ARTHUR RICHARDS RULE

CIK 1166902 · last filed 2024-09-25

ARTHUR RICHARDS RULE is a corporate insider who has filed 5 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing, for SII, was dated Sep 25, 2024. Across all open-market trades the lifetime net is −$3.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $309.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$309.42M

Companies

2

Total Filings

5

Lifetime Open-Market Net

-$3.40M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SII 10%+ Owner 2,604,537 $118.80 $309.42M $0 2 2024-09-25
Axos Financial, Inc. (BOFI) Delisted 10%+ Owner 50,000 -$3.40M 3 2009-10-22

Recent Filings

5 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2024-09-25 SII $0 EDGAR
2024-09-17 SII Disp (D) −75,530 -$3.13M EDGAR
2009-10-22 Axos Financial, Inc. (BOFI) Delisted Sell (S) −126,000 -$1.05M EDGAR
2009-10-05 Axos Financial, Inc. (BOFI) Delisted Sell (S) −80,000 -$680.0K EDGAR
2009-09-10 Axos Financial, Inc. (BOFI) Delisted Sell (S) −194,600 -$1.66M EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.