Top Institutional Investors

TCFG Investment Advisors, LLC — 13F Holdings & Portfolio

CIK 2121836 · latest 13F-HR filed 2026-07-17

Backtest portfolio

TCFG Investment Advisors, LLC manages $296.8M in 13F-reported U.S. long-equity assets across 299 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (5.64%), NVDA (4.77%), TBIL (3.86%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 43 new positions and exited 18; 137 existing positions rose in reported value and 52 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$296.8M

Long-equity book

Holdings
299

Distinct positions

Period
2026-06-30

Filed 2026-07-17

Q/Q Activity
+43 / −18 / ↑137 / ↓52

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
AAPL5.6% · -2%NVDA4.8% · -7%TBIL3.9% · -23%AMZN2.3% · +1%FNV2.2% · +10%AMD1.9% · +1%GDXJ1.9% · +2%GRID1.8% · +8%UYLD1.8% · -1%BOXX1.4% · -3%MU1.4% · +3%MSFT1.3% · -4%AEM1.3% · +4%GOOGL1.2% · +2%RDVY1.1% · -0%V1.0% · -5%FEX1.0% · -0%GOOG1.0% · -2%WPM1.0% · 0%DFAC1.0% · +4%FTCS1.0% · -0%RWL0.9% · -0%DGCB0.9% · +1%BGIG0.9% · newAVGO0.9% · +6%REMX0.8% · +3%EPD0.8% · +5%CVX0.8% · +0%QQQ0.7% · +1%BRK.B0.7% · -0%FDD0.6% · +0%FVD0.6% · -0%CCJ0.6% · +20%SII0.6% · +7%CGUS0.6% · +2%NUE0.6% · -1%LGOV0.6% · 0%ENFR0.6% · +32%DDWM0.5% · -1%HYMC0.5% · +18%BUFR0.5% · -0%KLAC0.5% · +921%SMH0.5% · 0%TDIV0.5% · +0%FGD0.5% · +0%META0.5% · -7%AIRR0.5% · +2%PTLC0.5% · +7%FTA0.4% · -0%JEPI0.4% · +4%NFLX0.4% · +2%FDL0.4% · 0%ARLP0.4% · newDDIV0.4% · -0%SNDK0.4% · newSPY0.4% · -0%PLTR0.4% · -10%MRVL0.4% · +26%JPM0.4% · +4%KNG0.4% · -0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

2 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 27.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 28, 2026.

Assets Under Management
$639.4M
Discretionary
$639.4M
Employees
27
Accounts
2,171
Address
28202 CABOT RD
SUITE 300
LAGUNA NIGUEL, CA 92677
Phone
(949) 365-5830
Website
This firm reports 7 disclosure items on its registration.
Name Title / Status Ownership Type
CERTUS FINANCIAL GROUP, LLC ControlMANAGING MEMBER
since Jan 2013
75% or moreDomestic Entity
HUNTLEY, CARL, LANCE ControlCHIEF COMPLIANCE OFFICER
since Aug 2026
Less than 5%Individual
ROBERTS, RICHARD, JAMES ControlPRESIDENT
since Dec 2013
Less than 5%Individual
ROBERTS, RICHARD, JAMES Control
Indirect owner via CERTUS FINANCIAL GROUP, LLC
ELECTED MANAGER
since Jan 2012
75% or moreIndividual
Ownership & leadership changes · 7 filings with changes since Jan 23, 2013

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Aug 24, 2026 filing
  • No longer listedTesla, Deetra, Marie · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2023
  • AddedHUNTLEY, CARL, LANCE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Sep 5, 2023 filing
  • AddedTesla, Deetra, Marie · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedROBERTS, RICHARD, JAMES · title PRESIDENT/CHIEF COMPLIANCE OFFICER → PRESIDENT
Jan 7, 2014 filing
  • No longer listedWOLF, THOMAS, JOHN · PRESIDENT/CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Nov 2013
  • Listed againROBERTS, RICHARD, JAMES · PRESIDENT/CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Nov 14, 2013 filing
  • No longer listedROBERTS, RICHARD, JAMES · CEO/CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2013
  • AddedWOLF, THOMAS, JOHN · PRESIDENT/CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Oct 25, 2013 filing
  • No longer listedSWEET, TODD, ALAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2013
  • ChangedROBERTS, RICHARD, JAMES · title CEO → CEO/CHIEF COMPLIANCE OFFICER
Aug 20, 2013 filing
  • No longer listedCERTUS FINANCIAL GROUP, LLC · MANAGING MEMBER · 75% or more · indirect via LIMITED LIABILITY CORPORATION (LLC) · control person · listed since Jan 2012
  • ChangedROBERTS, RICHARD, JAMES · indirect via CERTUS FINANCIAL GROUP, LLC: ownership 50–75% → 75% or more
Jan 28, 2013 filing
  • AddedROBERTS, RICHARD, JAMES · ELECTED MANAGER · 50–75% · indirect via CERTUS FINANCIAL GROUP, LLC · control person
Jan 23, 2013 filing (earliest on record)
  • ListedCERTUS FINANCIAL GROUP, LLC · MANAGING MEMBER · 75% or more · control person
  • ListedCERTUS FINANCIAL GROUP, LLC · MANAGING MEMBER · 75% or more · indirect via LIMITED LIABILITY CORPORATION (LLC) · control person
  • ListedROBERTS, RICHARD, JAMES · CEO · Less than 5% · control person
  • ListedSWEET, TODD, ALAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

TCFG Investment Advisors, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $16.8M 5.64% 57,894 SH
2 NVIDIA CORPORATION NVDA 67066G104 $14.2M 4.77% 70,747 SH
3 RBB FD INC TBIL 74933W452 $11.5M 3.86% 229,915 SH
4 AMAZON COM INC AMZN 023135106 $6.7M 2.26% 28,119 SH
5 FRANCO NEV CORP FNV 351858105 $6.6M 2.24% 31,848 SH
6 ADVANCED MICRO DEVICES INC AMD 007903107 $5.6M 1.88% 9,600 SH
7 VANECK ETF TRUST GDXJ 92189F791 $5.5M 1.85% 56,036 SH
8 FIRST TR EXCHANGE-TRADED FD GRID 33737A108 $5.3M 1.77% 27,410 SH
9 ANGEL OAK FUNDS TRUST UYLD 03463K752 $5.2M 1.76% 102,687 SH
10 EA SERIES TRUST BOXX 02072L565 $4.3M 1.45% 36,659 SH
11 MICRON TECHNOLOGY INC MU 595112103 $4.2M 1.41% 3,629 SH
12 MICROSOFT CORP MSFT 594918104 $3.9M 1.32% 10,534 SH
13 AGNICO EAGLE MINES LTD AEM 008474108 $3.8M 1.29% 24,605 SH
14 ALPHABET INC GOOGL 02079K305 $3.6M 1.23% 10,172 SH
15 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $3.3M 1.13% 41,321 SH
16 VISA INC V 92826C839 $3.0M 1.02% 8,860 SH
17 FIRST TR EXCHANGE-TRADED ALP FEX 33734K109 $3.0M 1.01% 21,490 SH
18 ALPHABET INC GOOG 02079K107 $3.0M 1.00% 8,363 SH
19 WHEATON PRECIOUS METALS CORP WPM 962879102 $2.9M 0.98% 25,921 SH
20 DIMENSIONAL ETF TRUST DFAC 25434V708 $2.9M 0.97% 64,655 SH
21 FIRST TR EXCHANGE-TRADED FD FTCS 33733E104 $2.8M 0.96% 30,328 SH
22 INVESCO EXCH TRADED FD TR II RWL 46138G698 $2.8M 0.94% 21,747 SH
23 DIMENSIONAL ETF TRUST DGCB 25434V567 $2.7M 0.92% 49,914 SH
24 ETF SER SOLUTIONS BGIG 26922B527 $2.7M 0.91% 75,567 SH
25 BROADCOM INC AVGO 11135F101 $2.6M 0.86% 6,752 SH
26 VANECK ETF TRUST REMX 92189H805 $2.5M 0.84% 28,147 SH
27 ENTERPRISE PRODS PARTNERS L EPD 293792107 $2.3M 0.79% 63,604 SH
28 CHEVRON CORPORATION CVX 166764100 $2.2M 0.75% 13,488 SH
29 INVESCO QQQ TR QQQ 46090E103 $2.0M 0.68% 2,757 SH
30 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $2.0M 0.67% 3,950 SH
31 FIRST TR EXCHANGE-TRADED FD FDD 33735T109 $1.9M 0.64% 102,067 SH
32 FIRST TR EXCHANGE-TRADED FD FVD 33734H106 $1.9M 0.63% 38,802 SH
33 CAMECO CORP CCJ 13321L108 $1.9M 0.62% 18,200 SH
34 SPROTT INC SII 852066208 $1.8M 0.62% 16,350 SH
35 CAPITAL GROUP CORE EQUITY ET CGUS 14020V108 $1.8M 0.60% 40,105 SH
36 NUCOR CORP NUE 670346105 $1.7M 0.57% 7,641 SH
37 FIRST TR EXCHANGE-TRADED FD LGOV 33738D606 $1.7M 0.57% 78,466 SH
38 ALPS ETF TR ENFR 00162Q676 $1.7M 0.56% 43,333 SH
39 WISDOMTREE TR DDWM 97717X263 $1.5M 0.52% 32,870 SH
40 HYCROFT MINING HOLDING CORP HYMC 44862P208 $1.5M 0.52% 65,360 SH
41 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $1.5M 0.51% 41,555 SH
42 KLA CORP KLAC 482480100 $1.5M 0.49% 4,850 SH
43 VANECK ETF TRUST SMH 92189F676 $1.4M 0.47% 2,125 SH
44 FIRST TR EXCHANGE TRADED FD TDIV 33738R118 $1.4M 0.47% 12,062 SH
45 FIRST TR EXCHANGE-TRADED FD FGD 33734X200 $1.4M 0.47% 43,185 SH
46 META PLATFORMS INC META 30303M102 $1.4M 0.46% 2,406 SH
47 FIRST TR EXCHANGE TRADED FD AIRR 33738R704 $1.4M 0.46% 10,151 SH
48 PACER FDS TR PTLC 69374H105 $1.3M 0.45% 22,939 SH
49 FIRST TR EXCHANGE-TRADED ALP FTA 33735J101 $1.3M 0.43% 13,330 SH
50 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $1.3M 0.43% 22,730 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-17 $296.8M 299 0001754960-26-000554
2026-03-31 2026-05-06 $267.5M 274 0001754960-26-000366
Filer Information
Address
28202 CABOT ROAD
SUITE 305
LAGUNA NIGUEL, CA 92677
Phone
(949) 365-5830
Filing Manager
TCFG Investment Advisors, LLC
LAGUNA NIGUEL, CA
Signatory
Aryn Sands
Agent