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ARTHUR RICHARDS RULE

CIK 1166902 · last filed 2024-09-25

ARTHUR RICHARDS RULE is a corporate insider who has filed 6 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing, for SII, was dated Sep 25, 2024. Across all open-market trades the lifetime net is −$3.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $337.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$337.29M

Companies

2

Total Filings

6

Lifetime Open-Market Net

-$3.40M

Filer Profile

Reported Address
5869 SECTION AVENUE
ANACORTES, WA 98222
Formerly Known As
RULE RICK (2002–2002)
Related Filers
Cheniere Energy, Inc. — 1 joint filings, latest 2002-10-15
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SII 10%+ Owner 2,604,537 $129.50 $337.29M $0 2 2024-09-25
Axos Financial, Inc. (BOFI) Delisted 10%+ Owner 200,000 — — -$3.40M 3 2009-10-22

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-09-25 SII — — $0 EDGAR
2024-09-17 SII Notice (144) −41,610 -$1.75M EDGAR
2024-09-17 SII Disp (D) −75,530 -$3.13M EDGAR
2009-10-22 Axos Financial, Inc. (BOFI) Delisted Sell (S) −126,000 -$1.05M EDGAR
2009-10-05 Axos Financial, Inc. (BOFI) Delisted Sell (S) −80,000 -$680.0K EDGAR
2009-09-10 Axos Financial, Inc. (BOFI) Delisted Sell (S) −194,600 -$1.66M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.