Norris Financial Group, LLC — 13F Holdings & Portfolio
CIK 2129318 · latest 13F-HR filed 2026-06-02
Norris Financial Group, LLC manages $108.4M in 13F-reported U.S. long-equity assets across 55 reported positions as of its 2019-12-31 13F-HR filing. Its largest disclosed positions are SPY (14.24%), QQQ (11.26%), FVD (4.54%). Quarter over quarter (versus its 2020-03-31 filing) the fund opened 23 new positions, exited 29, added to 26, and trimmed 5.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$108.4M
Long-equity book
55
Distinct positions
2019-12-31
Filed 2026-06-02
+23 / −29 / ↑26 / ↓5
vs 2020-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- STATE STR SPDR S&P 500 ETF T$15.0M +3145.7%
- APPLE INC$2.0M +107.5%
- SPDR SERIES TRUST$1.2M +53.6%
- ALIBABA GROUP HLDG LTD$1.1M +109.5%
- DISNEY WALT CO$1.1M +499.3%
Top Trims
- AMAZON COM INC-$1.2M -86.1%
- VERIZON COMMUNICATIONS INC-$902.5K -77.3%
- SPDR GOLD TR-$444.8K -9.5%
- JPMORGAN CHASE & CO-$384.7K -29.5%
- ISHARES TR-$201.5K -17.7%
New Positions
- FIRST TR EXCHANGE-TRADED FD$4.9M
- ISHARES TR$4.5M
- ISHARES TR$3.2M
- SPDR INDEX SHS FDS$3.2M
- ISHARES TR$3.1M
Exited Positions
- ISHARES TR$10.3M
- ISHARES GOLD TRUST$9.6M
- ISHARES TR$3.1M
- SELECT SECTOR SPDR TR$2.4M
- SELECT SECTOR SPDR TR$2.3M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $15.4M | 14.24% | 47,955 | SH |
| 2 | INVESCO QQQ TR | QQQ | 46090E103 | $12.2M | 11.26% | 57,401 | SH |
| 3 | FIRST TR EXCHANGE-TRADED FD | FVD | 33734H106 | $4.9M | 4.54% | 136,505 | SH |
| 4 | FIRST TR EXCHANGE-TRADED FD | LMBS | 33739Q200 | $4.7M | 4.36% | 91,287 | SH |
| 5 | ISHARES TR | ITA | 464288760 | $4.5M | 4.18% | 20,373 | SH |
| 6 | SPDR GOLD TR | GLD | 78463V107 | $4.2M | 3.91% | 29,680 | SH |
| 7 | APPLE INC | AAPL | 037833100 | $3.9M | 3.57% | 13,170 | SH |
| 8 | SPDR SERIES TRUST | XBI | 78464A870 | $3.4M | 3.11% | 35,426 | SH |
| 9 | ISHARES TR | IHI | 464288810 | $3.2M | 2.98% | 12,201 | SH |
| 10 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $3.2M | 2.92% | 84,235 | SH |
| 11 | ISHARES TR | EFAV | 46429B689 | $3.1M | 2.86% | 41,612 | SH |
| 12 | ISHARES TR | HEFA | 46434V803 | $3.1M | 2.86% | 101,518 | SH |
| 13 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $2.8M | 2.60% | 34,766 | SH |
| 14 | ISHARES TR | IJT | 464287887 | $2.8M | 2.59% | 14,505 | SH |
| 15 | VANGUARD INDEX FDS | VTV | 922908744 | $2.7M | 2.54% | 22,928 | SH |
| 16 | VANGUARD INDEX FDS | VNQ | 922908553 | $2.7M | 2.45% | 28,590 | SH |
| 17 | MICROSOFT CORP | MSFT | 594918104 | $2.4M | 2.20% | 15,134 | SH |
| 18 | SPDR SERIES TRUST | CWB | 78464A359 | $2.3M | 2.09% | 40,818 | SH |
| 19 | ALIBABA GROUP HLDG LTD | BABA | 01609W102 | $2.1M | 1.97% | 10,070 | SH |
| 20 | ALPHABET INC | GOOGL | 02079K305 | $1.6M | 1.51% | 1,219 | SH |
| 21 | DISNEY WALT CO | DIS | 254687106 | $1.3M | 1.21% | 9,078 | SH |
| 22 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $1.2M | 1.11% | 26,109 | SH |
| 23 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $1.1M | 1.03% | 3,811 | SH |
| 24 | AURINIA PHARMACEUTICALS INC | AUPH | 05156V102 | $1.1M | 1.02% | 54,528 | SH |
| 25 | ADOBE INC | ADBE | 00724F101 | $1.0M | 0.97% | 3,171 | SH |
| 26 | MCDONALDS CORP | MCD | 580135101 | $1.0M | 0.95% | 5,208 | SH |
| 27 | PEPSICO INC | PEP | 713448108 | $1.0M | 0.93% | 7,337 | SH |
| 28 | ISHARES TR | AGG | 464287226 | $936.2K | 0.86% | 8,331 | SH |
| 29 | JPMORGAN CHASE & CO | JPM | 46625H100 | $921.0K | 0.85% | 6,607 | SH |
| 30 | CONAGRA BRANDS INC | CAG | 205887102 | $864.5K | 0.80% | 25,248 | SH |
| 31 | STARBUCKS CORP | SBUX | 855244109 | $833.8K | 0.77% | 9,484 | SH |
| 32 | ELECTRONIC ARTS INC | EA | 285512109 | $770.5K | 0.71% | 7,167 | SH |
| 33 | MERCK & CO INC | MRK | 58933Y105 | $751.5K | 0.69% | 8,263 | SH |
| 34 | PROCTER & GAMBLE CO | PG | 742718109 | $743.7K | 0.69% | 5,954 | SH |
| 35 | ISHARES TR | IAT | 464288778 | $732.4K | 0.68% | 14,369 | SH |
| 36 | AT&T INC | T | 00206R102 | $730.7K | 0.67% | 18,697 | SH |
| 37 | CVS HEALTH CORP | CVS | 126650100 | $708.7K | 0.65% | 9,540 | SH |
| 38 | JD.COM INC | JD | 47215P106 | $701.7K | 0.65% | 19,917 | SH |
| 39 | FIRST TR EXCH TRADED FD III | FMB | 33739N108 | $692.0K | 0.64% | 12,458 | SH |
| 40 | MCKESSON CORP | MCK | 58155Q103 | $667.5K | 0.62% | 4,826 | SH |
| 41 | SCOTTS MIRACLE-GRO CO | SMG | 810186106 | $640.5K | 0.59% | 6,032 | SH |
| 42 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $614.2K | 0.57% | 4,582 | SH |
| 43 | MORGAN STANLEY | MS | 617446448 | $591.8K | 0.55% | 11,577 | SH |
| 44 | SCHWAB CHARLES CORP | SCHW | 808513105 | $565.4K | 0.52% | 11,889 | SH |
| 45 | ISHARES TR | ITOT | 464287150 | $425.3K | 0.39% | 5,851 | SH |
| 46 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $395.2K | 0.36% | 6,115 | SH |
| 47 | ISHARES TR | IUSG | 464287671 | $366.3K | 0.34% | 5,415 | SH |
| 48 | HUNTINGTON BANCSHARES INC | HBAN | 446150104 | $302.4K | 0.28% | 20,053 | SH |
| 49 | FLUOR CORP | FLR | 343412102 | $266.7K | 0.25% | 14,124 | SH |
| 50 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $264.3K | 0.24% | 4,305 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2021-06-30 | 2026-05-20 | $148.3M | 82 | 0002129318-26-000022 |
| 2021-03-31 | 2026-05-20 | $136.2M | 79 | 0002129318-26-000023 |
| 2020-03-31 | 2026-06-02 | $90.0M | 61 | 0002129318-26-000027 |
| 2019-12-31 | 2026-06-02 | $108.4M | 55 | 0002129318-26-000028 |