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SYM FINANCIAL Corp — 13F Holdings & Portfolio

CIK 764739 · latest 13F-HR filed 2026-08-04

Backtest portfolio

SYM FINANCIAL Corp manages $1.24B in 13F-reported U.S. long-equity assets across 531 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DFAI (22.31%), DFAU (12.62%), NTSI (9.23%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 156 new positions and exited 40; 249 existing positions rose in reported value and 65 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.24B

Long-equity book

Holdings
531

Distinct positions

Period
2026-06-30

Filed 2026-08-04

Q/Q Activity
+156 / −40 / ↑249 / ↓65

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
DFAI22.3% · +3%DFAU12.6% · +2359%NTSI9.2% · +1%VOE9.0% · +0%VTI8.0% · -3%GOVT7.0% · +3%SCHB2.8% · -0%DOW1.2% · +0%AAPL1.1% · -8%VIOV1.1% · -2%VXUS0.9% · -34%NVDA0.9% · -13%IEFA0.8% · +0%VT0.8% · -0%LLY0.7% · +0%MSFT0.5% · -15%SPDW0.5% · +12%ACWV0.5% · +2%AMZN0.5% · -9%GOOGL0.4% · -15%AVGO0.4% · -16%MU0.4% · -2%SCHR0.3% · +2%SPMO0.3% · newJPM0.3% · +7%QWLD0.3% · +0%AGG0.3% · +2%WMT0.2% · -1%GE0.2% · +3%SPY0.2% · +0%JPIB0.2% · +2%ESGU0.2% · +1%CSCO0.2% · +2%TSLA0.2% · +14%JNJ0.2% · -0%AMAT0.2% · +4%META0.2% · -28%LRCX0.2% · -0%BRK.B0.2% · +18%GEV0.2% · +5%MINT0.2% · +1%KLAC0.2% · +920%ACWI0.2% · -3%GOOG0.2% · +9%SPEM0.2% · +10%LKFN0.2% · -53%XOM0.1% · +2%TRGP0.1% · +0%VGT0.1% · +820%JBL0.1% · +4%INTC0.1% · -32%V0.1% · +32%FIX0.1% · -13%APH0.1% · -23%AMD0.1% · -29%MA0.1% · -35%WDC0.1% · -37%NSC0.1% · -9%SCHD0.1% · +1%CMI0.1% · +7%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 74.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 31, 2026.

Assets Under Management
$5.81B
Discretionary
$5.14B
Employees
84
Accounts
6,673
Address
801 PARK AVE
WINONA LAKE, IN 46590
Phone
(800) 888-7968
Website
Name Title / Status Ownership Type
COLEMAN, RODNEY, SCOTT ControlPRESIDENT
since May 2010
10–25%Individual
POPENFOOSE, ANDREW, LEE ControlCHIEF INVESTMENT OFFICER
since Oct 2016
5–10%Individual
WHICKER, ROBERT, SETH ControlSENIOR FINANCIAL ADVISOR
since Aug 2010
10–25%Individual
YEAGER, JERALD, WILLIAM ControlCHIEF EXECUTIVE OFFICER
since May 2003
5–10%Individual
YEAGER, STEPHEN, CHARLES ControlSENIOR FINANCIAL ADVISOR
since Oct 2000
10–25%Individual
ALLEN, CRYSTAL, LYNNCHIEF COMPLIANCE OFFICER
since Jan 2009
Less than 5%Individual
BLACK, KRISTIN, MARIECHIEF FINANCIAL OFFICER
since Jan 2019
Less than 5%Individual
Ownership & leadership changes · 13 filings with changes since Mar 19, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 30, 2026 filing
  • ChangedYEAGER, JERALD, WILLIAM · ownership 10–25% → 5–10%
Mar 31, 2025 filing
  • ChangedPOPENFOOSE, ANDREW, LEE · ownership Less than 5% → 5–10%
  • ChangedYEAGER, JERALD, WILLIAM · ownership 25–50% → 10–25%
Mar 26, 2024 filing
  • No longer listedACKMANN, THOMAS, ROBERT · SENIOR RETIREMENT PLAN ADVISOR · Less than 5% · listed since Jul 2011
  • No longer listedDELAHANTY, SARAH, LEE · SENIOR FINANCIAL ADVISOR · Less than 5% · listed since Jan 2015
  • No longer listedDULING, BRADLEY, SCOTT · SENIOR FINANCIAL ADVISOR · Less than 5% · listed since Jan 2015
  • No longer listedDornbier, Dennis, Paul · SENIOR FINANCIAL ANALYST · Less than 5% · listed since Dec 2017
  • No longer listedHARRISON, RICHARD, EDWARD · SENIOR FINANCIAL ADVISOR · Less than 5% · listed since Dec 2015
  • No longer listedSHEPHERD, JULIE, ANN · CLIENT SERVICE MANAGER · Less than 5% · listed since Sep 2016
  • No longer listedSLOCUM, JONATHAN, THOMAS · SENIOR FINANCIAL ADVISOR · Less than 5% · listed since Feb 2018
Mar 24, 2023 filing
  • AddedDornbier, Dennis, Paul · SENIOR FINANCIAL ANALYST · Less than 5%
  • AddedSHEPHERD, JULIE, ANN · CLIENT SERVICE MANAGER · Less than 5%
Mar 26, 2021 filing
  • No longer listedHELFRICH, JOHN, FREDERICK · SENIOR FINANCIAL ADVISOR · Less than 5% · listed since Aug 2010
Mar 27, 2019 filing
  • No longer listedWOLFSON, GEORGE, STEPHEN · SENIOR VICE PRESIDENT · Less than 5% · control person · listed since Jul 2000
  • AddedBLACK, KRISTIN, MARIE · CHIEF FINANCIAL OFFICER · Less than 5%
  • AddedSLOCUM, JONATHAN, THOMAS · SENIOR FINANCIAL ADVISOR · Less than 5%
  • ChangedACKMANN, THOMAS, ROBERT · title VICE PRESIDENT → SENIOR RETIREMENT PLAN ADVISOR; no longer a control person
  • ChangedALLEN, CRYSTAL, LYNN · title VICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER; no longer a control person
  • ChangedDELAHANTY, SARAH, LEE · title FINANCIAL ADVISOR → SENIOR FINANCIAL ADVISOR
  • ChangedDULING, BRADLEY, SCOTT · title FINANCIAL ADVISOR → SENIOR FINANCIAL ADVISOR
  • ChangedHARRISON, RICHARD, EDWARD · title VICE PRESIDENT → SENIOR FINANCIAL ADVISOR; no longer a control person
  • ChangedHELFRICH, JOHN, FREDERICK · title VICE PRESIDENT → SENIOR FINANCIAL ADVISOR
  • ChangedWHICKER, ROBERT, SETH · title VICE PRESIDENT → SENIOR FINANCIAL ADVISOR
  • ChangedYEAGER, STEPHEN, CHARLES · title SENIOR VICE PRESIDENT → SENIOR FINANCIAL ADVISOR
Mar 28, 2018 filing
  • AddedDELAHANTY, SARAH, LEE · FINANCIAL ADVISOR · Less than 5%
  • AddedDULING, BRADLEY, SCOTT · FINANCIAL ADVISOR · Less than 5%
  • ChangedCOLEMAN, RODNEY, SCOTT · ownership 25–50% → 10–25%
Oct 4, 2017 filing
  • ChangedHARRISON, RICHARD, EDWARD · now a control person
  • ChangedHELFRICH, JOHN, FREDERICK · no longer a control person
Mar 31, 2017 filing
  • AddedHARRISON, RICHARD, EDWARD · VICE PRESIDENT · Less than 5%
  • AddedPOPENFOOSE, ANDREW, LEE · CHIEF INVESTMENT OFFICER · Less than 5% · control person
Oct 27, 2016 filing
  • No longer listedDONAHOE, NEIL, MURRAY · SENIOR VICE PRESIDENT, CO- CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Jan 2016
Older changes (4 more filings)
Mar 30, 2016 filing
  • ChangedACKMANN, THOMAS, ROBERT · now a control person
  • ChangedALLEN, CRYSTAL, LYNN · title VICE PRESIDENT → VICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER
  • ChangedCOLEMAN, RODNEY, SCOTT · ownership 10–25% → 25–50%
  • ChangedDONAHOE, NEIL, MURRAY · title SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER → SENIOR VICE PRESIDENT, CO- CHIEF INVESTMENT OFFICER; ownership 10–25% → Less than 5%
  • ChangedWHICKER, ROBERT, SETH · ownership 5–10% → 10–25%
Mar 5, 2015 filing
  • AddedACKMANN, THOMAS, ROBERT · VICE PRESIDENT · Less than 5%
  • ChangedWHICKER, ROBERT, SETH · ownership 10–25% → 5–10%
May 13, 2013 filing
  • ChangedWHICKER, ROBERT, SETH · ownership Less than 5% → 10–25%
Mar 19, 2012 filing (earliest on record)
  • ListedALLEN, CRYSTAL, LYNN · VICE PRESIDENT · Less than 5% · control person
  • ListedCOLEMAN, RODNEY, SCOTT · PRESIDENT · 10–25% · control person
  • ListedDONAHOE, NEIL, MURRAY · SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER · 10–25% · control person
  • ListedHELFRICH, JOHN, FREDERICK · VICE PRESIDENT · Less than 5% · control person
  • ListedWHICKER, ROBERT, SETH · VICE PRESIDENT · Less than 5% · control person
  • ListedWOLFSON, GEORGE, STEPHEN · SENIOR VICE PRESIDENT · Less than 5% · control person
  • ListedYEAGER, JERALD, WILLIAM · CHIEF EXECUTIVE OFFICER · 25–50% · control person
  • ListedYEAGER, STEPHEN, CHARLES · SENIOR VICE PRESIDENT · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

SYM FINANCIAL Corp Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL ETF TRUST DFAI 25434V203 $277.6M 22.31% 6,729,230 SH
2 DIMENSIONAL ETF TRUST DFAU 25434V104 $157.0M 12.62% 3,036,703 SH
3 WISDOMTREE TR NTSI 97717Y634 $114.8M 9.23% 2,462,956 SH
4 VANGUARD INDEX FDS VOE 922908512 $112.4M 9.04% 569,031 SH
5 VANGUARD INDEX FDS VTI 922908769 $99.7M 8.02% 269,521 SH
6 ISHARES TR GOVT 46429B267 $87.6M 7.04% 3,845,020 SH
7 SCHWAB STRATEGIC TR SCHB 808524102 $34.4M 2.76% 1,187,558 SH
8 DOW HLDGS INC DOW 260557103 $15.2M 1.22% 554,157 SH
9 APPLE INC AAPL 037833100 $13.8M 1.11% 47,836 SH
10 VANGUARD ADMIRAL FDS INC VIOV 921932778 $13.4M 1.08% 114,517 SH
11 VANGUARD STAR FDS VXUS 921909768 $11.7M 0.94% 136,634 SH
12 NVIDIA CORPORATION NVDA 67066G104 $11.3M 0.91% 56,493 SH
13 ISHARES TR IEFA 46432F842 $10.5M 0.84% 108,747 SH
14 VANGUARD INTL EQUITY INDEX F VT 922042742 $10.1M 0.81% 64,497 SH
15 ELI LILLY & CO LLY 532457108 $8.9M 0.71% 7,406 SH
16 MICROSOFT CORP MSFT 594918104 $6.8M 0.55% 18,239 SH
17 SPDR INDEX SHS FDS SPDW 78463X889 $6.3M 0.51% 125,776 SH
18 ISHARES INC ACWV 464286525 $5.9M 0.47% 48,961 SH
19 AMAZON COM INC AMZN 023135106 $5.8M 0.46% 24,244 SH
20 ALPHABET INC GOOGL 02079K305 $5.5M 0.44% 15,424 SH
21 BROADCOM INC AVGO 11135F101 $4.6M 0.37% 12,051 SH
22 MICRON TECHNOLOGY INC MU 595112103 $4.5M 0.36% 3,931 SH
23 SCHWAB STRATEGIC TR SCHR 808524854 $4.4M 0.35% 176,450 SH
24 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $4.1M 0.33% 25,602 SH
25 JPMORGAN CHASE & CO JPM 46625H100 $3.9M 0.31% 11,784 SH
26 SPDR INDEX SHS FDS QWLD 78463X418 $3.6M 0.29% 23,518 SH
27 ISHARES TR AGG 464287226 $3.3M 0.26% 32,898 SH
28 WALMART INC WMT 931142103 $2.9M 0.24% 25,842 SH
29 GE AEROSPACE GE 369604301 $2.6M 0.21% 7,079 SH
30 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $2.5M 0.20% 3,410 SH
31 J P MORGAN EXCHANGE TRADED F JPIB 46641Q852 $2.4M 0.20% 50,530 SH
32 ISHARES TR ESGU 46435G425 $2.4M 0.20% 14,901 SH
33 CISCO SYS INC CSCO 17275R102 $2.3M 0.19% 19,834 SH
34 TESLA INC TSLA 88160R101 $2.3M 0.18% 5,449 SH
35 JOHNSON & JOHNSON JNJ 478160104 $2.2M 0.18% 8,776 SH
36 APPLIED MATLS INC AMAT 038222105 $2.2M 0.18% 3,077 SH
37 META PLATFORMS INC META 30303M102 $2.2M 0.18% 3,888 SH
38 LAM RESEARCH CORP LRCX 512807306 $2.2M 0.18% 5,050 SH
39 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $2.1M 0.17% 4,176 SH
40 GE VERNOVA INC GEV 36828A101 $2.1M 0.17% 1,748 SH
41 PIMCO ETF TR MINT 72201R833 $2.0M 0.16% 19,962 SH
42 KLA CORP KLAC 482480100 $2.0M 0.16% 6,592 SH
43 ISHARES TR ACWI 464288257 $1.9M 0.16% 12,384 SH
44 ALPHABET INC GOOG 02079K107 $1.9M 0.16% 5,481 SH
45 SPDR INDEX SHS FDS SPEM 78463X509 $1.9M 0.15% 36,648 SH
46 LAKELAND FINL CORP LKFN 511656100 $1.9M 0.15% 30,711 SH
47 EXXON MOBIL CORP XOM 30231G102 $1.7M 0.14% 12,669 SH
48 TARGA RES CORP TRGP 87612G101 $1.6M 0.13% 6,130 SH
49 VANGUARD WORLD FD VGT 92204A702 $1.6M 0.13% 13,226 SH
50 JABIL INC JBL 466313103 $1.6M 0.13% 4,085 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-04 $1.24B 531 0001398344-26-013478
2026-03-31 2026-05-08 $1.00B 415 0001398344-26-008744
2025-12-31 2026-02-13 $973.4M 416 0001398344-26-003003
Filer Information
Address
801 PARK AVE
WINONA LAKE, IN 46590
Phone
(219) 267-2300
Filing Manager
SYM FINANCIAL Corp
WINONA LAKE, IN
Signatory
Crystal L. Allen
Chief Compliance Officer