SGDM charges a higher 0.46% fee but delivered $3,078 per $1,000 invested, while SIVR's lower 0.3% expense ratio appeals to cost-conscious holders.
SII Sprott Inc.
XNYS
106.41
Delayed
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Expected move IV rank history Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
SII
$106.41
—
Key stats
$106.41
Pre-market
$105.15
-1.18%
- 52-Week Range
- $78.79 – $169.63
- YTD
- +5.12%
- IV Rank (30D)
- 23.94
- Straddle Price
- $10.60
- P/C Vol Ratio
- 0.69
- Market Cap
- $2.7B
- Open
- $106.62
- Day Range
- $105.64 – $107.22
- Volume
- 67,581
- Prev Close
- $105.92
Fair Value
MODEL: SHORT
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 5.15% |
| Beta vs SPY | 0.95 |
| Cost of Equity (CAPM) | 9.90% (VRP-adj) |
| WACC | 9.92% |
| Volatility Risk Premium | +38.1pp (IV − HV30) |
| Effective Tax Rate | 21.0% |
| Rev. Growth (YoY, DCF input) | +3.0% |
| DCF Horizon | 5 years explicit + fade |
| Forward Tilt (NTM/TTM) | ×1.03 (applied to P/E, EV/EBITDA, P/S) |
| Debt / Equity | 0.00 |
| Quality Score | 1/6 — cyclical/struggling (5y DCF) |
| SMA 50 | $122.79 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $115.16 |
| Bollinger Width / SMA20 | 15.9% (drives anchor stability) |
| Net Debt | $-0.1B |
Peers used for multiples: BUSE, CUBI, EBC, ENVA, ICE, LB, PBT, TPL
60-Day Conviction
83%
20-Day Fair Value
≈ by Nov 20, 2026
$105.02
α -1.3%
rank 62%
conviction
73%
40-Day Fair Value
≈ by Dec 21, 2026
$103.78
α -2.5%
rank 62%
conviction
73%
60-Day Fair Value
≈ by Jan 19, 2027
$103.24
α -3.0%
rank 62%
conviction
83%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | n/a | 0% | |
| DDM (Gordon) | $23.90 | 0% | |
| Peer P/E | n/a | 0% | median 17.5× · 8 peers |
| Peer EV/EBITDA | n/a | 0% | median 14.0× · 8 peers |
| Peer P/B | n/a | 0% | median 3.0× · 8 peers |
| Peer P/S | n/a | 0% | median 4.6× · 8 peers |
| Market Anchor (SMA50) | $122.79 | 59% | stability 71% (BB-width) |
| Options Expected (B-L 30d) | $105.70 | 41% | 34 strikes · skew -0.55 |
As of 2026-10-22 · updated
Related
About
- Industry (SIC)
- FINANCE SERVICES (6199) · industry map
- Exchange
- XNYS
- Market Cap
- $2.7B
- Employees
- 131
- List Date
- 2009-07-21
- CIK
- 0001512920
- Next Earnings
- 2026-11-04
- Homepage
- https://www.sprott.com
Sprott Inc is an alternative asset manager. The company has four reportable segments: Exchange Listed Products, which derives key revenue, and includes management services to the company's closed-end physical trusts and exchange-traded funds, both of which are actively traded on public securities exchanges; Managed equities segment provides asset management and sub-advisory services to the company's branded funds, fixed-term LPs and managed accounts; Private strategies which provide lending and streaming activities through limited partnership vehicles; and the Corporate segment which provides …
Summary
—
composite
—
No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | -6.09% | -20.96% | 13.09% | 6.80% | 0.21% | 21.19% | 2.37% |
| Feb | 14.85% | 15.62% | -13.22% | -0.51% | -2.19% | 34.40% | 8.16% |
| Mar | 1.74% | 20.16% | 2.88% | 0.68% | 7.50% | -13.45% | 3.25% |
| Apr | 12.77% | -10.47% | -1.88% | 5.76% | 17.00% | -11.15% | 2.00% |
| May | 1.71% | -16.69% | -4.21% | 11.17% | 11.96% | -0.09% | 0.64% |
| Jun | -15.29% | -7.94% | -5.90% | -5.93% | 16.49% | -15.19% | -5.63% |
| Jul | -6.86% | 8.27% | 2.04% | 8.86% | -1.41% | -9.68% | 0.20% |
| Aug | -7.08% | 0.61% | 3.13% | -4.93% | -1.02% | 26.71% | 2.90% |
| Sep | 7.47% | -5.74% | -9.18% | 9.07% | 22.45% | -6.05% | 3.00% |
| Oct | 10.80% | 2.16% | -3.23% | -0.16% | -0.47% | -8.01%* | 0.18% |
| Nov | 6.43% | -2.45% | 12.83% | -0.05% | 12.06% | -- | 5.76% |
| Dec | 2.45% | -8.88% | 2.01% | -3.50% | 9.41% | -- | 0.30% |
| Total | 19.81% | -29.70% | -4.94% | 28.61% | 134.44% | 4.97% | 25.53% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $115.16
SMA 50: $122.79
SMA 200: $126.85
Current: $106.41
EMA 12: $111.51
EMA 26: $115.94
MACD: -4.4307 | Signal: -0.9515
BEARISH
ADX (14): 21.83
WEAK TREND
+DI: 14.29
−DI: 28.95
Momentum Oscillators
RSI (14): 32.16
NEUTRAL
Stoch %K: 10.07
Stoch %D: 11.08
Williams %R: -90.50
Volume & Volatility
BB Upper: $125.71
BB Lower: $104.62
NEUTRAL
OBV: 8,780,879
Vol SMA 20: 108,592
Vol ROC: -26.11%
ATR: $4.05
True Range: $1.58
HV 20: 31.8%
HV 30: 38.0%
HV 60: 46.6%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-23T00:00:00 – 2026-10-21T00:00:00
AI Analysis
LLM Stock Analysis Report - SII
Executive Summary
Overall Assessment: NEUTRAL (confidence level: 6/10) Key Drivers: Technical indicators pointing to a consolidation phase, while recent news headlines are lacking. Primary Risks: Low volatility could lead to a range-bound market, increasing the risk of missed opportunities.
Recent News Sentiment Impact: No significant news headlines available, which may impact price movement and sentiment analysis.
Technical Analysis
Trend Direction: Short-term (1-4 weeks): Consolidation, Medium-term (1-3 months): Neutral, Long-term (3-12 months): Bullish
Support/Resistance Levels:
- SMA 20: $85.03 (support)
- SMA 50: $81.92 (resistance)
- Upper Bollinger Band: $93.45 (resistance)
Momentum Signals: RSI interpretation: Neutral (53.61), not overbought or oversold. MACD signal: Bullish, with a high positive MACD histogram indicating momentum.
Bollinger Bands position: Neutral, as the price is within the middle band.
Volume Analysis: Volume trends indicate a consolidation phase, with low volume and a declining rate of change (-26.14%).
News & Sentiment Analysis
Recent Headlines Summary: No recent news headlines available. Sentiment Assessment: No significant sentiment data to analyze. Catalyst Identification: None identified. Market Narrative: Without recent news, it's challenging to establish a clear market narrative.
Risk & Volatility Assessment
Beta Interpretation: Low risk, with a beta of 0.58 relative to the SPY.
Volatility Regime: Low volatility, with an average true range (ATR) of $3.04 and true range of $2.58.
Options Market Signals: IV Rank: Medium, indicating historically moderate volatility. Current IV: 61.0%, reflecting the current market environment. Expected Move: $8.75 by expiration, suggesting a possible move higher. Volume Flow: Bullish, with more calls than puts. Open Interest: Bullish, with more open interest in calls than puts. Put/Call Volume Ratio: 0.17, indicating bullish sentiment. Put/Call OI Ratio: 1.21, reflecting the market's expectation.
Downside Protection: SMA 50 and SMA 20 provide support levels to monitor.
Market Context & Positioning
Sector Performance: Not provided. Institutional Activity: Not provided. Correlation Analysis: R-squared not provided. Relative Valuation: The stock is trading within a range, without significant relative valuation changes.
Key Levels & Action Items
Critical Price Levels:
- SMA 20: $85.03 (support)
- SMA 50: $81.92 (resistance)
- Upper Bollinger Band: $93.45 (resistance)
Breakout/Breakdown Levels: Not provided. Time-Sensitive Catalysts: None identified. Risk Management: Monitor support levels, and consider adjusting stop-loss levels based on the consolidation phase.
This report provides a comprehensive analysis of SII's technical indicators, news sentiment, risk assessment, and market context. The neutral overall assessment reflects the consolidation phase, while the bullish momentum signals suggest potential for further upside. However, the low volatility and lack of recent news headlines may lead to a range-bound market, increasing the risk of missed opportunities.
Generated
News
All SII news →
This under-the-radar asset management stock boasts a Superscore of 75 from our Hidden Gems Primary database, part of The Motley Fool's Moneyball Database system. Here's why.
SII Options Activity & IV Rank
SII IV rank history, 52-week IV rank and IV percentile →
Volatility Metrics
Current IV: 43.5%
7-DTE IV: —
Expected Move: $10.60
7-DTE Move: $10.60
Days to Exp: 30 (2026-11-20)
Options Flow
Call Volume: 143
Put Volume: 99
P/C Volume: 0.692
BULLISH
Call OI: 656
Put OI: 404
P/C OI: 0.616
Total OI: 1,060
ATM Options Pricing
ATM Call: $6.45
ATM Put: $4.15
Call %: 6.1%
Put %: 3.9%
Chain Summary
Chain Volume: 885
Chain OI: 5,113
Last Updated: 10/21/2026
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Dealer Positioning
LOW γ vs HISTORY
Estimated net dealer gamma is at the 7th percentile of this name's own daily history, near the low end of its range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
7%
vs own history
GEX tilt
-0.04
OI-weighted, today
Vanna tilt
+0.17
δ-sensitivity to IV
Charm tilt
-0.15
δ-decay vs time
? What is this?
· 19 ATM contracts, 1k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
—
—
pts
EXTREME
as of Oct 21 · No data
30 DTE / 10d
60%
+10.3
pts
EXTREME
as of Oct 21 · ATM 43.2% / Wing 53.5%
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)
IV Rank (30 DTE)23.9LowOct 21
Straddle Price (30 DTE)$10.60Oct 21
Beta Analysis
Risk Metrics
Beta: 1.7680
Alpha: 12.54%
Correlation: 0.4299
R-Squared: 18.5%
Stock Volatility: 52.2%
Market Volatility: 12.7%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
High volatility - stock moves more than market
High volatility - stock moves more than market
Beta & Alpha Over Time
Notable investors who own SII
4 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Renaissance Technologies Hedge fund Jim Simons | $18.7M | #727 of 3138 | +64.1% | 13F | |
| Citadel Hedge fund Ken Griffin | $16.1M | #1275 of 6285 | +141.6% | 13F | |
| Millennium Management Hedge fund Izzy Englander | $4.9M | #2065 of 3716 | new | 13F | |
| Point72 Hedge fund Steve Cohen | $3.9M | #1059 of 1945 | new | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
SII Institutional Ownership (13F)
Latest filings — 2026-09-30
? 13F Guide
Diluted shares outstanding: 25,818,000 (as of 2025-12-31)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
14 filers$51.72M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Susquehanna International Group, LLP Custodian | $22.84M | 44.16% | 2026-06-30 |
| 2 | Citadel Advisors LLC Custodian | $7.72M | 14.92% | 2026-06-30 |
| 3 | D. E. Shaw & Co., Inc. Custodian | $5.44M | 10.51% | 2026-06-30 |
| 4 | Jane Street Group, LLC Custodian | $5.28M | 10.21% | 2026-06-30 |
| 5 | Wolverine Trading, LLC Custodian | $4.25M | 8.22% | 2025-09-30 |
| 6 | IMC-Chicago, LLC Custodian | $3.19M | 6.17% | 2026-06-30 |
| 7 | PEAK6 LLC | $1.28M | 2.48% | 2026-06-30 |
| 8 | Walleye Capital LLC | $572.99K | 1.11% | 2026-06-30 |
| 9 | TUDOR INVESTMENT CORP ET AL | $303.35K | 0.59% | 2026-06-30 |
| 10 | Squarepoint Ops LLC | $280.88K | 0.54% | 2026-06-30 |
| 11 | Point72 Asset Management, L.P. | $269.64K | 0.52% | 2026-06-30 |
| 12 | Walleye Trading LLC | $179.76K | 0.35% | 2026-06-30 |
| 13 | Simplex Trading, LLC Custodian | $67.41K | 0.13% | 2026-06-30 |
| 14 | GROUP ONE TRADING LLC Custodian | $44.94K | 0.09% | 2026-06-30 |
13 filers$16.72M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | D. E. Shaw & Co., Inc. Custodian | $4.81M | 28.76% | 2026-06-30 |
| 2 | Susquehanna International Group, LLP Custodian | $4.46M | 26.67% | 2026-06-30 |
| 3 | Citadel Advisors LLC Custodian | $2.67M | 15.99% | 2026-06-30 |
| 4 | IMC-Chicago, LLC Custodian | $1.78M | 10.62% | 2026-06-30 |
| 5 | Jane Street Group, LLC Custodian | $999.91K | 5.98% | 2026-06-30 |
| 6 | Wolverine Trading, LLC Custodian | $633.69K | 3.79% | 2025-09-30 |
| 7 | GROUP ONE TRADING LLC Custodian | $393.23K | 2.35% | 2026-06-30 |
| 8 | TUDOR INVESTMENT CORP ET AL | $235.94K | 1.41% | 2026-06-30 |
| 9 | Squarepoint Ops LLC | $235.94K | 1.41% | 2026-06-30 |
| 10 | Walleye Capital LLC | $224.70K | 1.34% | 2026-06-30 |
| 11 | Point72 Asset Management, L.P. | $213.47K | 1.28% | 2026-06-30 |
| 12 | Walleye Trading LLC | $56.17K | 0.34% | 2026-06-30 |
| 13 | Simplex Trading, LLC Custodian | $11.23K | 0.07% | 2026-06-30 |
SII Insider Trading (Form 4)
Latest: 2024-09-25Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2024-09-25 | Arthur Richards Rule | 10%+ Owner | — | — | — | EDGAR | |
| 2024-09-17 | Arthur Richards Rule | 10%+ Owner | Disp (D) | −75,530 | $41.48 | -$3.13M | EDGAR |
| 2010-08-06 | Loren K Carroll | Director | Exer (M) | +59,000 | $20.74 | $1.22M | EDGAR |
| 2010-05-25 | Brian E. Taylor | VP & Controller | Sell (S) | −3,001 | $40.15 | -$120.5K | EDGAR |
| 2010-05-13 | Douglas L Rock | Director | Exer (M) | +21,500 | $28.13 | $604.8K | EDGAR |
| 2010-05-10 | Duane C Radtke | Director | Buy (P) | +10,000 | $44.88 | $448.8K | EDGAR |
| 2010-05-04 | Bryan L Dudman | EVP, President D&E | Sell (S) | −5,000 | $47.45 | -$237.2K | EDGAR |
| 2010-04-21 | Duane C Radtke | Director | Award (A) | +4,548 | — | EDGAR | |
| 2010-04-21 | Dod A Fraser | Director | Award (A) | +4,548 | — | EDGAR | |
| 2010-04-21 | James R Gibbs | Director | Award (A) | +4,548 | — | EDGAR | |
| 2010-04-21 | Machado Luiz Rodolfo Landim | Director | Mixed | +3,184 | $43.98 | -$60.0K | EDGAR |
| 2010-04-21 | Loren K Carroll | Director | Award (A) | +4,548 | — | EDGAR | |
| 2010-02-12 | Christopher I.S. Rivers | President & CE0, M-I SWACO | Sell (S) | −13,250 | $24.34 | -$322.5K | EDGAR |
| 2010-02-04 | Richard E Chandler Jr | Sr VP, Gen Counsel & Corp. Sec | Mixed | +16,779 | $31.70 | -$55.4K | EDGAR |
| 2010-02-04 | John J Kennedy | President & CEO Wilson | Mixed | +16,763 | $31.70 | -$55.9K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
SII Board & Officers
As of SEC filings through Sep 25, 2024The company's insiders have not filed since Sep 25, 2024; this reflects that date.
10% owners 1
- Arthur Richards Rule · on file since Sep 2024
Changes in the last 10 years (1)
| Sep 17, 2024 | Arthur Richards Rule first on file as a 10% owner |
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
SII Proposed Insider Sales (Form 144)
Latest: 2024-09-17
? Form 144 Guide
Last 30d:
0 filings
· Last 90d:
0 filings
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2024-09-17 | Rule, Arthur Richards | 10% Shareholder | 41,610 | $1.75M | 2024-09-12 | Sprott Global Resource Investmen… | — | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
ETF Holders
26 ETFs hold SII
25 shown · $122.83M total exposure · 0.01% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | VXUS Vanguard Total International Stock ETF | Vanguard | 0.01% | $37.9M | — | 2026-09-30 |
| 2 | VEA Vanguard FTSE Developed Markets ETF | Vanguard | 0.01% | $25.1M | — | 2026-09-30 |
| 3 | INFL Horizon Kinetics Inflation Beneficiaries ETF | Nport | 1.37% | $20.2M | — | 2026-06-30 |
| 4 | VSS Vanguard FTSE All-World EX-US Small-Cap Index Fund | Vanguard | 0.06% | $9.5M | — | 2026-09-30 |
| 5 | SCHC Schwab International Small-Cap Equity ETF | Nport | 0.11% | $5.9M | — | 2026-05-31 |
| 6 | VWO Vanguard FTSE Emerging Markets ETF | Vanguard | 0.00% | $4.8M | — | 2026-09-30 |
| 7 | DFIS Dimensional International Small Cap ETF | Dimensional | 0.07% | $3.9M | $5.8B | 2026-10-20 |
| 8 | IXUS iShares Core MSCI Total International Stock ETF | iShares (BlackRock) | 0.01% | $3.6M | $58.1B | 2026-10-20 |
| 9 | IDEV iShares Core MSCI International Developed Markets ETF | iShares (BlackRock) | 0.01% | $3.6M | $34.0B | 2026-10-20 |
| 10 | VT Vanguard Total World Stock ETF | Vanguard | 0.00% | $2.1M | — | 2026-09-30 |
| 11 | DFIC Dimensional International Core Equity 2 ETF | Dimensional | 0.01% | $2.0M | $15.4B | 2026-10-20 |
| 12 | DFAI Dimensional International Core Equity Market ETF | Dimensional | 0.00% | $741,122 | $18.2B | 2026-10-20 |
| 13 | AZTD Aztlan Global Stock Selection DM SMID ETF | Nport | 1.56% | $591,171 | — | 2026-07-31 |
| 14 | DFAX Dimensional World ex US Core Equity 2 ETF | Dimensional | 0.00% | $561,906 | $12.3B | 2026-10-20 |
| 15 | ISCF iShares International Small-Cap Equity Factor ETF | iShares (BlackRock) | 0.07% | $514,250 | $708.5M | 2026-10-20 |
| 16 | VSGX Vanguard ESG International Stock ETF | Vanguard | 0.01% | $465,041 | — | 2026-10-20 |
| 17 | EWX State Street® SPDR® S&P® Emerging Markets Small Cap ETF | SPDR (State Street) | 0.05% | $315,682 | $648.8M | 2026-10-20 |
| 18 | DFSI Dimensional International Sustainability Core 1 ETF | Dimensional | 0.02% | $261,834 | $1.2B | 2026-10-20 |
| 19 | EHLS Even Herd Long Short ETF | Nport | 0.39% | $233,126 | — | 2026-06-30 |
| 20 | SPEM State Street® SPDR® Portfolio Emerging Markets ETF | SPDR (State Street) | 0.00% | $225,346 | $16.8B | 2026-10-20 |
| 21 | WSML iShares MSCI World Small-Cap ETF | iShares (BlackRock) | 0.02% | $144,550 | $661.0M | 2026-10-20 |
| 22 | DXIV Dimensional International Vector Equity ETF | Dimensional | 0.04% | $95,328 | $233.2M | 2026-10-20 |
| 23 | SYZ Lazard US Systematic Small Cap Equity ETF | Nport | 0.13% | $89,880 | — | 2026-06-30 |
| 24 | SMCP SMART Mid Cap ETF | Nport | 1.00% | $34,828 | — | 2026-06-30 |
| 25 | SPGM State Street® SPDR® Portfolio MSCI Global Stock Market ETF | SPDR (State Street) | 0.00% | $26,974 | $1.8B | 2026-10-20 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
—
TTM Diluted EPS
—
TTM Revenue
—
TTM Net Income
—
TTM Op. Cash Flow
—
Quarterly figures (6 quarters)
| Quarter | Period End | Revenue | Net Income | Diluted EPS | Op. Cash Flow |
|---|---|---|---|---|---|
| Q4 '25 | 2025-12-31 | — | — | — | — |
| Q4 '24 | 2024-12-31 | — | — | — | — |
| Q4 '23 | 2023-12-31 | — | — | — | — |
| Q4 '22 | 2022-12-31 | — | — | — | — |
| Q4 '21 | 2021-12-31 | — | — | — | — |
| Q4 '20 | 2020-12-31 | — | — | — | — |
Q4 2025 • period ending 2025-12-31 • filed 2026-02-19
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
329.45K
SI % of Float
1.64%
Days to Cover
3.26
Short Vol Ratio
44.8%
Free Float
20.04M
Float %
78.0%
Short interest 2026-09-30 • Short volume 2026-10-21 • Float 2026-10-02