Dougherty & Associates, LLC — 13F Holdings & Portfolio
CIK 2109295 · latest 13F-HR filed 2026-07-16
Dougherty & Associates, LLC manages $125.0M in 13F-reported U.S. long-equity assets across 52 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NVDA (11.04%), RCL (9.40%), VGT (8.01%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 1 new position, exited 1, added to 28, and trimmed 5.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SPRING HILL, FL 34606
$125.0M
Long-equity book
52
Distinct positions
2026-06-30
Filed 2026-07-16
+1 / −1 / ↑28 / ↓5
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD WORLD FD$2.9M +40.4%
- PALO ALTO NETWORKS INC$2.6M +113.5%
- ROYAL CARIBBEAN GROUP$1.6M +15.5%
- ALPHABET INC$1.5M +24.6%
- NVIDIA CORPORATION$1.3M +10.5%
Top Trims
- MICROSOFT CORP-$294.5K -8.6%
- WALMART INC-$77.4K -11.3%
- EXXON MOBIL CORP-$77.2K -19.4%
- NEXTERA ENERGY INC-$22.5K -5.5%
- FIRSTENERGY CORP-$16.0K -6.1%
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $13.8M | 11.04% | 68,937 | SH |
| 2 | ROYAL CARIBBEAN GROUP | RCL | V7780T103 | $11.7M | 9.40% | 36,985 | SH |
| 3 | VANGUARD WORLD FD | VGT | 92204A702 | $10.0M | 8.01% | 83,721 | SH |
| 4 | VANECK ETF TRUST | PFXF | 92189F429 | $9.1M | 7.27% | 509,426 | SH |
| 5 | ALPHABET INC | GOOGL | 02079K305 | $7.8M | 6.25% | 21,852 | SH |
| 6 | VANGUARD INDEX FDS | VOO | 922908363 | $7.7M | 6.18% | 11,246 | SH |
| 7 | PALO ALTO NETWORKS INC | PANW | 697435105 | $4.9M | 3.89% | 14,255 | SH |
| 8 | APPLE INC | AAPL | 037833100 | $4.5M | 3.63% | 15,666 | SH |
| 9 | AMAZON COM INC | AMZN | 023135106 | $4.0M | 3.21% | 16,815 | SH |
| 10 | MICROSOFT CORP | MSFT | 594918104 | $3.1M | 2.50% | 8,365 | SH |
| 11 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $3.0M | 2.38% | 9,814 | SH |
| 12 | GE AEROSPACE | GE | 369604301 | $2.9M | 2.34% | 7,810 | SH |
| 13 | VANGUARD WORLD FD | VPU | 92204A876 | $2.9M | 2.33% | 14,896 | SH |
| 14 | PROGRESSIVE CORP | PGR | 743315103 | $2.7M | 2.18% | 12,444 | SH |
| 15 | VANECK ETF TRUST | ANGL | 92189F437 | $2.7M | 2.16% | 92,266 | SH |
| 16 | MARRIOTT INTL INC NEW | MAR | 571903202 | $2.5M | 1.98% | 6,680 | SH |
| 17 | DUKE ENERGY CORP NEW | DUK | 26441C204 | $2.5M | 1.96% | 19,358 | SH |
| 18 | META PLATFORMS INC | META | 30303M102 | $2.4M | 1.94% | 4,303 | SH |
| 19 | CONSOLIDATED EDISON INC | ED | 209115104 | $2.2M | 1.80% | 20,312 | SH |
| 20 | BOOKING HOLDINGS INC | BKNG | 09857L108 | $2.0M | 1.59% | 11,156 | SH |
| 21 | ALPHABET INC | GOOG | 02079K107 | $1.7M | 1.39% | 4,926 | SH |
| 22 | NVENT ELEC PLC | NVT | G6700G107 | $1.6M | 1.26% | 9,316 | SH |
| 23 | VISA INC | V | 92826C839 | $1.5M | 1.24% | 4,504 | SH |
| 24 | SOUTHERN CO | SO | 842587107 | $1.3M | 1.02% | 13,312 | SH |
| 25 | VIKING HOLDINGS LTD | VIK | G93A5A101 | $1.2M | 0.93% | 11,066 | SH |
| 26 | GENERAL DYNAMICS CORP | GD | 369550108 | $1.1M | 0.85% | 2,991 | SH |
| 27 | HAWAIIAN ELEC INDS INC MTN B | HE | 419870100 | $972.2K | 0.78% | 71,855 | SH |
| 28 | THERMO FISHER SCIENTIFIC INC | TMO | 883556102 | $970.2K | 0.78% | 1,935 | SH |
| 29 | WASTE MGMT INC DEL | WM | 94106L109 | $959.0K | 0.77% | 4,302 | SH |
| 30 | HOME DEPOT INC | HD | 437076102 | $913.0K | 0.73% | 2,588 | SH |
| 31 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $847.7K | 0.68% | 11,747 | SH |
| 32 | VANGUARD WORLD FD | VHT | 92204A504 | $730.5K | 0.58% | 2,442 | SH |
| 33 | 3M CO | MMM | 88579Y101 | $679.5K | 0.54% | 4,197 | SH |
| 34 | WALMART INC | WMT | 931142103 | $608.4K | 0.49% | 5,371 | SH |
| 35 | WEC ENERGY GROUP INC | WEC | 92939U106 | $587.7K | 0.47% | 5,032 | SH |
| 36 | VANGUARD INDEX FDS | VTI | 922908769 | $585.6K | 0.47% | 1,582 | SH |
| 37 | EDISON INTL | EIX | 281020107 | $555.5K | 0.44% | 7,460 | SH |
| 38 | HCA HEALTHCARE INC | HCA | 40412C101 | $550.2K | 0.44% | 1,411 | SH |
| 39 | APPLE HOSPITALITY REIT INC | APLE | 03784Y200 | $544.1K | 0.44% | 32,370 | SH |
| 40 | DTE ENERGY CO | DTE | 233331107 | $499.2K | 0.40% | 3,276 | SH |
| 41 | ENTERGY CORP NEW | ETR | 29364G103 | $484.7K | 0.39% | 4,220 | SH |
| 42 | BOEING CO | BA | 097023105 | $476.0K | 0.38% | 2,199 | SH |
| 43 | DT MIDSTREAM INC | DTM | 23345M107 | $463.9K | 0.37% | 3,161 | SH |
| 44 | ELI LILLY & CO | LLY | 532457108 | $387.4K | 0.31% | 323 | SH |
| 45 | NEXTERA ENERGY INC | NEE | 65339F101 | $387.3K | 0.31% | 4,412 | SH |
| 46 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $358.4K | 0.29% | 480 | SH |
| 47 | EXXON MOBIL CORP | XOM | 30231G102 | $320.5K | 0.26% | 2,344 | SH |
| 48 | AMERICAN ELEC PWR CO INC | AEP | 025537101 | $289.4K | 0.23% | 2,115 | SH |
| 49 | VANGUARD SCOTTSDALE FDS | VCLT | 92206C813 | $272.6K | 0.22% | 3,622 | SH |
| 50 | FIRSTENERGY CORP | FE | 337932107 | $248.2K | 0.20% | 5,221 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-16 | $125.0M | 52 | 0002109295-26-000005 |
| 2026-03-31 | 2026-04-21 | $108.8M | 52 | 0002109295-26-000004 |
| 2025-12-31 | 2026-02-05 | $111.9M | 56 | 0002109295-26-000003 |