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Norris Financial Group, LLC — 13F Holdings & Portfolio

CIK 2129318 · latest 13F-HR filed 2026-08-05

Backtest portfolio

Norris Financial Group, LLC manages $251.3M in 13F-reported U.S. long-equity assets across 82 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPY (12.51%), QQQ (5.17%), SGOL (4.97%). Quarter over quarter (versus its 2019-12-31 filing) the fund opened 72 new positions, exited 45, added to 8, and trimmed 2.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
605 N MAIN ST.
GREENVILLE, SC 29601
Phone
(864) 420-7335
Filing Manager
Norris Financial Group, LLC
GREENVILLE, SC
Signatory
Desaree Tatum
Consultant, Compliance Services
Loading holdings…
AUM

$251.3M

Long-equity book

Holdings

82

Distinct positions

Period

2026-06-30

Filed 2026-08-05

Q/Q Activity

+72 / −45 / ↑8 / ↓2

vs 2019-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • STATE STR SPDR S&P 500 ETF T$16.0M +103.7%
  • APPLE INC$5.4M +139.4%
  • AURINIA PHARMACEUTICALS INC$4.7M +425.9%
  • AMAZON COM INC$3.9M +1956.2%
  • ALPHABET INC$3.3M +201.2%
Show all 8 →

Top Trims

  • VANGUARD SCOTTSDALE FDS-$2.2M -79.5%
  • ADVANCED MICRO DEVICES INC-$969.1K -80.9%
Show all 2 →

New Positions

  • ETFS GOLD TR$12.5M
  • DIGITALOCEAN HLDGS INC$10.1M
  • SPDR SERIES TRUST$10.0M
  • SELECT SECTOR SPDR TR$9.4M
  • EA SERIES TRUST$8.0M
Show all 72 →

Exited Positions

  • FIRST TR EXCHANGE-TRADED FD$4.9M
  • FIRST TR EXCHANGE-TRADED FD$4.7M
  • ISHARES TR$4.5M
  • SPDR SERIES TRUST$3.4M
  • ISHARES TR$3.2M
Show all 45 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $31.4M 12.51% 42,106 SH
2 INVESCO QQQ TR QQQ 46090E103 $13.0M 5.17% 17,639 SH
3 ETFS GOLD TR SGOL 00326A104 $12.5M 4.97% 326,883 SH
4 DIGITALOCEAN HLDGS INC DOCN 25402D102 $10.1M 4.02% 64,313 SH
5 SPDR SERIES TRUST BIL 78468R663 $10.0M 3.97% 108,986 SH
6 SELECT SECTOR SPDR TR XLI 81369Y704 $9.4M 3.74% 50,676 SH
7 APPLE INC AAPL 037833100 $9.3M 3.68% 32,001 SH
8 EA SERIES TRUST BOXX 02072L565 $8.0M 3.20% 68,589 SH
9 INVESCO ACTIVELY MANAGED EXC GSY 46090A887 $7.9M 3.14% 157,181 SH
10 PACER FDS TR USAI 69374H634 $7.4M 2.95% 162,973 SH
11 TTM TECHNOLOGIES INC TTMI 87305R109 $7.2M 2.86% 38,397 SH
12 ARGAN INC AGX 04010E109 $6.4M 2.53% 7,966 SH
13 AURINIA PHARMACEUTICALS INC AUPH 05156V102 $5.8M 2.31% 342,331 SH
14 ISHARES TR SHYG 46434V407 $5.4M 2.16% 128,011 SH
15 FIRST TR EXCHANGE-TRADED FD GRID 33737A108 $5.4M 2.16% 28,249 SH
16 SPDR GOLD TR GLD 78463V107 $5.3M 2.10% 14,306 SH
17 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $5.1M 2.02% 16,719 SH
18 SPDR SERIES TRUST XAR 78464A631 $5.0M 1.98% 17,568 SH
19 SPDR SERIES TRUST XME 78464A755 $5.0M 1.98% 46,621 SH
20 SSGA ACTIVE ETF TR ULST 78467V707 $5.0M 1.98% 123,113 SH
21 ALPHABET INC GOOGL 02079K305 $4.9M 1.96% 13,761 SH
22 SELECT SECTOR SPDR TR XLRE 81369Y860 $4.7M 1.85% 105,790 SH
23 NVIDIA CORPORATION NVDA 67066G104 $4.2M 1.68% 21,157 SH
24 AMAZON COM INC AMZN 023135106 $4.1M 1.65% 17,376 SH
25 TURNING PT BRANDS INC TPB 90041L105 $4.0M 1.60% 47,482 SH
26 ISHARES INC EMXC 46434G764 $4.0M 1.60% 39,303 SH
27 ISHARES TR SGOV 46436E718 $3.8M 1.53% 38,154 SH
28 CELESTICA INC CLS 15101Q207 $3.2M 1.27% 8,750 SH
29 PGIM ETF TR PULS 69344A107 $3.0M 1.19% 60,377 SH
30 PIMCO ETF TR MINT 72201R833 $3.0M 1.19% 29,639 SH
31 GLOBAL X FDS PAVE 37954Y673 $2.8M 1.11% 47,491 SH
32 VANECK ETF TRUST GDX 92189F106 $2.8M 1.11% 36,841 SH
33 CBOE GLOBAL MKTS INC CBOE 12503M108 $2.5M 1.01% 10,409 SH
34 GLOBAL X FDS SIL 37954Y848 $2.5M 0.99% 32,034 SH
35 COINBASE GLOBAL INC COIN 19260Q107 $2.3M 0.90% 15,525 SH
36 SHOPIFY INC SHOP 82509L107 $2.2M 0.86% 18,871 SH
37 STAG INDUSTRIAL INC STAG 85254J102 $2.0M 0.81% 53,739 SH
38 TRUIST FINL CORP TFC 89832Q109 $1.8M 0.71% 35,561 SH
39 CREDO TECHNOLOGY GROUP HOLDI CRDO G25457105 $1.8M 0.70% 6,473 SH
40 SPDR INDEX SHS FDS NANR 78463X152 $1.4M 0.57% 19,032 SH
41 VITESSE ENERGY INC VTS 92852X103 $1.2M 0.47% 75,297 SH
42 SOFI TECHNOLOGIES INC SOFI 83406F102 $1.1M 0.45% 63,617 SH
43 VERIZON COMMUNICATIONS INC VZ 92343V104 $1.1M 0.45% 26,537 SH
44 TESLA INC TSLA 88160R101 $710.4K 0.28% 1,689 SH
45 SPDR INDEX SHS FDS FEZ 78463X202 $695.0K 0.28% 10,120 SH
46 FIRST TR EXCH TRADED FD III FSMB 33739P830 $646.7K 0.26% 32,353 SH
47 REGIONS FINANCIAL CORP NEW RF 7591EP100 $579.5K 0.23% 19,188 SH
48 VANGUARD SCOTTSDALE FDS VCSH 92206C409 $578.9K 0.23% 7,325 SH
49 FIRST TR EXCH TRADED FD III FUMB 33740J104 $495.7K 0.20% 24,715 SH
50 CRISPR THERAPEUTICS AG CRSP H17182108 $494.2K 0.20% 9,061 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-05 $251.3M 82 0002129318-26-000029
2021-06-30 2026-05-20 $148.3M 82 0002129318-26-000022
2021-03-31 2026-05-20 $136.2M 79 0002129318-26-000023
2020-03-31 2026-06-02 $90.0M 61 0002129318-26-000027
2019-12-31 2026-06-02 $108.4M 55 0002129318-26-000028