Top Institutional Investors

Flatrock Wealth Partners LLC — 13F Holdings & Portfolio

CIK 2130067 · latest 13F-HR filed 2026-08-14

Backtest portfolio

Flatrock Wealth Partners LLC manages $254.6M in 13F-reported U.S. long-equity assets across 173 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (6.52%), SPY (6.45%), FNDF (6.06%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 27 new positions and exited 20; 95 existing positions rose in reported value and 33 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$254.6M

Long-equity book

Holdings
173

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+27 / −20 / ↑95 / ↓33

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
AAPL6.5% · -2%SPY6.4% · +1%FNDF6.1% · +8%LONZ4.6% · +7%SPIB4.2% · +18%BIL3.8% · +9%SCHF3.3% · +5%FNDX3.3% · +14%BOXX3.2% · +9%CTRE2.7% · -40%AAEQ2.1% · 0%NVDA2.1% · +6%VDE2.0% · -4%MU1.8% · -9%SCHD1.8% · +38%SCHB1.6% · 0%VTI1.5% · 0%SCHH1.5% · +6%USMV1.4% · +41%IVV1.4% · +2%MSFT1.3% · -1%AMZN1.2% · +13%GOOGL1.2% · +3%SCHP1.2% · +35%MINT1.2% · -26%VTIP1.1% · +38%VOO1.0% · +19%CIEN1.0% · +1%VGLT0.9% · +27%GOOG0.9% · +4%FNDA0.9% · +15%MUB0.8% · -0%AAUS0.7% · 0%MGK0.7% · +397%VT0.7% · 0%TSLA0.6% · +8%AVGO0.6% · +1%WMT0.6% · -15%BRK.B0.5% · +4%META0.5% · -0%QQQ0.5% · +2%EFA0.4% · +4%JPM0.4% · +18%BILS0.4% · +121%LLY0.4% · +10%SMFG0.4% · +1%LRCX0.4% · +3%ESLT0.4% · 0%INTC0.4% · -35%V0.3% · +20%JNJ0.3% · -1%BSV0.3% · +0%SCHA0.3% · 0%CART0.3% · -2%PXF0.3% · -2%CAT0.3% · +2%AMD0.3% · newCOST0.3% · -4%C0.3% · +7%CSCO0.3% · +2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 44.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 10, 2026.

Assets Under Management
$417.6M
Discretionary
$397.0M
Employees
4
Accounts
438
Address
1301 DOVE STREET
SUITE 910
NEWPORT BEACH, CA 92660
Phone
(949) 687-2615
Website
Name Title / Status Ownership Type
WINTERS, KEVIN, MICHAEL ControlMANAGING PARTNER, CO-FOUNDER
since Aug 2022
50–75%Individual
West, John, Michael ControlMANAGING PARTER, CO-FOUNDER / CHIEF COMPLIANCE OFFICER
since May 2022
50–75%Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 95 →

Top Trims

Show all 33 →

New Positions

Show all 27 →

Exited Positions

Show all 20 →

Flatrock Wealth Partners LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $16.6M 6.52% 57,381 SH
2 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $16.4M 6.45% 21,923 SH
3 SCHWAB STRATEGIC TR FNDF 808524755 $15.4M 6.06% 292,260 SH
4 PIMCO ETF TR LONZ 72201R627 $11.7M 4.59% 237,146 SH
5 SPDR SERIES TRUST SPIB 78464A375 $10.7M 4.21% 320,001 SH
6 SPDR SERIES TRUST BIL 78468R663 $9.7M 3.81% 105,878 SH
7 SCHWAB STRATEGIC TR SCHF 808524805 $8.5M 3.35% 307,609 SH
8 SCHWAB STRATEGIC TR FNDX 808524771 $8.4M 3.28% 268,507 SH
9 EA SERIES TRUST BOXX 02072L565 $8.1M 3.19% 69,359 SH
10 CARETRUST REIT INC CTRE 14174T107 $6.8M 2.66% 166,118 SH
11 EA SERIES TRUST AAEQ 02072Q358 $5.4M 2.12% 101,682 SH
12 NVIDIA CORPORATION NVDA 67066G104 $5.2M 2.06% 26,188 SH
13 VANGUARD WORLD FD VDE 92204A306 $5.1M 2.02% 34,265 SH
14 MICRON TECHNOLOGY INC MU 595112103 $4.6M 1.82% 4,009 SH
15 SCHWAB STRATEGIC TR SCHD 808524797 $4.5M 1.78% 142,544 SH
16 SCHWAB STRATEGIC TR SCHB 808524102 $4.0M 1.56% 137,288 SH
17 VANGUARD INDEX FDS VTI 922908769 $3.9M 1.54% 10,569 SH
18 SCHWAB STRATEGIC TR SCHH 808524847 $3.7M 1.46% 157,233 SH
19 ISHARES TR USMV 46429B697 $3.6M 1.42% 37,500 SH
20 ISHARES TR IVV 464287200 $3.6M 1.42% 4,815 SH
21 MICROSOFT CORP MSFT 594918104 $3.2M 1.25% 8,543 SH
22 AMAZON COM INC AMZN 023135106 $3.1M 1.21% 12,873 SH
23 ALPHABET INC GOOGL 02079K305 $3.0M 1.18% 8,433 SH
24 SCHWAB STRATEGIC TR SCHP 808524870 $2.9M 1.15% 110,950 SH
25 PIMCO ETF TR MINT 72201R833 $2.9M 1.15% 29,071 SH
26 VANGUARD MALVERN FDS VTIP 922020805 $2.7M 1.05% 53,348 SH
27 VANGUARD INDEX FDS VOO 922908363 $2.7M 1.05% 3,879 SH
28 CIENA CORP CIEN 171779309 $2.5M 0.97% 5,043 SH
29 VANGUARD SCOTTSDALE FDS VGLT 92206C847 $2.3M 0.92% 42,306 SH
30 ALPHABET INC GOOG 02079K107 $2.3M 0.90% 6,470 SH
31 SCHWAB STRATEGIC TR FNDA 808524763 $2.2M 0.88% 59,039 SH
32 ISHARES TR MUB 464288414 $2.1M 0.81% 19,155 SH
33 EA SERIES TRUST AAUS 02072Q853 $1.9M 0.73% 31,250 SH
34 VANGUARD WORLD FD MGK 921910816 $1.8M 0.70% 20,175 SH
35 VANGUARD INTL EQUITY INDEX F VT 922042742 $1.7M 0.65% 10,612 SH
36 TESLA INC TSLA 88160R101 $1.6M 0.61% 3,716 SH
37 BROADCOM INC AVGO 11135F101 $1.5M 0.61% 4,086 SH
38 WALMART INC WMT 931142103 $1.4M 0.57% 12,738 SH
39 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.3M 0.50% 2,542 SH
40 META PLATFORMS INC META 30303M102 $1.2M 0.49% 2,207 SH
41 INVESCO QQQ TR QQQ 46090E103 $1.2M 0.47% 1,634 SH
42 ISHARES TR EFA 464287465 $1.1M 0.43% 10,599 SH
43 JPMORGAN CHASE & CO JPM 46625H100 $1.1M 0.42% 3,229 SH
44 SPDR SERIES TRUST BILS 78468R523 $1.0M 0.40% 10,201 SH
45 ELI LILLY & CO LLY 532457108 $978.3K 0.38% 816 SH
46 SUMITOMO MITSUI FIN GRP INC SMFG 86562M209 $972.8K 0.38% 40,757 SH
47 LAM RESEARCH CORP LRCX 512807306 $971.5K 0.38% 2,241 SH
48 ELBIT SYS LTD ESLT M3760D101 $960.3K 0.38% 1,264 SH
49 INTEL CORP INTC 458140100 $918.8K 0.36% 6,580 SH
50 VISA INC V 92826C839 $813.9K 0.32% 2,372 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $254.6M 173 0001951757-26-001263
2026-03-31 2026-04-29 $222.3M 166 0001951757-26-000752
2025-12-31 2026-05-26 $208.4M 167 0001951757-26-000907
2025-12-31 2026-05-26 $222.3M 166 0001951757-26-000892
Filer Information
Address
1301 DOVE STREET
SUITE 910
NEWPORT BEACH, CA 92660
Phone
(949) 687-2615
Filing Manager
Flatrock Wealth Partners LLC
NEWPORT BEACH, CA
Signatory
John West
Chief Compliance Officer