SII (Sprott Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by SII officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2024-09-25 | ARTHUR RICHARDS RULE | 10%+ Owner | — | — | — |
| 2024-09-17 | ARTHUR RICHARDS RULE | 10%+ Owner | D | — | — |
| 2010-08-06 | LOREN K CARROLL | Director | M | — | — |
| 2010-05-25 | Brian E. Taylor | VP & Controller | Sell | — | — |
| 2010-05-13 | DOUGLAS L ROCK | Director | M | — | — |
| 2010-05-10 | DUANE C RADTKE | Director | Buy | — | — |
| 2010-05-04 | Bryan L Dudman | EVP, President D&E | Sell | — | — |
| 2010-04-21 | DUANE C RADTKE | Director | A | — | — |
| 2010-04-21 | DOD A FRASER | Director | A | — | — |
| 2010-04-21 | JAMES R GIBBS | Director | A | — | — |
| 2010-04-21 | Machado Luiz Rodolfo Landim | Director | MIXED | — | — |
| 2010-04-21 | LOREN K CARROLL | Director | A | — | — |
| 2010-02-12 | Christopher I.S. Rivers | President & CE0, M-I SWACO | Sell | — | — |
| 2010-02-04 | Richard E Chandler Jr | Sr VP, Gen Counsel & Corp. Sec | MIXED | — | — |
| 2010-02-04 | JOHN J KENNEDY | President & CEO Wilson | MIXED | — | — |
| 2010-02-04 | JOHN YEARWOOD | CEO, President and COO | MIXED | — | — |
| 2010-02-04 | Brian E. Taylor | VP & Controller | MIXED | — | — |
| 2010-02-04 | GERALDINE D WILDE | VP Tax & Assistant Treasurer | MIXED | — | — |
| 2010-02-04 | Bryan L Dudman | EVP, President D&E | MIXED | — | — |
| 2010-02-04 | Malcolm Wilkins Anderson | Sr. VP Human Resources | MIXED | — | — |
| 2010-02-04 | Christopher I.S. Rivers | President & CE0, M-I SWACO | MIXED | — | — |
| 2010-02-04 | Peter J Pintar | VP Corp Strategy & Bus Dev | MIXED | — | — |
| 2009-12-09 | Peter J Pintar | VP Corp Strategy & Bus Dev | F | — | — |
| 2009-12-09 | Richard E Chandler Jr | Sr VP, Gen Counsel & Corp. Sec | F | — | — |
| 2009-12-09 | JOHN YEARWOOD | CEO, President and COO | F | — | — |
| 2009-12-09 | Christopher I.S. Rivers | President & CE0, M-I SWACO | F | — | — |
| 2009-12-09 | Brian E. Taylor | VP & Controller | F | — | — |
| 2009-12-09 | Malcolm Wilkins Anderson | Sr. VP Human Resources | F | — | — |
| 2009-12-09 | Bryan L Dudman | EVP, President D&E | F | — | — |
| 2009-12-03 | GERALDINE D WILDE | VP Tax & Assistant Treasurer | A | — | — |
| 2009-12-02 | Brian E. Taylor | VP & Controller | A | — | — |
| 2009-11-23 | William J Restrepo | Sr. VP, CFO & Treasurer | Buy | — | — |
| 2009-11-06 | Brian E. Taylor | VP & Controller | A | — | — |
| 2009-11-05 | DUANE C RADTKE | Director | Buy | — | — |
| 2009-11-04 | Norman A Mckay | EVP & Pres. Smith Technologies | A | — | — |
| 2009-10-26 | DUANE C RADTKE | Director | A | — | — |
| 2009-10-23 | William J Restrepo | SVP, CFO & Treasurer | A | — | — |
| 2009-10-22 | LOREN K CARROLL | Director | G | — | — |
| 2009-09-10 | Bryan L Dudman | EVP, President D&E | Sell | — | — |
| 2009-09-09 | Peter J Pintar | VP Corp Strategy & Bus Dev | F | — | — |
| 2009-06-03 | Michael D Pearce | EVP; Pres Smith Technologies | Sell | — | — |
| 2009-05-01 | Michael D Pearce | EVP; Pres Smith Technologies | A | — | — |
| 2009-04-30 | Michael D Pearce | EVP; Pres Smith Technologies | Sell | — | — |
| 2009-04-22 | DOD A FRASER | Director | A | — | — |
| 2009-04-22 | G CLYDE BUCK | — | A | — | — |
| 2009-04-22 | Machado Luiz Rodolfo Landim | Director | MIXED | — | — |
| 2009-04-22 | JERRY W NEELY | — | A | — | — |
| 2009-04-22 | JAMES R GIBBS | Director | A | — | — |
| 2009-04-22 | LOREN K CARROLL | Director | A | — | — |
| 2009-02-05 | GERALDINE D WILDE | VP Tax & Assistant Treasurer | A | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | 10%+ Owner | 2,604,537 | — |
| — | Chairman of the Board | 868,929 | — |
| — | Director | 143,662 | — |
| — | CEO, President and COO | 143,247 | — |
| — | EVP, President D&E | 114,550 | — |
| — | President & CEO Wilson | 93,147 | — |
| — | President & CE0, M-I SWACO | 93,057 | — |
| — | EVP & Pres. Smith Technologies | 75,122 | — |
| — | Sr. VP Human Resources | 66,754 | — |
| — | Sr VP, Gen Counsel & Corp. Sec | 62,183 | — |
| — | Director | 46,207 | — |
| — | Sr. VP, CFO & Treasurer | 41,385 | — |
| — | VP Corp Strategy & Bus Dev | 35,329 | — |
| — | VP Tax & Assistant Treasurer | 34,346 | — |
| — | Director | 30,463 | — |
| — | Director | 27,179 | — |
| — | VP & Controller | 14,724 | — |
| — | Director | 12,096 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the SII quote page; the site-wide leaderboard is on the insider transactions hub.