Catherine Avery Investment Management LLC — 13F Holdings & Portfolio
CIK 2103454 · latest 13F-HR filed 2026-05-15
Catherine Avery Investment Management LLC manages $223.4M in 13F-reported U.S. long-equity assets across 110 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are CVX (3.25%), C (3.23%), CSCO (3.15%). Quarter over quarter (versus its 2024-12-31 filing) the fund opened 11 new positions, exited 78, added to 53, and trimmed 39.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$223.4M
Long-equity book
110
Distinct positions
2026-03-31
Filed 2026-05-15
+11 / −78 / ↑53 / ↓39
vs 2024-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ONEOK INC NEW$6.6M +65261.7%
- TARGET CORP$6.5M +165044.3%
- PHILLIPS 66$5.6M +235835.6%
- HOME DEPOT INC$5.5M +15645.1%
- QUALCOMM INC$5.2M +4058.5%
Top Trims
- CATERPILLAR INC-$3.0M -97.7%
- MORGAN STANLEY-$2.7M -81.0%
- MEDTRONIC PLC-$2.7M -91.4%
- AIR PRODUCTS AND CHEMICALS I-$2.4M -83.0%
- BAKER HUGHES COMPANY-$2.4M -74.6%
New Positions
- FREEPORT MCMORAN INC$6.7M
- AMGEN INC$5.6M
- STANLEY BLACK & DECKER INC$5.6M
- KEYCORP$5.4M
- PACKAGING CORP AMER$5.4M
Exited Positions
- LYONDELLBASELL INDUSTRIES N$3.0M
- TEXAS INSTRS INC$209.6K
- ILLINOIS TOOL WKS INC$70.2K
- CONSTELLATION BRANDS INC$44.2K
- SCHWAB STRATEGIC TR$37.8K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | CHEVRON CORPORATION | CVX | 166764100 | $7.3M | 3.25% | 35,128 | SH |
| 2 | CITIGROUP INC | C | 172967424 | $7.2M | 3.23% | 63,718 | SH |
| 3 | CISCO SYS INC | CSCO | 17275R102 | $7.0M | 3.15% | 90,716 | SH |
| 4 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $6.9M | 3.09% | 28,509 | SH |
| 5 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $6.8M | 3.04% | 135,143 | SH |
| 6 | FREEPORT MCMORAN INC | FCX | 35671D857 | $6.7M | 3.00% | 114,221 | SH |
| 7 | NEXTERA ENERGY INC | NEE | 65339F101 | $6.6M | 2.97% | 71,507 | SH |
| 8 | COCA COLA CO | KO | 191216100 | $6.6M | 2.94% | 86,378 | SH |
| 9 | ONEOK INC NEW | OKE | 682680103 | $6.6M | 2.94% | 72,600 | SH |
| 10 | JPMORGAN CHASE & CO | JPM | 46625H100 | $6.6M | 2.93% | 22,283 | SH |
| 11 | TARGET CORP | TGT | 87612E106 | $6.5M | 2.90% | 53,413 | SH |
| 12 | MERCK & CO INC | MRK | 58933Y105 | $6.5M | 2.89% | 53,682 | SH |
| 13 | BRISTOL-MYERS SQUIBB CO | BMY | 110122108 | $6.4M | 2.85% | 104,863 | SH |
| 14 | L3HARRIS TECHNOLOGIES INC | LHX | 502431109 | $6.3M | 2.84% | 18,363 | SH |
| 15 | ORACLE CORP | ORCL | 68389X105 | $6.3M | 2.80% | 42,568 | SH |
| 16 | OMNICOM GROUP INC | OMC | 681919106 | $6.2M | 2.76% | 82,023 | SH |
| 17 | HEWLETT PACKARD ENTERPRISE C | HPE | 42824C109 | $6.1M | 2.74% | 256,671 | SH |
| 18 | BEST BUY INC | BBY | 086516101 | $6.1M | 2.73% | 95,181 | SH |
| 19 | MCDONALDS CORP | MCD | 580135101 | $6.0M | 2.67% | 19,196 | SH |
| 20 | PFIZER INC | PFE | 717081103 | $5.8M | 2.59% | 205,820 | SH |
| 21 | PHILLIPS 66 | PSX | 718546104 | $5.6M | 2.53% | 30,991 | SH |
| 22 | UNITED PARCEL SVCS INC | UPS | 911312106 | $5.6M | 2.50% | 56,869 | SH |
| 23 | AMGEN INC | AMGN | 031162100 | $5.6M | 2.50% | 15,875 | SH |
| 24 | BANK AMERICA CORP | BAC | 060505104 | $5.6M | 2.50% | 114,498 | SH |
| 25 | STANLEY BLACK & DECKER INC | SWK | 854502101 | $5.6M | 2.49% | 78,248 | SH |
| 26 | HOME DEPOT INC | HD | 437076102 | $5.5M | 2.47% | 16,760 | SH |
| 27 | TRUIST FINL CORP | TFC | 89832Q109 | $5.5M | 2.46% | 119,423 | SH |
| 28 | KEYCORP | KEY | 493267108 | $5.4M | 2.41% | 268,094 | SH |
| 29 | PACKAGING CORP AMER | PKG | 695156109 | $5.4M | 2.40% | 25,223 | SH |
| 30 | QUALCOMM INC | QCOM | 747525103 | $5.3M | 2.38% | 41,372 | SH |
| 31 | LENNAR CORP | LEN | 526057104 | $5.1M | 2.27% | 58,503 | SH |
| 32 | SEAGATE TECHNOLOGY HLDNGS PL | STX | G7997R103 | $4.9M | 2.21% | 12,625 | SH |
| 33 | EVERSOURCE ENERGY | ES | 30040W108 | $3.8M | 1.71% | 55,000 | SH |
| 34 | BROADCOM INC | AVGO | 11135F101 | $3.2M | 1.44% | 10,383 | SH |
| 35 | BROADCOM INC | AVGO | 11135F101 | $3.1M | 1.39% | 10,000 | SH |
| 36 | MICROSOFT CORP | MSFT | 594918104 | $2.6M | 1.16% | 7,019 | SH |
| 37 | VALERO ENERGY CORP | VLO | 91913Y100 | $1.9M | 0.83% | 7,497 | SH |
| 38 | RTX CORPORATION | RTX | 75513E101 | $1.7M | 0.76% | 8,821 | SH |
| 39 | COLGATE PALMOLIVE CO | CL | 194162103 | $1.4M | 0.65% | 17,012 | SH |
| 40 | CUMMINS INC | CMI | 231021106 | $1.2M | 0.56% | 2,307 | SH |
| 41 | JOHNSON CONTROLS INTERNATION | JCI | G51502105 | $1.2M | 0.52% | 8,872 | SH |
| 42 | EVERGY INC | EVRG | 30034W106 | $1.2M | 0.52% | 14,148 | SH |
| 43 | EXXON MOBIL CORP | XOM | 30231G102 | $955.7K | 0.43% | 5,633 | SH |
| 44 | BAKER HUGHES COMPANY | BKR | 05722G100 | $803.5K | 0.36% | 13,161 | SH |
| 45 | MORGAN STANLEY | MS | 617446448 | $638.5K | 0.29% | 3,880 | SH |
| 46 | AIR PRODUCTS AND CHEMICALS I | APD | 009158106 | $489.8K | 0.22% | 1,686 | SH |
| 47 | JOHNSON & JOHNSON | JNJ | 478160104 | $350.5K | 0.16% | 1,434 | SH |
| 48 | ISHARES TR | SUSA | 464288802 | $329.3K | 0.15% | 2,493 | SH |
| 49 | APPLE INC | AAPL | 037833100 | $279.2K | 0.12% | 1,100 | SH |
| 50 | MEDTRONIC PLC | MDT | G5960L103 | $253.5K | 0.11% | 2,925 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-15 | $223.4M | 110 | 0001420506-26-001105 |
| 2025-12-31 | 2026-01-05 | $167.0M | 159 | 0001420506-26-000019 |
| 2024-12-31 | 2026-01-05 | $113.3M | 176 | 0001420506-26-000021 |