Dougherty & Associates, LLC — 13F Holdings & Portfolio
CIK 2109295 · latest 13F-HR filed 2026-04-21
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$108.8M
Long-equity book
Holdings
52
Distinct positions
Period
2026-03-31
Filed 2026-04-21
Q/Q Activity
+0 / −4 / ↑23 / ↓18
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANECK ETF TRUST$483.7K +5.7%
- VANGUARD WORLD FD$467.9K +19.8%
- VANECK ETF TRUST$340.4K +15.4%
- MICROSOFT CORP$295.3K +9.5%
- DUKE ENERGY CORP NEW$291.4K +13.3%
Top Trims
- NVIDIA CORPORATION-$2.3M -15.7%
- ALPHABET INC-$664.1K -9.6%
- ROYAL CARIBBEAN GROUP-$659.1K -6.1%
- APPLE INC-$337.0K -7.8%
- GE AEROSPACE-$301.7K -12.1%
Exited Positions
- VANGUARD INDEX FDS$231.4K
- ORACLE CORP$214.6K
- TESLA INC$212.7K
- PROCTER AND GAMBLE CO$205.8K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $12.5M | 11.47% | 71,575 | SH |
| 2 | ROYAL CARIBBEAN GROUP | RCL | V7780T103 | $10.2M | 9.34% | 36,949 | SH |
| 3 | VANECK ETF TRUST | PFXF | 92189F429 | $9.0M | 8.26% | 512,478 | SH |
| 4 | VANGUARD WORLD FD | VGT | 92204A702 | $7.1M | 6.55% | 10,211 | SH |
| 5 | VANGUARD INDEX FDS | VOO | 922908363 | $6.7M | 6.12% | 11,153 | SH |
| 6 | ALPHABET INC | GOOGL | 02079K305 | $6.3M | 5.76% | 21,795 | SH |
| 7 | APPLE INC | AAPL | 037833100 | $4.0M | 3.64% | 15,627 | SH |
| 8 | AMAZON COM INC | AMZN | 023135106 | $3.5M | 3.18% | 16,639 | SH |
| 9 | MICROSOFT CORP | MSFT | 594918104 | $3.4M | 3.14% | 9,225 | SH |
| 10 | VANGUARD WORLD FD | VPU | 92204A876 | $2.8M | 2.60% | 14,266 | SH |
| 11 | VANECK ETF TRUST | ANGL | 92189F437 | $2.5M | 2.34% | 88,714 | SH |
| 12 | DUKE ENERGY CORP NEW | DUK | 26441C204 | $2.5M | 2.28% | 18,951 | SH |
| 13 | PROGRESSIVE CORP | PGR | 743315103 | $2.5M | 2.26% | 12,435 | SH |
| 14 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $2.4M | 2.23% | 10,229 | SH |
| 15 | PALO ALTO NETWORKS INC | PANW | 697435105 | $2.3M | 2.09% | 14,203 | SH |
| 16 | CONSOLIDATED EDISON INC | ED | 209115104 | $2.3M | 2.07% | 19,931 | SH |
| 17 | MARRIOTT INTL INC NEW | MAR | 571903202 | $2.2M | 2.02% | 6,736 | SH |
| 18 | GE AEROSPACE | GE | 369604301 | $2.2M | 2.01% | 7,726 | SH |
| 19 | META PLATFORMS INC | META | 30303M102 | $2.2M | 2.01% | 3,819 | SH |
| 20 | BOOKING HOLDINGS INC | BKNG | 09857L108 | $1.7M | 1.59% | 411 | SH |
| 21 | ALPHABET INC | GOOG | 02079K107 | $1.4M | 1.32% | 5,005 | SH |
| 22 | VISA INC | V | 92826C839 | $1.4M | 1.28% | 4,593 | SH |
| 23 | SOUTHERN CO | SO | 842587107 | $1.2M | 1.12% | 12,613 | SH |
| 24 | NVENT ELEC PLC | NVT | G6700G107 | $1.1M | 1.02% | 9,400 | SH |
| 25 | GENERAL DYNAMICS CORP | GD | 369550108 | $1.0M | 0.94% | 2,991 | SH |
| 26 | THERMO FISHER SCIENTIFIC INC | TMO | 883556102 | $997.8K | 0.92% | 2,029 | SH |
| 27 | WASTE MGMT INC DEL | WM | 94106L109 | $984.7K | 0.90% | 4,285 | SH |
| 28 | HAWAIIAN ELEC INDS INC MTN B | HE | 419870100 | $978.3K | 0.90% | 65,920 | SH |
| 29 | HOME DEPOT INC | HD | 437076102 | $898.2K | 0.83% | 2,731 | SH |
| 30 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $747.0K | 0.69% | 10,385 | SH |
| 31 | VIKING HOLDINGS LTD | VIK | G93A5A101 | $728.5K | 0.67% | 9,914 | SH |
| 32 | VANGUARD WORLD FD | VHT | 92204A504 | $726.4K | 0.67% | 2,667 | SH |
| 33 | WALMART INC | WMT | 931142103 | $685.8K | 0.63% | 5,518 | SH |
| 34 | 3M CO | MMM | 88579Y101 | $609.5K | 0.56% | 4,197 | SH |
| 35 | WEC ENERGY GROUP INC | WEC | 92939U106 | $597.7K | 0.55% | 5,162 | SH |
| 36 | VANGUARD INDEX FDS | VTI | 922908769 | $570.2K | 0.52% | 1,777 | SH |
| 37 | HCA HEALTHCARE INC | HCA | 40412C101 | $552.3K | 0.51% | 1,167 | SH |
| 38 | EDISON INTL | EIX | 281020107 | $501.2K | 0.46% | 6,848 | SH |
| 39 | DTE ENERGY CO | DTE | 233331107 | $475.4K | 0.44% | 3,251 | SH |
| 40 | ENTERGY CORP NEW | ETR | 29364G103 | $473.7K | 0.44% | 4,216 | SH |
| 41 | BOEING CO | BA | 097023105 | $437.7K | 0.40% | 2,199 | SH |
| 42 | DT MIDSTREAM INC | DTM | 23345M107 | $423.0K | 0.39% | 3,140 | SH |
| 43 | NEXTERA ENERGY INC | NEE | 65339F101 | $409.7K | 0.38% | 4,411 | SH |
| 44 | EXXON MOBIL CORP | XOM | 30231G102 | $397.7K | 0.37% | 2,344 | SH |
| 45 | APPLE HOSPITALITY REIT INC | APLE | 03784Y200 | $371.4K | 0.34% | 32,269 | SH |
| 46 | ELI LILLY & CO | LLY | 532457108 | $315.5K | 0.29% | 343 | SH |
| 47 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $312.2K | 0.29% | 480 | SH |
| 48 | SPDR GOLD TR | GLD | 78463V107 | $289.2K | 0.27% | 672 | SH |
| 49 | AMERICAN ELEC PWR CO INC | AEP | 025537101 | $277.0K | 0.25% | 2,113 | SH |
| 50 | VANGUARD SCOTTSDALE FDS | VCLT | 92206C813 | $270.3K | 0.25% | 3,617 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-21 | $108.8M | 52 | 0002109295-26-000004 |
| 2025-12-31 | 2026-02-05 | $111.9M | 56 | 0002109295-26-000003 |