROADCOM INC | AVGO | 11135F101 | $3.7M | 1.61% | 9,779 | SH |
| 33 | COCA COLA CO | KO | 191216100 | $3.6M | 1.56% | 43,877 | SH |
| 34 | BROADCOM INC | AVGO | 11135F101 | $3.0M | 1.33% | 8,056 | SH |
| 35 | COCA COLA CO | KO | 191216100 | $3.0M | 1.31% | 36,994 | SH |
| 36 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $2.6M | 1.14% | 61,801 | SH |
| 37 | VALERO ENERGY CORP | VLO | 91913Y100 | $1.9M | 0.82% | 7,196 | SH |
| 38 | CUMMINS INC | CMI | 231021106 | $1.6M | 0.71% | 2,287 | SH |
| 39 | RTX CORPORATION | RTX | 75513E101 | $1.6M | 0.71% | 8,567 | SH |
| 40 | COLGATE PALMOLIVE CO | CL | 194162103 | $1.6M | 0.68% | 17,012 | SH |
| 41 | JOHNSON CONTROLS INTERNATION | JCI | G51502105 | $1.2M | 0.53% | 8,343 | SH |
| 42 | EVERGY INC | EVRG | 30034W106 | $1.2M | 0.52% | 13,834 | SH |
| 43 | MORGAN STANLEY | MS | 617446448 | $811.1K | 0.35% | 3,880 | SH |
| 44 | EXXON MOBIL CORP | XOM | 30231G102 | $711.5K | 0.31% | 5,204 | SH |
| 45 | BAKER HUGHES COMPANY | BKR | 05722G100 | $586.7K | 0.26% | 10,571 | SH |
| 46 | STANLEY BLACK & DECKER INC | SWK | 854502101 | $509.6K | 0.22% | 5,414 | SH |
| 47 | AIR PRODUCTS AND CHEMICALS I | APD | 009158106 | $457.1K | 0.20% | 1,559 | SH |
| 48 | PACKAGING CORP AMER | PKG | 695156109 | $418.2K | 0.18% | 1,755 | SH |
| 49 | ISHARES TR | SUSA | 464288802 | $384.7K | 0.17% | 2,493 | SH |
| 50 | SPDR SERIES TRUST | BIL | 78468R663 | $361.4K | 0.16% | 3,944 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-27 | $229.0M | 168 | 0001420506-26-001305 |
| 2026-03-31 | 2026-05-15 | $223.4M | 110 | 0001420506-26-001105 |
| 2025-12-31 | 2026-01-05 | $167.0M | 159 | 0001420506-26-000019 |
| 2024-12-31 | 2026-01-05 | $113.3M | 176 | 0001420506-26-000021 |