Winter & Associates, Inc. — 13F Holdings & Portfolio
CIK 2109063 · latest 13F-HR filed 2026-04-08
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$114.2M
Long-equity book
Holdings
84
Distinct positions
Period
2026-03-31
Filed 2026-04-08
Q/Q Activity
+5 / −3 / ↑23 / ↓41
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VICTORY PORTFOLIOS II$3.3M +49.2%
- DIMENSIONAL ETF TRUST$1.4M +43.4%
- J P MORGAN EXCHANGE TRADED F$1.2M +53.8%
- VANGUARD INDEX FDS$1.0M +44.2%
- ISHARES TR$988.9K +43.4%
Top Trims
- VANGUARD BD INDEX FDS-$1.2M -29.6%
- WISDOMTREE TR-$839.0K -17.2%
- STATE STR SPDR S&P MIDCAP 40-$801.9K -12.4%
- SCHWAB STRATEGIC TR-$721.8K -11.9%
- VANGUARD CHARLOTTE FDS-$477.3K -22.2%
New Positions
- CORNING INC$228.1K
- STERLING INFRASTRUCTURE INC$226.4K
- SELECT SECTOR SPDR TR$220.1K
- ISHARES TR$204.9K
- NOUVEAU MONDE GRAPHITE INC$28.9K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VICTORY PORTFOLIOS II | USTB | 92647N535 | $10.0M | 8.79% | 198,454 | SH |
| 2 | PACER FDS TR | COWZ | 69374H881 | $6.5M | 5.70% | 104,075 | SH |
| 3 | VANGUARD STAR FDS | VXUS | 921909768 | $6.2M | 5.44% | 79,666 | SH |
| 4 | STATE STR SPDR S&P MIDCAP 40 | MDY | 78467Y107 | $5.7M | 4.95% | 9,050 | SH |
| 5 | SCHWAB STRATEGIC TR | FNDA | 808524763 | $5.3M | 4.66% | 161,515 | SH |
| 6 | APPLE INC | AAPL | 037833100 | $5.0M | 4.34% | 19,137 | SH |
| 7 | DIMENSIONAL ETF TRUST | DFIV | 25434V807 | $4.7M | 4.08% | 87,099 | SH |
| 8 | WISDOMTREE TR | DGRW | 97717X669 | $4.0M | 3.53% | 45,541 | SH |
| 9 | INVESCO QQQ TR | QQQ | 46090E103 | $3.5M | 3.06% | 5,941 | SH |
| 10 | INVESCO EXCH TRADED FD TR II | SPHB | 46138E370 | $3.4M | 2.97% | 28,852 | SH |
| 11 | J P MORGAN EXCHANGE TRADED F | JPIB | 46641Q852 | $3.4M | 2.94% | 70,368 | SH |
| 12 | VANGUARD INDEX FDS | VB | 922908751 | $3.4M | 2.94% | 12,630 | SH |
| 13 | NVIDIA CORPORATION | NVDA | 67066G104 | $3.3M | 2.90% | 18,661 | SH |
| 14 | ISHARES TR | IWL | 464289446 | $3.3M | 2.86% | 20,075 | SH |
| 15 | VANGUARD BD INDEX FDS | BND | 921937835 | $2.9M | 2.54% | 39,525 | SH |
| 16 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $2.2M | 1.90% | 27,472 | SH |
| 17 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $2.0M | 1.71% | 36,235 | SH |
| 18 | VANGUARD INDEX FDS | VTI | 922908769 | $1.9M | 1.68% | 5,888 | SH |
| 19 | ISHARES TR | REZ | 464288562 | $1.9M | 1.63% | 22,032 | SH |
| 20 | ISHARES TR | STIP | 46429B747 | $1.8M | 1.56% | 17,284 | SH |
| 21 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $1.7M | 1.46% | 34,914 | SH |
| 22 | ISHARES TR | EEM | 464287234 | $1.6M | 1.40% | 27,912 | SH |
| 23 | INVESCO EXCH TRADED FD TR II | SPHD | 46138E362 | $1.6M | 1.38% | 31,630 | SH |
| 24 | ISHARES TR | IGIB | 464288638 | $1.5M | 1.33% | 28,552 | SH |
| 25 | TESLA INC | TSLA | 88160R101 | $1.5M | 1.31% | 4,225 | SH |
| 26 | UNITED STS COMMODITY INDEX F | USCI | 911717106 | $1.2M | 1.06% | 12,545 | SH |
| 27 | 3M CO | MMM | 88579Y101 | $1.1M | 1.01% | 7,952 | SH |
| 28 | ISHARES TR | ITOT | 464287150 | $1.1M | 0.98% | 7,759 | SH |
| 29 | AMAZON COM INC | AMZN | 023135106 | $973.9K | 0.85% | 4,577 | SH |
| 30 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $861.6K | 0.75% | 14,773 | SH |
| 31 | SELECT SECTOR SPDR TR | XLRE | 81369Y860 | $852.1K | 0.75% | 20,404 | SH |
| 32 | VANGUARD INDEX FDS | VNQ | 922908553 | $791.1K | 0.69% | 8,755 | SH |
| 33 | ISHARES TR | AGG | 464287226 | $756.4K | 0.66% | 7,637 | SH |
| 34 | ISHARES INC | IEMG | 46434G103 | $683.0K | 0.60% | 9,737 | SH |
| 35 | MICROSOFT CORP | MSFT | 594918104 | $631.8K | 0.55% | 1,694 | SH |
| 36 | ALPHABET INC | GOOGL | 02079K305 | $620.6K | 0.54% | 2,069 | SH |
| 37 | INTUITIVE SURGICAL INC | ISRG | 46120E602 | $612.8K | 0.54% | 1,354 | SH |
| 38 | INVESCO EXCH TRADED FD TR II | PSCC | 46138E172 | $608.2K | 0.53% | 19,225 | SH |
| 39 | PIMCO ETF TR | LTPZ | 72201R304 | $561.5K | 0.49% | 10,878 | SH |
| 40 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $556.4K | 0.49% | 2,255 | SH |
| 41 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $549.7K | 0.48% | 1,154 | SH |
| 42 | VANGUARD INDEX FDS | VOO | 922908363 | $528.1K | 0.46% | 872 | SH |
| 43 | ALPHABET INC | GOOG | 02079K107 | $520.6K | 0.46% | 1,749 | SH |
| 44 | ISHARES TR | IDEV | 46435G326 | $514.7K | 0.45% | 6,067 | SH |
| 45 | ISHARES TR | IGLB | 464289511 | $506.3K | 0.44% | 10,189 | SH |
| 46 | ISHARES TR | TIP | 464287176 | $482.8K | 0.42% | 4,359 | SH |
| 47 | WALMART INC | WMT | 931142103 | $471.3K | 0.41% | 3,717 | SH |
| 48 | META PLATFORMS INC | META | 30303M102 | $440.7K | 0.39% | 769 | SH |
| 49 | VANGUARD BD INDEX FDS | BSV | 921937827 | $425.3K | 0.37% | 5,444 | SH |
| 50 | VANGUARD SCOTTSDALE FDS | VGIT | 92206C706 | $418.1K | 0.37% | 7,053 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-08 | $114.2M | 84 | 0002109063-26-000002 |
| 2025-12-31 | 2026-02-13 | $108.2M | 82 | 0002109063-26-000001 |